DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trustee Empowerment & Protection, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John George Reynolds	Trustee Empowerment & Protection, Inc. institutional	Fsa Advisors, Inc. independent RIA	Other	Dec 11, 2025	Jun 2, 2021
David Michael Mysliwiec	Trustee Empowerment & Protection, Inc. other	Esi Financial Advisors BD affiliated	Other	Sep 4, 2018	Jun 22, 2021 (1022 d)
Gerald Lee Kane	Trustee Empowerment & Protection, Inc. other	Enlightened Finance LLC independent RIA	Other	Sep 4, 2018	May 7, 2018
Everett Ray Ferguson	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 21, 2018
Thomas Robert Rogers	Trustee Empowerment & Protection, Inc. other	Financial Transparency independent RIA	Other	Sep 4, 2018	Jan 1, 2025 (2311 d)
Johnny Kenneth Bryant	Trustee Empowerment & Protection, Inc. other	1st Global Advisors Inc BD affiliated	Other	Sep 4, 2018	Jun 27, 2018
Richard Joseph Abernathy	Trustee Empowerment & Protection, Inc. other	Esi Financial Advisors BD affiliated	Other	Sep 4, 2018	Sep 9, 2019 (370 d)
Alfred Luigi Romano	Trustee Empowerment & Protection, Inc. other	Financial Transparency, LLC unclassified	Other	Sep 4, 2018	Jul 9, 2018
Daniel William Doherty	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 24, 2018
Bernard Leo Donohue	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 24, 2018
Steven Bankler	Trustee Empowerment & Protection, Inc. other	Enlightened Finance LLC independent RIA	Other	Sep 4, 2018	Jul 6, 2018
Gina Elizabeth Valorz	Trustee Empowerment & Protection, Inc. other	Enlightened Finance LLC independent RIA	Other	Sep 4, 2018	Jul 6, 2018
James R Nici	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 20, 2018
Anthony Joseph Madonia	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 16, 2018
Thomas Joseph Giardina	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 24, 2018
William James Bresett	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 24, 2018
Stanley Irvin Roy	Trustee Empowerment & Protection, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 4, 2018	Sep 20, 2018
Thomas Anthony Gessick	Trustee Empowerment & Protection, Inc. other	Esi Financial Advisors BD affiliated	Other	Sep 4, 2018	Jun 22, 2021 (1022 d)
Jeannette Byrd	Trustee Empowerment & Protection, Inc. other	1st Global Advisors Inc BD affiliated	Other	Sep 4, 2018	Oct 16, 2018 (42 d)
Edward William Soulsby	Trustee Empowerment & Protection, Inc. other	Onefirm Consulting, LLC state registered	Other	Sep 4, 2018	Jan 1, 2026 (2676 d)
Joshua Ryan Keagle	Trustee Empowerment & Protection, Inc. other	Financial Transparency, LLC unclassified	Other	Sep 4, 2018	Apr 10, 2018
Jonathon Patrick Wells	Trustee Empowerment & Protection, Inc. other	Financial Transparency no RAUM	Other	Sep 4, 2018	Jul 13, 2018
Thomas J. Delpup	Trustee Empowerment & Protection, Inc. independent RIA	Enlightened Finance LLC independent RIA	RIA to RIA	Jun 27, 2018	May 9, 2018
Daniel M. Gudorf	Trustee Empowerment & Protection, Inc. independent RIA	Cambridge Investment Research Advisors, Inc. other	Other	Jun 11, 2018	Jan 26, 2018
Jennifer Larose	Trustee Empowerment & Protection, Inc. independent RIA	Secure Asset Management, L.L.C. independent RIA	RIA to RIA	Mar 26, 2018	Mar 28, 2018
Emily Therese Keagle	Trustee Empowerment & Protection, Inc. independent RIA	Financial Transparency, LLC unclassified	Other	Mar 7, 2018	Mar 21, 2018
Alexander Lloyd Martin	Trustee Empowerment & Protection, Inc. other	Schechter Investment Advisors, LLC other	Other	Dec 23, 2016	Dec 12, 2017 (354 d)
Marcia Marian Lewis	Trustee Empowerment & Protection, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 23, 2016	Dec 14, 2016
Wray Thomas Cooper	Trustee Empowerment & Protection, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 23, 2016	Nov 23, 2016
Kelly E Adams	Trustee Empowerment & Protection, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 23, 2016	Nov 23, 2016
Alan Wesley Thompson	Trustee Empowerment & Protection, Inc. other	1st Global Advisors Inc other	Other	Oct 3, 2016	Aug 31, 2016
Michael Elias Houssan	Trustee Empowerment & Protection, Inc. other	Msi Financial Services, Inc. other	Other	Sep 30, 2016	Sep 9, 2016
David Richard Ojerholm	Trustee Empowerment & Protection, Inc. other	Msi Financial Services, Inc. other	Other	Sep 30, 2016	Sep 9, 2016
Alexander Lloyd Martin	Trustee Empowerment & Protection, Inc. other	Enlightened Finance LLC independent RIA	Other	May 31, 2016	Jun 6, 2016
Kenneth Bert Wheeler	Trustee Empowerment & Protection, Inc. other	Osaic Wealth, Inc. other	Other	Dec 21, 2015	Dec 4, 2015
Patricia Morgenthal Breeze	Trustee Empowerment & Protection, Inc. other	Seacure Advisors LLC unclassified	Other	Dec 31, 2014	Jan 5, 2015
William George Alexander	Trustee Empowerment & Protection, Inc. other	Corecap Advisors BD affiliated	Other	Dec 31, 2014	Jul 30, 2018 (1307 d)
Michael Ellis Tyler	Trustee Empowerment & Protection, Inc. other	Family Financial Solutions Group, LLC independent RIA	Other	Oct 1, 2014	Oct 23, 2025 (4040 d)
Wallace Ray Nichols	Trustee Empowerment & Protection, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 1, 2014	Sep 24, 2014
Beth Lauren Decker	Trustee Empowerment & Protection, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 25, 2014	Sep 10, 2014
David Wayne Muncie	Trustee Empowerment & Protection, Inc. other	Corecap Advisors other	Other	Jul 11, 2014	Mar 3, 2016 (601 d)
Cameron William Schneider	Trustee Empowerment & Protection, Inc. other	Goldman Sachs Wealth Services, L.P. other	Other	May 6, 2014	Aug 28, 2014 (114 d)
Carl Edwin Smith	Trustee Empowerment & Protection, Inc. other	LPL Financial LLC other	Other	Jan 31, 2014	Jan 2, 2014
Kevin E. Mcgillivray	Trustee Empowerment & Protection, Inc. other	LPL Financial LLC other	Other	Nov 27, 2013	Nov 4, 2013
James Vincent Billman-Golemme	Trustee Empowerment & Protection, Inc. other	LPL Financial LLC other	Other	Nov 22, 2013	Oct 28, 2013
Reuben Frank Stewart	Trustee Empowerment & Protection, Inc. other	Stonebridge Advisors, LLC unclassified	Other	Jul 5, 2013	Jul 9, 2013
Christopher G Jacobs	Trustee Empowerment & Protection, Inc. other	Morningstar Investment Services LLC other	Other	Apr 22, 2013	Apr 30, 2013
Joseph R Volpi	Trustee Empowerment & Protection, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 27, 2013	Mar 1, 2013
Brian Andrew Joyce	Trustee Empowerment & Protection, Inc. other	Aaf Wealth Management, LLC no RAUM	Other	Oct 1, 2012	Jul 24, 2012
Donna Turcotte Caccia	Trustee Empowerment & Protection, Inc. other	New England Securities Corporation other	Other	Dec 31, 2011	Jan 9, 2012
Maria Dianne Aprill Ergas	Trustee Empowerment & Protection, Inc. other	Vanguard Advisers, Inc. other	Other	May 24, 2011	Apr 7, 2016 (1780 d)
Amos Michael Sheena	Trustee Empowerment & Protection, Inc. other	Q3 Asset Management Corporation other	Other	May 9, 2011	May 17, 2011
Renee Cheryl Stewart	Trustee Empowerment & Protection, Inc. other	Creative Financial Designs, Inc. other	Other	Dec 31, 2010	Dec 3, 2010
Leslie Robert Miller	Trustee Empowerment & Protection, Inc. other	Creative Financial Designs, Inc. other	Other	Dec 31, 2010	Dec 3, 2010
Mary Frances Litt	Trustee Empowerment & Protection, Inc. other	Comerica Securities other	Other	Nov 30, 2009	Dec 4, 2009
David Alan Fontaine	Trustee Empowerment & Protection, Inc. other	Braver Wealth Management, LLC other	Other	Jul 2, 2009	Jul 2, 2009
Mark Edward Clark	Trustee Empowerment & Protection, Inc. other	Wealth Management other	Other	Sep 19, 2008	Nov 5, 2008 (47 d)
Michael Kirk Elder	Trustee Empowerment & Protection, Inc. other	Commonwealth Financial Network national BD	Other	Sep 1, 2006	Sep 1, 2006
Gregory Scott Adams	Trustee Empowerment & Protection, Inc. other	Avantax Advisory Services BD affiliated	Other	Mar 28, 2006	Sep 30, 2020 (5300 d)

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59 moves match.