DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Graybill Wealth Management, Ltd. CRD 112046 | Elmhurst, IL | independent RIA | $526M | 97% | 1 | $526M | 0 | 0 |
| Mowery & Schoenfeld Wealth Management, LLC CRD 118366 | Lincolnshire, IL | independent RIA | $524M | 100% | 6 | $87.4M | 2 | 0 |
| 5th Century Partners CRD 313522 | Chicago, IL | asset manager | $521M | 0.0% | 0 | n/a | 0 | 5 |
| C•• F••• M••••••• L•• CRD 311944 | Chicago, IL | asset m•••••• | $517M | 0.0% | 0 | n/a | 1 | 5 |
| T•••• P•••••• W••••• CRD 329909 | Chicago, IL | independent RIA | $515M | 100% | 2 | $257M | 0 | 0 |
| J•••• T• B•••••• • C•• CRD 16860 | East Dundee, IL | independent RIA | $514M | 100% | 4 | $129M | 0 | 0 |
| S••••••• I••••••••• A••••••• CRD 307924 | Chicago, IL | mixed wealth | $514M | 50% | 6 | $85.6M | 3 | 0 |
| S•••••• C•••••• M••••••••• CRD 168318 | Chicago, IL | asset manager | $513M | 0.0% | 0 | n/a | 0 | 6 |
| L•• A•••••••• L•• CRD 163963 | Evanston, IL | other | $507M | 0.0% | 0 | n/a | 0 | 1 |
| T••••••••• E••••• P•••••••• L•• CRD 324358 | Chicago, IL | asset manager | $502M | 0.0% | 0 | n/a | 2 | 8 |
| R•••• W••••• M••••••••• I••• CRD 173262 | Champaign, IL | independent RIA | $498M | 92% | 5 | $99.6M | 2 | 0 |
| S••••••• W••••• M••••••••• I••• CRD 131304 | Champaign, IL | independent RIA | $495M | 90% | 7 | $70.7M | 0 | 0 |
| B•••• C•••••• M••••••••• I••• CRD 128044 | Urbana, IL | mixed wealth | $494M | 30% | 4 | $123M | 8 | 0 |
| L••••••• W••••• A••••••• CRD 341748 | Champaign, IL | independent RIA | $492M | 99% | 5 | $98.4M | 1 | 0 |
| I••• F•••••••• L•• CRD 106682 | Northbrook, IL | independent RIA | $489M | 94% | 4 | $122M | 0 | 3 |
| I••• • C•• CRD 301006 | Chicago, IL | asset manager | $486M | 0.0% | 0 | n/a | 0 | 10 |
| V•••••• P•••• F••••••••• L•• CRD 305016 | Lisle, IL | independent RIA | $485M | 100% | 16 | $30.3M | 2 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 338394 | Winnetka, IL | independent RIA | $484M | 99% | 3 | $161M | 0 | 0 |
| A••••• A••••••• CRD 281778 | Chicago, IL | independent RIA | $483M | 100% | 6 | $80.6M | 0 | 0 |
| 1• W••••• A••••••• L•• CRD 337459 | Mundelein, IL | independent RIA | $481M | 100% | 9 | $53.5M | 2 | 0 |
| N••• T•• C•••••• M••••••••• CRD 171420 | Chicago, IL | asset manager | $481M | 0.0% | 2 | $240M | 0 | 0 |
| M••••••• W••••• P••••••• CRD 300019 | Maryville, IL | independent RIA | $479M | 96% | 2 | $239M | 0 | 0 |
| T•• I••••••• C••••••••• L•• CRD 310744 | Park Ridge, IL | independent RIA | $476M | 99% | 4 | $119M | 4 | 0 |
| Z•••••••• W••••• M••••••••• L•• CRD 127526 | Evanston, IL | independent RIA | $472M | 100% | 6 | $78.7M | 0 | 0 |
| N•••• B••••• C•••••• M••••••••• L••• CRD 307344 | Oak Brook, IL | asset manager | $468M | 0.0% | 0 | n/a | 0 | 5 |
| C•••••• C•••••• P•••••••• L•• CRD 140754 | Chicago, IL | independent RIA | $464M | 100% | 0 | n/a | 0 | 0 |
| S••••••• F••• M••••••••• L•• CRD 160338 | Chicago, IL | asset manager | $462M | 0.0% | 0 | n/a | 1 | 8 |
| C•••••••• C•••••• M••••••••• L•• CRD 110932 | O'Fallon, IL | independent RIA | $458M | 94% | 4 | $114M | 1 | 0 |
| B•••••• C•••••• P••••••• M••••••••• L••• CRD 309272 | Chicago, IL | asset manager | $456M | 0.0% | 0 | n/a | 0 | 7 |
| M•••• C•••••• P••••••• V•• L•• CRD 341399 | Chicago, IL | asset manager | $448M | 0.0% | 0 | n/a | 0 | 3 |
| L••••• G••••• W•••••• L•• CRD 128202 | Itasca, IL | independent RIA | $447M | 99% | 3 | $149M | 0 | 0 |
| I••••• A••••••• S•••••••• L•• CRD 338893 | Oak Brook, IL | other | $443M | 0.0% | 0 | n/a | 0 | 0 |
| S••• P•••••• W••••• G••••• L•• CRD 173399 | Oakbrook Terrace, IL | independent RIA | $441M | 97% | 11 | $40.1M | 2 | 0 |
| B••••••• S•••••••• C•••••• P•••••••• L• CRD 300562 | Chicago, IL | asset manager | $440M | 0.0% | 0 | n/a | 0 | 3 |
| B•••• F•••••••• A•••••••• I••• CRD 116515 | Rockford, IL | independent RIA | $439M | 100% | 5 | $87.8M | 0 | 0 |
| N•••••• I••••••••• M••••••••• L•• CRD 153918 | Chicago, IL | asset manager | $439M | 0.0% | 0 | n/a | 2 | 5 |
| H••••••• C•••••• M••••••••• L•• CRD 306195 | Buffalo Grove, IL | independent RIA | $416M | 98% | 4 | $104M | 0 | 0 |
| B••• A••••••••• I•• CRD 104984 | Chicago, IL | independent RIA | $416M | 95% | 2 | $208M | 0 | 1 |
| S•• F••••••••• L•• CRD 158023 | Buffalo Grove, IL | independent RIA | $416M | 100% | 14 | $29.7M | 3 | 0 |
| W•••••••• P•••••• W••••• CRD 316408 | Oak Brook, IL | independent RIA | $414M | 100% | 3 | $138M | 0 | 0 |
| K••••••• C•••••• M••••••••• L•• CRD 315699 | Chicago, IL | asset manager | $412M | 0.0% | 0 | n/a | 0 | 4 |
| S••••• F••••••••• L••• CRD 149976 | Edwardsville, IL | independent RIA | $412M | 99% | 13 | $31.7M | 9 | 0 |
| R••••• W••••• A••••••• CRD 313759 | Bourbonnais, IL | independent RIA | $409M | 98% | 8 | $51.1M | 7 | 0 |
| Q••• C••• I••••••••• C••••• CRD 112187 | Moline, IL | independent RIA | $408M | 92% | 6 | $68.0M | 1 | 0 |
| A•••• P•••••• W••••• CRD 332302 | Chicago, IL | independent RIA | $405M | 81% | 7 | $57.8M | 7 | 7 |
| L•• C•••••• M••••••••• I•• CRD 111074 | Chicago, IL | independent RIA | $403M | 88% | 8 | $50.4M | 0 | 0 |
| P••• D••• I••••••••• P•••••••• L• CRD 324320 | Chicago, IL | asset manager | $403M | 0.0% | 0 | n/a | 0 | 3 |
| L••••• F•••••••• G••••• L•• CRD 317036 | Champaign, IL | independent RIA | $399M | 100% | 2 | $199M | 1 | 0 |
| L•••••••• C•••••• P••••••• CRD 308030 | Chicago, IL | asset manager | $398M | 0.0% | 0 | n/a | 0 | 4 |
| B•••••• F•••••••• G•••• CRD 172474 | Downers Grove, IL | independent RIA | $393M | 100% | 5 | $78.6M | 2 | 0 |
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678 advisers match.