DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle James MortonWells Fargo Advisors wirehouseMercer Global Advisors Inc. independent RIAWirehouse to independent RIAAug 14, 2024Jan 23, 2025 (162 d)
James GraceWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 13, 2024Aug 2, 2024
Bradley ClarkWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 13, 2024Aug 2, 2024
Gabriel DavisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 13, 2024Aug 2, 2024
John StewartWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 12, 2024Aug 2, 2024
Jason Maurice FinniganWells Fargo Advisors wirehouseHighroad Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 9, 2024Aug 1, 2024
Joshua James SnoddyWells Fargo Advisors wirehouseHighroad Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Aug 9, 2024Aug 1, 2024
Angel CornielWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankAug 8, 2024Sep 26, 2024 (49 d)
Robert TendlerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2024Jul 25, 2024
Kenneth Bruce RobertsWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2024Jul 25, 2024
Douglas James LockwoodWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2024Jul 24, 2024
David ScuremanWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2024Jul 24, 2024
Jonathan David ShippeeWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 29, 2024Jul 24, 2024
Stephanie EspositoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 25, 2024Jul 23, 2024
Kathryn Marie BanessWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 25, 2024Jul 23, 2024
Gail M Mackler-CarlinoWells Fargo Advisors wirehouseProspera Financial Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2024Jun 24, 2024
Daniel Michael KochWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2024Jul 29, 2024
Michael BobilyaWells Fargo Advisors wirehousePruco Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 18, 2024Aug 2, 2024
Benny EllerbeWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankJul 11, 2024Oct 30, 2024 (111 d)
Tonya R WalsworthWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 8, 2024Jun 28, 2024
Ryan Christopher LightfootWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 8, 2024Jun 28, 2024
Jerome Chandler ShickWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 8, 2024Jun 28, 2024
Joseph LanhamWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 8, 2024Jun 28, 2024
Gregory Neal StrnadelWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Charles Michael BennettWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Tiffany OlasonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Brandon Porter JohnstonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
John HamptonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Mitchell Alan WestWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Laura JohnstonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 5, 2024Jun 28, 2024
Paul Elliott BrehneWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 26, 2024Jun 18, 2024
Elizabeth RuvalcabaWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankJun 13, 2024Jul 12, 2024
Garrick Philip UpdegraphWells Fargo Advisors wirehouseProspera Financial Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 12, 2024Jun 7, 2024
Lisa BradenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 11, 2024Jun 18, 2024
Marcel CamposWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAJun 7, 2024May 28, 2024
Jesus Hirohito Yamaguchi EsquivelWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAJun 7, 2024May 28, 2024
Stefan Pereira FariaWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAJun 7, 2024May 28, 2024
Craig CampbellWells Fargo Advisors wirehouseAshton Thomas Private Wealth independent RIAWirehouse to independent RIAJun 7, 2024May 28, 2024
James A FitzgeraldWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankJun 4, 2024May 28, 2024
Curtis Watson HarrellWells Fargo Advisors wirehouseAdvantage Wealth Partners independent RIAWirehouse to independent RIAJun 4, 2024Jan 1, 2025 (211 d)
Lauri Ann SmithWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 22, 2024Feb 2, 2026 (621 d)
Sabrina Marie FregaraWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 22, 2024May 15, 2024
Natalie Ann KahlWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 20, 2024May 20, 2024
Thomas KirchnerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 16, 2024May 3, 2024
Brian Lee CainWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 16, 2024May 3, 2024
David KlugerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 16, 2024May 3, 2024
Michael HambrockWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 13, 2024May 3, 2024
David SolheimWells Fargo Advisors wirehouseMilestone Investment Advisors, LLC independent RIAWirehouse to independent RIAMay 3, 2024May 13, 2024
Staci MadsenWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseMay 2, 2024May 23, 2024
Craig Stoker WhiteWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2024May 30, 2024 (31 d)
Amber EldorradoWells Fargo Advisors wirehouseKestra Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2024May 2, 2024
Courtney OelklausWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankApr 26, 2024Jan 23, 2026 (637 d)
Meena KotakWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 26, 2024Feb 4, 2025 (284 d)
Kelli HillWells Fargo Advisors wirehouseParr Mcknight Wealth Management Group independent RIAWirehouse to independent RIAApr 26, 2024Sep 23, 2024 (150 d)
Brennan MastersonWells Fargo Advisors wirehouseCommonwealth Financial Network national BDWirehouse to affiliated broker-dealer or bankApr 24, 2024Dec 20, 2024 (240 d)
Devona Lee BenavidezWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2024Apr 17, 2024
Kirsten L RichardsWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 11, 2024Sep 16, 2024 (158 d)
Christopher David InmanWells Fargo Advisors wirehouseInman Jager Wealth Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 3, 2024Mar 26, 2024
Grace Helen OlsonWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 3, 2024Mar 28, 2024
Evan John RunkelWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 3, 2024Mar 28, 2024
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2,102 moves match.