DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Prestige Wealth Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Timothy Dornan Moran	Prestige Wealth Management Group, LLC independent RIA	Securian Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Mar 12, 2019	Mar 22, 2019
Michael Joseph Stanley	Prestige Wealth Management Group, LLC independent RIA	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	RIA to wirehouse	Dec 13, 2018	Jan 11, 2019
Kevin Mark Means	Prestige Wealth Management Group, LLC other	The Pillar Strategies other	Other	Dec 6, 2017	Nov 2, 2016
Jeffrey Wilbur Hilliard	Prestige Wealth Management Group, LLC other	The Pillar Strategies other	Other	Sep 21, 2017	Mar 27, 2017
Robert Philip Renshaw	Prestige Wealth Management Group, LLC other	Fountainhead Advisors other	Other	Mar 31, 2015	Aug 31, 2016 (519 d)
Steven Edward Linden	Prestige Wealth Management Group, LLC other	The Pillar Strategies no RAUM	Other	Sep 26, 2014	Mar 19, 2013
Kenneth Christopher Paul	Prestige Wealth Management Group, LLC other	Alliance Wealth Management Group, LLC no RAUM	Other	Sep 26, 2014	Oct 14, 2014
Michael John Whittemore	Prestige Wealth Management Group, LLC other	Heller Wealth Advisors, LLC. other	Other	Jul 24, 2014	Mar 23, 2017 (973 d)
Donna Sullivan	Prestige Wealth Management Group, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 2, 2014	Jun 17, 2014
Mark Meena Andraos	Prestige Wealth Management Group, LLC other	Heller Wealth Advisors, LLC. other	Other	Apr 15, 2014	May 27, 2014 (42 d)
John Stefano Kotsonis	Prestige Wealth Management Group, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 23, 2012	Nov 20, 2012
James Douglas Dolan	Prestige Wealth Management Group, LLC other	Morgan Stanley wirehouse	Other	Sep 14, 2012	Sep 26, 2012
Andrew Byers	Prestige Wealth Management Group, LLC other	Hennion & Walsh Asset Management, Inc. other	Other	May 8, 2012	Feb 13, 2015 (1011 d)
Gordon Schurch Shearer	Prestige Wealth Management Group, LLC other	Park Avenue Securities LLC other	Other	Feb 14, 2011	Jul 1, 2011 (137 d)
Paul Romano Esposito	Prestige Wealth Management Group, LLC other	Equitable Advisors, LLC national BD	Other	Jun 1, 2009	Jun 17, 2009
David Joseph Watson	Prestige Wealth Management Group, LLC other	Msi Financial Services, Inc. other	Other	Apr 7, 2009	Jul 22, 2009 (106 d)
Joel Richard Morris	Prestige Wealth Management Group, LLC other	Vantage Point Advisors Inc. unclassified	Other	May 16, 2005	Apr 24, 2006 (343 d)
Ranald Kim Nicholas	Prestige Wealth Management Group, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Oct 8, 2004	Jan 2, 2009 (1547 d)

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18 moves match.