DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Aufman Associates Inc CRD 104622 | Sewickley, PA | independent RIA | $972M | 99% | 3 | $324M | 0 | 0 |
| Veery Capital, LLC CRD 298465 | West Chester, PA | mixed wealth | $971M | 41% | 7 | $139M | 1 | 0 |
| D.B. Root & Company, LLC CRD 188512 | Pittsburgh, PA | independent RIA | $952M | 90% | 15 | $63.5M | 1 | 0 |
| A••••••• I••••••••• P••••••• CRD 282428 | Newtown Square, PA | independent RIA | $946M | 75% | 14 | $67.6M | 3 | 5 |
| W••• C•••••• P•••••••• L•• CRD 299194 | Wayne, PA | independent RIA | $930M | 100% | 11 | $84.5M | 1 | 0 |
| T•• F•••••• G••••• L•• CRD 121492 | Chesterbrook, PA | independent RIA | $902M | 100% | 16 | $56.4M | 0 | 0 |
| A•••• A•••• M••••••••• CRD 145186 | Wayne, PA | independent RIA | $900M | 99% | 4 | $225M | 0 | 0 |
| C•••••••• I••••••••• A•••••••• I••• CRD 127270 | Ligonier, PA | independent RIA | $886M | 71% | 5 | $177M | 0 | 0 |
| W••••••• CRD 288705 | Harleysville, PA | independent RIA | $866M | 90% | 11 | $78.8M | 0 | 8 |
| R••••• C•••••• M••••••••• L•• CRD 159559 | Wayne, PA | independent RIA | $855M | 99% | 5 | $171M | 0 | 0 |
| P••••••••• C•••••• M••••••••• I••• CRD 107648 | Huntingdon Valley, PA | independent RIA | $849M | 96% | 5 | $170M | 6 | 0 |
| S•••• H•••• I••••••••• M••••••••• L•• CRD 139410 | Tunkhannock, PA | independent RIA | $842M | 98% | 18 | $46.8M | 5 | 0 |
| T••• C•••••• M••••••••• I•• CRD 104748 | Mcmurray, PA | other | $838M | 13% | 0 | n/a | 0 | 0 |
| M••••• S••••• W••••• M••••••••• CRD 155157 | West Chester, PA | independent RIA | $837M | 100% | 12 | $69.7M | 6 | 0 |
| F•• A•••••••• I••• CRD 104601 | Berwyn, PA | asset manager | $833M | 0.0% | 0 | n/a | 1 | 0 |
| S••••••••• A•••• M••••••••• I••• CRD 106261 | Chadds Ford, PA | independent RIA | $831M | 91% | 6 | $138M | 1 | 0 |
| H••• I••••••••• I••• CRD 152103 | Coatesville, PA | independent RIA | $788M | 100% | 1 | $788M | 0 | 0 |
| M•• A•••• M••••••••• L•• CRD 155426 | Conshohocken, PA | mixed wealth | $788M | 42% | 20 | $39.4M | 3 | 0 |
| I•••••• A•••••••• L•• CRD 168057 | Newtown, PA | independent RIA | $786M | 99% | 12 | $65.5M | 2 | 0 |
| S••••••••• P•• A•••••••• L•• CRD 107662 | Radnor, PA | institutional | $774M | 0.0% | 0 | n/a | 0 | 0 |
| B••••• C••••••• A•••••••• L•• CRD 293192 | Downingtown, PA | independent RIA | $772M | 53% | 4 | $193M | 1 | 0 |
| M•• F•••••••• G••••• L•• CRD 147221 | Bethlehem, PA | independent RIA | $772M | 99% | 8 | $96.5M | 1 | 0 |
| G•••• S••••• A•••• M••••••••• I•• CRD 106980 | Canonsburg, PA | independent RIA | $769M | 87% | 7 | $110M | 1 | 0 |
| E••• L•• CRD 308977 | Pittsburgh, PA | independent RIA | $751M | 100% | 9 | $83.4M | 0 | 0 |
| I••••••••• C•••••• P••••••• CRD 309314 | Pittsburgh, PA | independent RIA | $744M | 87% | 8 | $93.0M | 1 | 0 |
| A••••••• C•••••• M••••••••• L•• CRD 121484 | Pittsburgh, PA | independent RIA | $742M | 67% | 3 | $247M | 0 | 0 |
| A•••••••• I••••••••• CRD 7597 | Pittsburgh, PA | independent RIA | $742M | 87% | 14 | $53.0M | 10 | 0 |
| G••••• P•••••• S•••••••• L•• CRD 117901 | Allentown, PA | institutional | $734M | 0.0% | 7 | $105M | 2 | 0 |
| S••••••••• F•••••••• G••••• L•• CRD 281037 | Harrisburg, PA | independent RIA | $731M | 96% | 3 | $244M | 1 | 0 |
| T••••• P•••••• W•••••• I••• CRD 111268 | Bethlehem, PA | independent RIA | $730M | 99% | 5 | $146M | 5 | 0 |
| F• C••••• I••••• A••••••• L•• CRD 289579 | Philadelphia, PA | asset manager | $726M | 0.0% | 0 | n/a | 1 | 0 |
| J••• E••••••••• L•• CRD 312710 | Newtown, PA | independent RIA | $722M | 88% | 3 | $241M | 0 | 0 |
| T••••••••• C•••••• M••••••••• L•• CRD 152069 | Newtown, PA | mixed wealth | $718M | 28% | 1 | $718M | 0 | 0 |
| V•••••• W••••• M••••••••• CRD 152301 | Yardley, PA | independent RIA | $713M | 90% | 9 | $79.3M | 0 | 0 |
| I•• A••••••• L•• CRD 305492 | Easton, PA | independent RIA | $699M | 98% | 8 | $87.4M | 3 | 0 |
| M•••••••• A•••• M••••••••• L•• CRD 310441 | Pittsburgh, PA | independent RIA | $691M | 100% | 11 | $62.8M | 5 | 0 |
| A•••••• M••••• CRD 147972 | Lancaster, PA | independent RIA | $687M | 80% | 3 | $229M | 0 | 0 |
| F•••••••• A••••••••• L•• CRD 153016 | W. Conshohocken, PA | mixed wealth | $679M | 32% | 4 | $170M | 0 | 4 |
| P•••••••• P•••••• W•••••• L•• CRD 318345 | Radnor, PA | independent RIA | $672M | 100% | 5 | $134M | 0 | 0 |
| B••• W••••• A••••••• CRD 328043 | Gap, PA | independent RIA | $662M | 94% | 10 | $66.2M | 0 | 0 |
| Q•••••• A••••••• L••••• CRD 146438 | Pittsburgh, PA | independent RIA | $662M | 53% | 5 | $132M | 0 | 5 |
| L•• C••••••• L••• CRD 159817 | Philadelphia, PA | asset manager | $661M | 0.0% | 0 | n/a | 0 | 3 |
| N•••••••• A•••• M••••••••• C••••••• L•• CRD 328279 | Blue Bell, PA | independent RIA | $660M | 100% | 2 | $330M | 0 | 0 |
| T••••• C•••••• M••••••••• L•• CRD 281347 | Fort Washington, PA | independent RIA | $657M | 100% | 16 | $41.0M | 3 | 0 |
| O•• G•••• A•••• M••••••••• L•• CRD 126013 | Malvern, PA | institutional | $656M | 0.0% | 0 | n/a | 1 | 0 |
| M•••••• • C• L•• CRD 108736 | Bryn Mawr, PA | independent RIA | $656M | 100% | 3 | $219M | 0 | 0 |
| M•••••••• F•••••••• A••••••••• L•• CRD 336684 | Macungie, PA | independent RIA | $654M | 97% | 8 | $81.8M | 2 | 0 |
| P• N••• F•••••••• S••••••• L•• CRD 333595 | Newtown, PA | independent RIA | $654M | 96% | 6 | $109M | 0 | 0 |
| K••••••• P•••••••• L•• CRD 325042 | Conshohocken, PA | independent RIA | $646M | 100% | 3 | $215M | 0 | 0 |
| R•••• A•••• M••••••••• C• I•• CRD 107233 | Dallas, PA | independent RIA | $640M | 96% | 8 | $80.0M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
564 advisers match.