DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mandy Sue Snider | Vanguard Advisers, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Nov 8, 2021 |
| Jesse L Perry | Vanguard Advisers, Inc. BD affiliated | JP Wealth Management LLC unclassified | Other | Oct 29, 2021 | Nov 29, 2021 (31 d) |
| Brandon Shemonia | Vanguard Advisers, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Mar 15, 2022 (137 d) |
| Andrey Korotkov | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Jan 24, 2022 (89 d) |
| Brent Michael Sayler | Vanguard Advisers, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 7, 2024 (1108 d) |
| Michael David Spiro | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 8, 2021 |
| Bryan T Kinman | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 26, 2022 (369 d) |
| Samuel Soderman | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 26, 2021 (35 d) |
| Timothy Oliver Bailey | Vanguard Advisers, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Aug 22, 2024 (1039 d) |
| Grant Gilbert | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 20, 2021 |
| Brent Anthony Zeiser | Vanguard Advisers, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Dec 6, 2021 (49 d) |
| Nicholas Ronald Valerio | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Feb 14, 2022 (119 d) |
| Daniel E Reyes | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 18, 2021 | Oct 21, 2021 |
| Jessica Anne Mcnamara | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Dec 15, 2021 (61 d) |
| Arius Jones | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | May 23, 2022 (220 d) |
| Sheldon R Foreman | Vanguard Advisers, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Mar 28, 2022 (164 d) |
| Chadd Simeon Peachey | Vanguard Advisers, Inc. BD affiliated | Decisionpoint Financial, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Oct 11, 2021 |
| Lansen E-Long Pan | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Oct 28, 2021 |
| Stephen Scott Abercrombie | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Feb 10, 2022 (121 d) |
| Robert F Johnson | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 1, 2021 | Oct 8, 2021 |
| Daniel James Storment | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Nov 10, 2021 (40 d) |
| Madisen Beatryce Karlson | Vanguard Advisers, Inc. BD affiliated | 2050 Wealth Partners LLC unclassified | Other | Oct 1, 2021 | Mar 1, 2023 (516 d) |
| Brenda J. Donohue | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Oct 14, 2021 |
| Stephanie Davis | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Nov 3, 2021 (34 d) |
| Michael Charles Ortola | Vanguard Advisers, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Oct 25, 2022 (390 d) |
| Nicolas Weachter | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2021 | Sep 23, 2021 |
| Samuel Eaton Terminello | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2021 | Sep 27, 2021 |
| Matthew Anthony Blakey | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2021 | Oct 1, 2021 |
| Glenn W Shaffer | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | May 10, 2022 (228 d) |
| Nefartari Titi Ward | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Jul 21, 2022 (300 d) |
| Matthew S Refner | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 24, 2021 | Nov 22, 2021 (59 d) |
| Myles Malone-Wright | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Nov 9, 2021 (46 d) |
| Arjun Vijay Suthar | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Nov 4, 2021 (44 d) |
| Nan Guo | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 21, 2021 | Jan 3, 2022 (104 d) |
| Desmond E Morrison | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Sep 30, 2021 |
| William R Harmon | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2021 | Sep 15, 2021 |
| Travis Sandlin | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Jun 13, 2024 (1000 d) |
| Timothy J. Richardson | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Apr 28, 2022 (224 d) |
| Jared William Clarkin Wilcox | Vanguard Advisers, Inc. BD affiliated | Rodgers & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Nov 5, 2021 (51 d) |
| Evan Michael Binder | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 8, 2021 |
| Bryce Sagers | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Sep 7, 2021 |
| Todd Muncy | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Mar 11, 2022 (184 d) |
| Bryan Hanson | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2021 | Oct 26, 2021 (48 d) |
| Michael Anthony Conway | Vanguard Advisers, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2021 | Nov 19, 2021 (79 d) |
| Saul Medina | Vanguard Advisers, Inc. BD affiliated | True Fiduciary Financial Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 31, 2021 | Jan 10, 2022 (132 d) |
| Tyler Mcintyre Walbridge | Vanguard Advisers, Inc. BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2021 | Jan 2, 2025 (1221 d) |
| Nick Christopher Stockdale | Vanguard Advisers, Inc. BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2021 | Feb 25, 2022 (182 d) |
| Erika Dodd | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Sep 28, 2021 (32 d) |
| Levi Martin Earhart | Vanguard Advisers, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2021 | Apr 3, 2026 (1683 d) |
| Howard D Valandra | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Sep 7, 2021 |
| Timothy Warren Whipple | Vanguard Advisers, Inc. BD affiliated | Portside Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Apr 22, 2026 (1703 d) |
| Charles P. Head | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2021 | Dec 13, 2021 (124 d) |
| Nicholas Robert Winters | Vanguard Advisers, Inc. BD affiliated | Winters Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2021 | Aug 3, 2021 |
| Maria Dianne Aprill Ergas | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 3, 2021 |
| Charles Jacob Wedemeyer | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 13, 2021 |
| Robert Connor Dillon | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 10, 2021 |
| Dominica G. Mccann | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 13, 2021 |
| Jesse James Wideman | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2021 | Jul 28, 2021 |
| Archie Lee Garner | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | May 7, 2026 (1737 d) |
| Ann M Lonergan | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Nov 30, 2021 (120 d) |