DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Austin Asset CRD 105441 | Austin, TX | independent RIA | $1.9B | 91% | 15 | $125M | 0 | 0 |
| Scout Energy Management LLC CRD 161832 | Dallas, TX | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 20 |
| Tritium Partners CRD 173132 | Austin, TX | asset manager | $1.9B | 0.0% | 0 | n/a | 1 | 10 |
| C•••••• M••••••••• L• CRD 311762 | Dallas, TX | asset manager | $1.9B | 0.0% | 1 | $1.9B | 0 | 5 |
| W••••• J•••••• W••••• CRD 119759 | Houston, TX | independent RIA | $1.9B | 100% | 29 | $63.9M | 0 | 0 |
| R•• A••••••• CRD 150661 | Houston, TX | independent RIA | $1.8B | 97% | 14 | $131M | 1 | 0 |
| D• A•••• M••••••••• CRD 331542 | Dallas, TX | asset manager | $1.8B | 0.0% | 0 | n/a | 1 | 4 |
| V••• C•••••• R••• L• CRD 130678 | Dallas, TX | independent RIA | $1.8B | 96% | 9 | $202M | 0 | 4 |
| F•••••••• S•••••••• CRD 105643 | Houston, TX | independent RIA | $1.8B | 99% | 17 | $107M | 1 | 0 |
| G•• W••••• M••••••••• CRD 315934 | Flower Mound, TX | independent RIA | $1.8B | 100% | 23 | $78.6M | 0 | 0 |
| K••••• ••• C•••••• L• CRD 165607 | Dallas, TX | asset manager | $1.8B | 0.0% | 1 | $1.8B | 0 | 10 |
| H••••••••• I••••••••• M••••••••• C• CRD 107710 | Austin, TX | institutional | $1.8B | 0.0% | 5 | $359M | 0 | 0 |
| H••••••••• C•••••• M••••••••• L••• CRD 296583 | Austin, TX | asset manager | $1.8B | 0.0% | 0 | n/a | 1 | 11 |
| N•• I••••••••• M••••••••• CRD 131517 | Dallas, TX | asset manager | $1.8B | 0.0% | 1 | $1.8B | 0 | 1 |
| I••••• F•••••••• CRD 281554 | Houston, TX | independent RIA | $1.7B | 97% | 36 | $48.5M | 26 | 0 |
| F••••• I••••••••• A•••••• CRD 142570 | San Antonio, TX | other | $1.7B | 0.0% | 2 | $873M | 0 | 0 |
| S•••• C•••• P••••••• CRD 329614 | Dallas, TX | other | $1.7B | 0.0% | 0 | n/a | 0 | 1 |
| M••••••• W••••• A•••••••• L•• CRD 282609 | Austin, TX | independent RIA | $1.7B | 96% | 9 | $193M | 0 | 0 |
| M•• A•••••• I• L•• CRD 169939 | Houston, TX | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 2 |
| S••••••• C•••••• P••••••• I••• CRD 171419 | Austin, TX | asset manager | $1.7B | 0.0% | 7 | $246M | 3 | 18 |
| L•• F•••••••• C••••••• L•• CRD 105910 | Dallas, TX | independent RIA | $1.7B | 97% | 31 | $54.3M | 0 | 4 |
| T•••• C•••••• M••••••••• L• CRD 322094 | Houston, TX | asset manager | $1.7B | 0.0% | 1 | $1.7B | 0 | 4 |
| A•••• C•••••• M••••••••• L•• CRD 299694 | Austin, TX | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 2 |
| T••••••• A••••••• CRD 150081 | Fort Worth, TX | independent RIA | $1.7B | 75% | 6 | $279M | 0 | 6 |
| P•••••••• E••••• P••••••• L• CRD 302116 | Houston, TX | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 10 |
| Q•••••• F•••••••• A••••••• CRD 284852 | Montgomery, TX | asset manager | $1.7B | 4.9% | 1 | $1.7B | 1 | 2 |
| I•• A•••••••• I••• CRD 166586 | Dallas, TX | mixed wealth | $1.6B | 48% | 28 | $57.8M | 25 | 0 |
| S••••• C••••••• L•• CRD 161829 | Dallas, TX | asset manager | $1.6B | 0.0% | 5 | $323M | 1 | 15 |
| M••••••• I••••••••• N•••••• I••• CRD 17587 | Dallas, TX | BD affiliated | $1.6B | 97% | 125 | $12.9M | 124 | 0 |
| T••••••••• T•••• W••••• M••••••••• I••• CRD 107639 | Houston, TX | independent RIA | $1.6B | 99% | 9 | $177M | 0 | 0 |
| S•••• C•••• CRD 113091 | The Woodlands, TX | independent RIA | $1.6B | 92% | 3 | $529M | 0 | 0 |
| D••••••• A•••• M••••••••• L•• CRD 298651 | Dallas, TX | other | $1.6B | 13% | 3 | $528M | 0 | 1 |
| A•••• W••••• M••••••••• G•••• CRD 326006 | Plano, TX | independent RIA | $1.6B | 100% | 14 | $112M | 2 | 0 |
| P•• S••••••• C•••••• M••••••••• L•• CRD 151671 | Austin, TX | independent RIA | $1.6B | 93% | 31 | $50.5M | 1 | 0 |
| A•••••••• C••••••• L•• CRD 136667 | Dallas, TX | independent RIA | $1.6B | 71% | 3 | $517M | 0 | 0 |
| Y••• L•• CRD 145769 | Austin, TX | independent RIA | $1.5B | 54% | 2 | $771M | 0 | 0 |
| G••••••••• P••••••• C•••••• M••••••••• L•• CRD 160830 | Dallas, TX | asset manager | $1.5B | 0.0% | 2 | $770M | 0 | 1 |
| K•••• P••• P••••••• L•• CRD 269876 | Sugar Land, TX | mixed wealth | $1.5B | 23% | 4 | $382M | 0 | 0 |
| C•••••• C•••• P••••••• CRD 301211 | Austin, TX | mixed wealth | $1.5B | 48% | 8 | $190M | 3 | 13 |
| A•••••• A••• L••• CRD 141112 | Austin, TX | asset manager | $1.5B | 0.0% | 1 | $1.5B | 0 | 1 |
| W•••••• C•••••• M••••••••• I••• CRD 119174 | Dallas, TX | independent RIA | $1.5B | 66% | 3 | $496M | 0 | 1 |
| R••••• I••••••••• M••••••••• CRD 124414 | Dallas, TX | other | $1.5B | 0.0% | 0 | n/a | 0 | 1 |
| C•••••• P•••• W••••• M••••••••• L•• CRD 143771 | Dallas, TX | independent RIA | $1.5B | 97% | 4 | $366M | 1 | 3 |
| T••• T••• M••••••••• L• CRD 149548 | Dallas, TX | asset manager | $1.5B | 0.0% | 2 | $730M | 0 | 1 |
| C••••••• E••••• C•••••• CRD 155906 | Houston, TX | asset manager | $1.4B | 0.0% | 1 | $1.4B | 0 | 5 |
| S•••• G•••• A•••• M••••••••• L•• CRD 313265 | Dallas, TX | independent RIA | $1.4B | 55% | 6 | $235M | 0 | 0 |
| H••••• W•• C•••••• M••••••••• L•• CRD 172400 | Dallas, TX | asset manager | $1.4B | 0.0% | 1 | $1.4B | 0 | 4 |
| 4• F•••••••• CRD 319484 | Austin, TX | independent RIA | $1.4B | 92% | 141 | $10.0M | 9 | 0 |
| H••••• F•••••••• S•••••••• L••• CRD 107978 | Dallas, TX | independent RIA | $1.4B | 83% | 15 | $93.5M | 0 | 31 |
| A•••••• W••••• M••••••••• I••• CRD 146153 | Houston, TX | independent RIA | $1.4B | 71% | 28 | $50.0M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,078 advisers match.