DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Legend Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Elizabeth GilmoreLegend Advisory, LLC otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 2, 2012Jun 25, 2014 (600 d)
Curtis J MasonLegend Advisory, LLC otherGwn Securities Inc. otherOtherOct 25, 2012Oct 29, 2012
Cortney Mark WalkerLegend Advisory, LLC otherGwn Securities Inc. otherOtherOct 25, 2012Oct 26, 2012
Joseph LauroLegend Advisory, LLC otherEquitable Advisors, LLC national BDOtherSep 26, 2012Oct 30, 2012 (34 d)
Wayne M. SackleyLegend Advisory, LLC otherEquitable Advisors, LLC national BDOtherJul 26, 2012Jul 24, 2012
Raymond Paul CliffordLegend Advisory, LLC otherCapital Analysts otherOtherApr 30, 2012Oct 20, 2014 (903 d)
John Roland St MarieLegend Advisory, LLC otherLincoln Investment otherOtherApr 30, 2012May 2, 2012
Robert Francis RanoLegend Advisory, LLC otherLincoln Investment otherOtherApr 30, 2012May 1, 2012
Robert Paul DecaroLegend Advisory, LLC otherLincoln Investment otherOtherApr 30, 2012May 2, 2012
Sara Elizabeth McgrathLegend Advisory, LLC otherLincoln Investment otherOtherApr 30, 2012May 1, 2012
Sina Mary NowakLegend Advisory, LLC otherKovack Advisors, Inc. otherOtherOct 12, 2011Oct 24, 2011
Thomas J TheodoreLegend Advisory, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 15, 2010Mar 31, 2011 (136 d)
Jay Corbett HensonLegend Advisory, LLC otherSpc otherOtherOct 6, 2010Oct 7, 2010
Samuel Gerald CocciaLegend Advisory, LLC otherWorkman Securities Corporation unclassifiedOtherAug 19, 2010Sep 16, 2010
Douglas Lee VangilderLegend Advisory, LLC otherLPL Financial LLC otherOtherJul 1, 2010Dec 13, 2011 (530 d)
Ronald Ray HodgeLegend Advisory, LLC otherWoodbury Financial Services, Inc. otherOtherJun 1, 2010Jun 2, 2010
Thomas Eli BeachyLegend Advisory, LLC otherCreative Financial Designs, Inc. otherOtherJan 5, 2010Jan 4, 2010
Kevan Michael BreidingerLegend Advisory, LLC otherChase Investment Services Corp. otherOtherSep 28, 2009Nov 4, 2009 (37 d)
Mark Bernard LevinLegend Advisory, LLC otherOsaic Fa, Inc. otherOtherApr 14, 2009Apr 13, 2009
Biniam KeletaLegend Advisory, LLC otherVoya Financial Advisors, Inc. otherOtherMar 27, 2009Aug 24, 2010 (515 d)
Timothy J BakerLegend Advisory, LLC otherAmeriprise Financial Services, LLC national BDOtherMar 31, 2008Dec 21, 2011 (1360 d)
Kimberly Evelyn McmillionLegend Advisory, LLC otherNext Financial Group, Inc. otherOtherFeb 22, 2008Mar 13, 2008
Lori Seely CampbellLegend Advisory, LLC otherLincoln Investment otherOtherJan 28, 2008Jan 29, 2008
Joan Marie GlennLegend Advisory, LLC otherLincoln Investment otherOtherJan 28, 2008Jan 29, 2008
Kimberly Annette HughesLegend Advisory, LLC otherFifth Third Securities, Inc. otherOtherJul 23, 2007Sep 25, 2007 (64 d)
Clint Michael ThurmanLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherMay 21, 2007Jun 19, 2007
Brady Don ScottLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherMay 21, 2007Jun 18, 2007
James Christian GatesLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherJan 31, 2007Sep 26, 2008 (604 d)
Geoffrey Allen TreatLegend Advisory, LLC otherCambridge Retirement Advisors unclassifiedOtherMar 30, 2006Jun 22, 2006 (84 d)
Jon Robert FergusonLegend Advisory, LLC otherCambridge Retirement Advisors unclassifiedOtherMar 30, 2006Jun 12, 2006 (74 d)
Joyce Lynn KrinskyLegend Advisory, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherNov 1, 2005Feb 8, 2006 (99 d)
Troy Wayne HendricksLegend Advisory, LLC otherBrecek & Young Advisors, Inc. otherOtherMay 2, 2005Apr 20, 2005
Keith Wayne ReedLegend Advisory, LLC otherOn Investment Management Co otherOtherApr 1, 2005Jul 19, 2006 (474 d)
Tracy Lane MelderLegend Advisory, LLC otherBrecek & Young Advisors, Inc. otherOtherFeb 7, 2005Feb 8, 2005
Matthew Raymond DoeringLegend Advisory, LLC otherBanc One Securities Corporation unclassifiedOtherFeb 1, 2005Jan 14, 2005
Charles Delbert RushmoreLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherFeb 1, 2005Jan 5, 2005
David J ElliottLegend Advisory, LLC otherWaddell & Reed otherOtherJan 26, 2004Jan 22, 2008 (1457 d)
Salvatore MondelloLegend Advisory, LLC otherHornor, Townsend & Kent, LLC otherOtherNov 10, 2003Nov 12, 2003
Byron Lee StuddardLegend Advisory, LLC otherAmerican Portfolios Advisors, Inc otherOtherAug 29, 2003Oct 14, 2003 (46 d)
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159 moves match.