DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cibc Private Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wilson Matthew BorenCibc Private Wealth Advisors, Inc. BD affiliatedLinscomb Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2026Jul 17, 2026
Kevin Jordan GrahamCibc Private Wealth Advisors, Inc. BD affiliatedPlancorp, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2026Jul 7, 2026 (92 d)
Jeffrey Abraham BeshanskyCibc Private Wealth Advisors, Inc. BD affiliatedRwa Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2026Jan 13, 2026
Kyle William MarottaCibc Private Wealth Advisors, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseOct 2, 2025Oct 15, 2025
Christopher Charles SporerCibc Private Wealth Advisors, Inc. BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Sep 30, 2025
Mark Earl ResnikCibc Private Wealth Advisors, Inc. BD affiliatedBurling Wealth Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 17, 2024Sep 11, 2024
Abby DavisCibc Private Wealth Advisors, Inc. BD affiliatedBurling Wealth Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 17, 2024Sep 11, 2024
Kurt Michael NewsomCibc Private Wealth Advisors, Inc. BD affiliatedXxi Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2024Jul 15, 2026 (670 d)
Geoff L. NelsonCibc Private Wealth Advisors, Inc. BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2024Jun 12, 2024 (96 d)
Stacey Lee VelezCibc Private Wealth Advisors, Inc. BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Oct 31, 2023
Joseph Michael WaldvogelCibc Private Wealth Advisors, Inc. BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseOct 11, 2023Oct 6, 2023
Emily Anne Mirrilees MirkianiCibc Private Wealth Advisors, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 3, 2023Aug 18, 2026 (1264 d)
Kenneth Joseph GimbelCibc Private Wealth Advisors, Inc. BD affiliatedStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2023Sep 21, 2022
Erin Schornack DickesCibc Private Wealth Advisors, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseAug 12, 2022Jul 29, 2022
Emily Sue SippelCibc Private Wealth Advisors, Inc. BD affiliatedFort Pitt Capital Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2020May 22, 2020 (71 d)
James Richard EscobarCibc Private Wealth Advisors, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 12, 2019Jul 9, 2022 (1062 d)
Teresa VelgaraCibc Private Wealth Advisors, Inc. BD affiliatedRappaport Reiches Capital Management, independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2019Dec 21, 2018
Joshua WaltersCibc Private Wealth Advisors, Inc. BD affiliatedWaddell & Reed BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2019Nov 24, 2020 (530 d)
Mikhail KimbarovskyCibc Private Wealth Advisors, Inc. BD affiliatedJag Capital Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 28, 2019Apr 18, 2019
Joann Mcclure SeagrenCibc Private Wealth Advisors, Inc. BD affiliatedJag Capital Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMay 28, 2019Apr 18, 2019
Charles Frederick FowlerCibc Private Wealth Advisors, Inc. otherMariner otherOtherMar 3, 2015Sep 16, 2015 (197 d)
Mark More MckinleyCibc Private Wealth Advisors, Inc. otherWilliam Blair & Company L.L.C. otherOtherOct 16, 2012Nov 26, 2012 (41 d)
Adam Ira CohenCibc Private Wealth Advisors, Inc. otherFortigent, LLC otherOtherFeb 24, 2009Sep 4, 2009 (192 d)
Brian MacarthurCibc Private Wealth Advisors, Inc. otherJ.P. Morgan Securities Inc. unclassifiedOtherAug 21, 2007Oct 11, 2007 (51 d)
Patricia Villacorta MullinCibc Private Wealth Advisors, Inc. otherWells Fargo Investments, LLC unclassifiedOtherApr 24, 2007Jun 14, 2007 (51 d)
Sean Kristian SnyderCibc Private Wealth Advisors, Inc. otherThree Bell Capital LLC otherOtherJan 30, 2007Oct 30, 2013 (2465 d)
Scott Thomas UlaszekCibc Private Wealth Advisors, Inc. otherFifth Third Wealth Advisors LLC mixed wealthOtherJan 29, 2007Aug 14, 2025 (6772 d)
Pamela Kuhn LentCibc Private Wealth Advisors, Inc. otherLowenhaupt Global Advisors, LLC otherOtherNov 1, 2006Jul 5, 2007 (246 d)
Mark James CassellCibc Private Wealth Advisors, Inc. otherMorgan Stanley Dw Inc. unclassifiedOtherOct 23, 2006Oct 25, 2006
Chris Alan WaltersCibc Private Wealth Advisors, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherOct 3, 2006Mar 5, 2009 (884 d)
Maria Pisoni DaleyCibc Private Wealth Advisors, Inc. otherNeuberger Berman Bd LLC otherOtherJul 3, 2006Jul 5, 2006
Jennifer M KaneCibc Private Wealth Advisors, Inc. otherFront Barnett Associates LLC otherOtherMar 1, 2006Feb 25, 2009 (1092 d)
Kory Kenneth SweklaCibc Private Wealth Advisors, Inc. otherEquius Partners, Inc. otherOtherMar 21, 2005Apr 5, 2005
Robert E. LongCibc Private Wealth Advisors, Inc. otherCalamos Advisors LLC otherOtherFeb 16, 2005Feb 2, 2005
Sean Jason FigueroaCibc Private Wealth Advisors, Inc. otherEvergreen Capital Management LLC otherOtherJul 2, 2004Apr 13, 2017 (4668 d)
Michael J SerioCibc Private Wealth Advisors, Inc. otherCiticorp Investment Services unclassifiedOtherJun 24, 2004Aug 6, 2004 (43 d)
Maureen A FlanaganCibc Private Wealth Advisors, Inc. otherFirst American Trust unclassifiedOtherFeb 2, 2004Apr 2, 2004 (60 d)
Michael Robert SandersCibc Private Wealth Advisors, Inc. otherGerstein Fisher otherOtherOct 20, 2003Dec 1, 2003 (42 d)
Edward Hayes KeileyCibc Private Wealth Advisors, Inc. otherM2 Capital Advisors mixed wealthOtherJun 6, 2003Mar 30, 2026 (8333 d)
Cynthia Marie VavrikCibc Private Wealth Advisors, Inc. otherCitigroup Global Markets Inc. otherOtherDec 13, 2002Jun 11, 2003 (180 d)
Andrew Lee SikorovskyCibc Private Wealth Advisors, Inc. otherWells Fargo Advisors wirehouseOtherDec 13, 2002Feb 10, 2003 (59 d)
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41 moves match.