DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Td Ameritrade Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amarinder K. SainiTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2021Jul 14, 2021 (78 d)
John T. VolkTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2021Oct 5, 2021 (168 d)
Robert DevoeTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherApr 20, 2021Aug 3, 2010
Jack DraneyTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2021Jul 5, 2023 (806 d)
Andrew Joseph KatholTd Ameritrade Investment Management, LLC independent RIAAdaptation Financial Advisors Inc. independent RIARIA to RIAApr 20, 2021Aug 2, 2021 (104 d)
Samuel Lee DansbyTd Ameritrade Investment Management, LLC independent RIAUsaa Investment Services Company no RAUMOtherApr 20, 2021Aug 17, 2021 (119 d)
Brock Romero SciglianoTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2021Mar 8, 2022 (322 d)
Colin ChesbroughTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherApr 20, 2021Feb 22, 2017
Naidia DowouTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherApr 20, 2021Sep 16, 2019
Morgan Jewelene PruettTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2021Jun 28, 2021 (79 d)
Mark Robert ListenbergerTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherApr 7, 2021Apr 4, 2017
Marykate BurkesTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 6, 2021May 17, 2021 (41 d)
Jason WintersteenTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherMar 30, 2021May 20, 2014
Michael ScottTd Ameritrade Investment Management, LLC independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 17, 2021Jun 2, 2021 (77 d)
Mark ArenasTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherMar 16, 2021Sep 10, 2018
Chris BostetterTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2021May 23, 2022 (438 d)
James Michael FritzTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 9, 2021Mar 12, 2021
Kay Lee RussellTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAFeb 24, 2021Mar 4, 2021
Brett KincadeTd Ameritrade Investment Management, LLC independent RIAAlly Invest Advisors independent RIARIA to RIAFeb 22, 2021Oct 7, 2021 (227 d)
Chad Don CarlosTd Ameritrade Investment Management, LLC independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2021Jun 7, 2021 (105 d)
Abraham A. AvilesTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2021Jul 23, 2021 (156 d)
Megan Victoria MontesTd Ameritrade Investment Management, LLC independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseFeb 10, 2021Mar 9, 2021
Harrison Spencer HamiltonTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAFeb 9, 2021Feb 10, 2021
Rebecca Theresa SizeloveTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseFeb 2, 2021Feb 9, 2021
Jena DaakeTd Ameritrade Investment Management, LLC independent RIAOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2021Feb 5, 2021
Reginald Lloyd TomacTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2021Apr 23, 2021 (85 d)
Jacob Joseph RahbainTd Ameritrade Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJan 27, 2021Aug 16, 2022 (566 d)
Donna Lynn MulvihillTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2021Feb 23, 2021
Lucas D. FranksTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 26, 2021Nov 15, 2018
Robert Dylan KirkTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 26, 2021Sep 3, 2020
Steven Levi MeyerTd Ameritrade Investment Management, LLC independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2021Jun 10, 2022 (505 d)
James E. FieldsTd Ameritrade Investment Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 20, 2021Feb 10, 2021
Jason Anthony LenaghTd Ameritrade Investment Management, LLC independent RIACetera Advisor Networks LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2021Jan 27, 2021
Joshua Nathanael WoodTd Ameritrade Investment Management, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2021Jan 25, 2021
John F. MurrayTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 11, 2021Mar 5, 2021 (53 d)
Bryan SchlundtTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Jan 20, 2021
Scott Michael CuykendallTd Ameritrade Investment Management, LLC independent RIAWealthplan Partners independent RIARIA to RIAJan 11, 2021Aug 1, 2022 (567 d)
David Richard RobertsTd Ameritrade Investment Management, LLC independent RIAGrimes & Company independent RIARIA to RIAJan 11, 2021Apr 30, 2021 (109 d)
Brian McafeeTd Ameritrade Investment Management, LLC independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJan 11, 2021Apr 6, 2021 (85 d)
Tiffany Elizabeth ClarkTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Oct 18, 2022 (645 d)
Ryan Allan WhartonTd Ameritrade Investment Management, LLC independent RIACx Institutional, LLC independent RIARIA to RIAJan 11, 2021Feb 23, 2021 (43 d)
Alipio FigueroaTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 11, 2021Apr 17, 2021 (96 d)
Kyle Corbyn HatchTd Ameritrade Investment Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021May 26, 2021 (135 d)
Daniel Michael PilmaierTd Ameritrade Investment Management, LLC independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Sep 9, 2021 (241 d)
Colin ChandlerTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 11, 2021Apr 7, 2021 (86 d)
Barry WayneTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 11, 2021Aug 4, 2010
Andrew D CarlieTd Ameritrade Investment Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 11, 2021Oct 7, 2025 (1730 d)
Marie Ellen SparksTd Ameritrade Investment Management, LLC independent RIAPutnam Investment Management, LLC asset managerOtherJan 11, 2021Mar 2, 2021 (50 d)
Matthew M AndersonTd Ameritrade Investment Management, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJan 11, 2021Jan 1, 2025 (1451 d)
Michael Pinto SalcedoTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 11, 2021Oct 22, 2013
Swikar OjhaTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAJan 11, 2021May 20, 2021 (129 d)
Keegan Gene WoodTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAJan 11, 2021Jan 14, 2021
Benjamin Clarence PerryTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAJan 11, 2021Jan 14, 2021
Benjamin Christopher HobsonTd Ameritrade Investment Management, LLC independent RIAFisher Investments independent RIARIA to RIAJan 11, 2021Jan 20, 2021
Cody ButeryTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Mar 29, 2021 (77 d)
David James Edgar WieseTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 9, 2021Nov 12, 2019
Regina QuigleyTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2021Feb 5, 2021
Matthew BurkartTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJan 6, 2021Nov 7, 2018
Jacob Winstanley SchmittTd Ameritrade Investment Management, LLC independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2021Jan 6, 2021
Richard Andrew DoughertyTd Ameritrade Investment Management, LLC independent RIAOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jun 2, 2021 (153 d)
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1,403 moves match.