DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Independent Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Geoffrey Harden SeboldIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Peter Marshall HassIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Aug 15, 2018
Darrell Thomas AlfordIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Oct 25, 2012
Daniel Thomas DuboisIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 4, 2018
Karim PoonawalaIndependent Financial Partners BD affiliatedIht Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Oct 22, 2018
Anthony FranchimoneIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Oct 19, 2012
Larry Robert DeatherageIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Oct 19, 2012
James Trevor OshaughnessyIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Sep 7, 2012
Joel Patrick ShomakerIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Nov 5, 2015
James Patton ClarkIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
Phillip Anthony MathesonIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Sean Mitchell CiemiewiczIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
Frederic William AmbergIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 7, 2018
Alan Michael MevorahIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 9, 2019
Richard David FontanaIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jul 31, 2024 (2039 d)
Lloyd Jon EnglemanIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Dec 7, 2015
Glenn Mark CassidyIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Jeffrey R. St JohnIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Aug 14, 2018
Titus Jermaine PittmanIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 14, 2018
Michael Alan RosenthalIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Brett Matthew RamseyIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Sep 4, 2018
Kathleen Marie BaezIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
Gary Alan RosenstoneIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 17, 2018
Michael T GoddardIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Timothy Thomas FeldheimIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Sep 14, 2018
Darren Joseph BurkeIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Asa Kimo KajihiroIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Amir ArbabiIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Jeremy Robert WeithIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Sep 20, 2018
Taylor Ryan JonesIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
Erin D EirasIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Sep 24, 2018
David Tyler MoreheadIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 31, 2018Apr 21, 2014
Benjamin James HodgeIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Rylen Takao YamamotoIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Thomas John AlfordIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
James Andrew CarmichaelIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Sophois SokhomIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Winston C VenturaIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
David Bruce UtterIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 4, 2018
Conor Kenneth WeirIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Eric Carl CarlsonIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Stephanie NgIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 5, 2018
Calla G GormanIndependent Financial Partners BD affiliatedSheridan Road Advisors, LLC, A Hub International Company no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2018Aug 15, 2018
Javin Takezo NoharaIndependent Financial Partners BD affiliatedOnedigital otherOtherDec 31, 2018Dec 3, 2018
Christ MavrakosIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 26, 2018
Theresa Gregory JacksonIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Nov 7, 2018
Christopher Shannon HudgensIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 31, 2018
Chad Edward TepeIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Nov 2, 2018
Saleah Terese HewittIndependent Financial Partners BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Dec 11, 2018
Bryan Matthew WieferichIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 22, 2018
Tye Lake PipkinIndependent Financial Partners BD affiliatedEudaimonia Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Feb 1, 2019 (36 d)
Jared Lee EnsingIndependent Financial Partners BD affiliatedIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 27, 2018Oct 22, 2018
Bryan LavermanIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherDec 26, 2018Apr 17, 2017
Brian Lane SmithIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Dec 15, 2018
Andrew William HoskinsIndependent Financial Partners BD affiliatedGood Life Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Nov 9, 2018
John L SullivanIndependent Financial Partners BD affiliatedIht Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2018Jun 9, 2026 (2722 d)
Jarrod William RutledgeIndependent Financial Partners BD affiliatedIht Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2018Jan 1, 2025 (2198 d)
Ivan Alexis Ramirez-RamirezIndependent Financial Partners BD affiliatedGood Life Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Nov 9, 2018
Chad Jeremy MastIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Nov 15, 2018
James Robert MehokIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Nov 15, 2018
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605 moves match.