DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Logan Swieterman | Cetera Investment Advisers LLC BD affiliated | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2023 | Apr 4, 2023 |
| Jose R Madera-Reyes | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 21, 2023 |
| Francisco Domingo Saavedra Pic | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Apr 3, 2023 |
| Jo Laurie Schmeltzer | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Jun 16, 2023 (88 d) |
| Andre V Kostylev | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 21, 2023 |
| Cameron Mackoul | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Jul 14, 2023 (119 d) |
| Jonathan Bass | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Jul 19, 2023 (127 d) |
| Megan Whitehead | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2023 | Feb 28, 2023 |
| Beth Ann Roberts | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Apr 13, 2023 (41 d) |
| Scott Wayne Clark | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Larry David Alderson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Brian Joseph Tevlin | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Matthew Kirk Landis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Samuel R Lush | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Michael James Hickey | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Benjamin R Howe | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Edward Kenneth Penner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Ryan L Eck | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Kathryn Johnston | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Mar 1, 2023 |
| Evangeline R Greer | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2023 | Mar 27, 2024 (394 d) |
| Bryan Charles Duffy | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 1, 2023 |
| Robert Peller | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Feb 1, 2023 |
| Nicholas David Faller | Cetera Investment Advisers LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Feb 24, 2023 | Jan 11, 2022 |
| Stephen Ross Hutter | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Mar 20, 2023 |
| Logan B Wadsworth | Cetera Investment Advisers LLC BD affiliated | Bravias Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Mar 9, 2023 |
| Timothy Tubbs | Cetera Investment Advisers LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Mar 8, 2023 |
| Robert Joseph Tornincaso | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Feb 2, 2023 |
| David Lawrence Hull | Cetera Investment Advisers LLC BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Jan 31, 2023 |
| Louis Bartuzik | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Feb 9, 2023 |
| Walter Maziarz | Cetera Investment Advisers LLC BD affiliated | Trinity Wealth Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2023 | Jan 29, 2023 |
| Ryan Christopher Weise | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2023 | Jan 27, 2023 |
| Kathryn Felts | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Sep 26, 2024 (610 d) |
| Sahid Parsard | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2023 | Jan 27, 2023 |
| Michael Willis Frank | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Jan 3, 2023 |
| James C Deminno | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 9, 2023 |
| Kenneth L Hamilton | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 4, 2023 |
| Matthew Thomas Donaghue | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Jan 4, 2023 |
| William Moss | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 17, 2023 | Feb 9, 2023 |
| Michael Thomas Gulker | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Jan 4, 2023 |
| Andrew Paz | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Jan 4, 2023 |
| Jeffrey Wu | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 24, 2023 |
| Mark James Kinney | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Feb 7, 2023 |
| Michael Nicholas Lewis | Cetera Investment Advisers LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Feb 21, 2023 (47 d) |
| Michael Travis Neer | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2023 | Jan 17, 2023 |
| Tracy B Coffman | Cetera Investment Advisers LLC BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Jan 5, 2023 |
| Christopher Louis Grano | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Dec 14, 2022 |
| Mary Brooke Bryan | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2022 | Dec 9, 2022 |
| Adelaide Pund | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Dec 22, 2022 |
| Swaroop Kumar Murki | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2022 | Feb 6, 2023 (67 d) |
| Julie Xiang | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Dec 2, 2022 |
| Marco Berna | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Jan 3, 2023 (36 d) |
| Jenny Ching-Hsuan Lin | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2022 | Dec 19, 2022 |
| Charlotte D Campbell | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Apr 10, 2024 (509 d) |
| Ossie Patton | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 30, 2022 |
| Brandon Robert Lockwood | Cetera Investment Advisers LLC BD affiliated | Lockwood Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2022 | May 23, 2024 (553 d) |
| Bobbi Alexander Koala | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 7, 2022 |
| Alexander Michael Wymore | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 7, 2022 |
| Benjamin Robert Koala | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 7, 2022 |
| Anthony L Panarello | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | May 30, 2023 (207 d) |
| Han Gu | Cetera Investment Advisers LLC BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Nov 3, 2022 |