DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Reverence Capital Partners CRD 171471 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 1 | 47 |
| Blackrock Alternatives Management, LLC CRD 288041 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 1 | 82 |
| Boothbay Fund Management CRD 163706 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 3 | 4 |
| B••••••••• P•••••• I••••••••• A••••••• L••••• CRD 317860 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 0 | 1 |
| O•••• I••••••••• A•• O•••• I••••••••• U• CRD 170309 | New York, NY | other | $18B | 0.0% | 0 | Not computed | 0 | 3 |
| I•••••• L••• M••••••• L•• CRD 306746 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 4 | 44 |
| S••••••••• C•••••• P••••••• CRD 161958 | New York, NY | asset manager | $18B | 0.0% | 0 | Not computed | 3 | 73 |
| L••••••• R••• E••••• I••••••••• M••••••••• L• CRD 297109 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 1 | 0 |
| A••••••• I••••••••• P••••••• CRD 156878 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 0 | 10 |
| F•••• C•••••• I••• CRD 113638 | New York, NY | mixed wealth | $17B | 34% | 6 | $2.9B | 2 | 5 |
| K••••••• • C•••••• CRD 160745 | Mount Kisco, NY | asset manager | $17B | 0.0% | 0 | Not computed | 3 | 37 |
| B•••••• L• M••••• I••••••••• S••••••••• L•• CRD 2625 | New York, NY | other | $17B | 0.0% | 0 | Not computed | n/a | 0 |
| N••••••• C•••••• P••••••• CRD 332070 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 0 | 8 |
| M•••••• • N••••• A•••••••• L•• CRD 105992 | Fairport, NY | mixed wealth | $17B | 34% | 42 | $405M | 4 | 0 |
| A•••• I••••••••• M••••••••• L•• CRD 124454 | New York, NY | independent RIA | $17B | 100% | 6 | $2.8B | 0 | 1 |
| S••••••• I••••••••• U• L•• CRD 317755 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 0 | 0 |
| M•••••• CRD 159465 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 4 | 44 |
| D•••••• C•••••• P••••••• L• CRD 170862 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 0 | 2 |
| C••••••• P•••••• W••••• CRD 106743 | Tarrytown, NY | BD affiliated | $17B | 94% | 92 | $181M | 25 | 0 |
| C•••••• R••• A•••• M••••••••• CRD 297010 | New York, NY | asset manager | $17B | 0.0% | 0 | Not computed | 2 | 3 |
| I•••• F•••••••• A•••••••• L•• CRD 161603 | New York, NY | other | $16B | 0.0% | 0 | Not computed | 0 | 26 |
| O••••••• A••••••••• I••••••••• L•• CRD 336332 | New York, NY | asset manager | $16B | 0.0% | 3 | $5.5B | 1 | 13 |
| 3• C•••••• P••••••• L• CRD 156934 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 0 | 5 |
| V•••• M••••••••• L••• CRD 148949 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 1 | 46 |
| B••• O•• T••••••••• C••••• A••••••• L•• CRD 297497 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 8 | 4 |
| S•••••••• C•••••• M••••••••• L•• CRD 151259 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 3 | 0 |
| M••••• S•••••• I••••••••• I••• CRD 142824 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 7 | 20 |
| M•••• R••• E••••• A••••••• I••• CRD 142047 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 16 | 18 |
| O•• C•••••• A•••••••• L••• CRD 173626 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 3 | 34 |
| S•••••• C•••••• P••••••• L• CRD 157360 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 1 | 10 |
| B••••••••• S•••••••• C•••••• A•••••••• L••••• CRD 165796 | New York, NY | asset manager | $16B | 0.0% | 0 | Not computed | 1 | 18 |
| A••••• C•••••• M••••••••• L•• CRD 106332 | New York, NY | other | $16B | 0.0% | 0 | Not computed | 1 | 41 |
| E••••••• W••••• M••••••••• L•• CRD 148399 | New York, NY | independent RIA | $16B | 90% | 0 | Not computed | 4 | 1 |
| A•• Q• A••••••• L•• CRD 124560 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 5 | 31 |
| T•••••• S••••• P••••••••• L••• CRD 160079 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 26 | 78 |
| B••••• R•••• P••••••• CRD 304928 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 0 | 16 |
| P••••• C•••••• CRD 148269 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 0 | 38 |
| W••• M••••••••• C••••••••• CRD 155695 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 1 | 20 |
| P•••• M••••••••• I••• CRD 141216 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 0 | 6 |
| N••••• P••• G••••• C•••••• ••• L• CRD 166333 | New York, NY | asset manager | $15B | 0.0% | 0 | Not computed | 3 | 36 |
| D•• A••••••• L•• CRD 106311 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 2 | 15 |
| P••• R•••• A••••••• L•• CRD 296362 | New York, NY | mixed wealth | $14B | 36% | 0 | Not computed | 1 | 1 |
| K•••• • C••••••• L••• CRD 131471 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 0 | 54 |
| S••••••• P••••••• CRD 284346 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 1 | 33 |
| B•• N• L•• CRD 128557 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 3 | 18 |
| R•• I••••••••• L• CRD 153232 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 0 | 3 |
| F•••••••• G••••• I••••••••• M••••••••• C•••• CRD 106277 | New York, NY | asset manager | $14B | 0.2% | 205 | $68.7M | 2 | 0 |
| R•••••• F••• M••••••••• L•• CRD 156543 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 3 | 40 |
| R•••••• C•••••• P••••••• M••••••••• L•• CRD 168862 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 4 | 48 |
| V•••••• C•••••• P•••••••• L••• CRD 281851 | New York, NY | asset manager | $14B | 0.0% | 0 | Not computed | 4 | 12 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.