DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Exencial Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristoffer Alexander KlingelhoefferExencial Wealth Advisors independent RIAMariner Independent independent RIARIA to RIAApr 20, 2026Apr 2, 2026
Jeffrey Lee Ou BatyExencial Wealth Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2025Jan 9, 2026 (72 d)
Peter James HuntExencial Wealth Advisors independent RIAAdvisory Services Network independent RIARIA to RIAMay 30, 2025May 1, 2025
Monica Marie SipesExencial Wealth Advisors independent RIAQuadcap Wealth Management, LLC independent RIARIA to RIAJun 14, 2024May 14, 2024
Christian Drew PattersonExencial Wealth Advisors independent RIAQuadcap Wealth Management, LLC independent RIARIA to RIAJun 14, 2024May 23, 2024
Jacob DowningExencial Wealth Advisors independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2024Mar 22, 2024
Paul Michael RidleyExencial Wealth Advisors independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2024Jun 27, 2024 (136 d)
Gianna Avila MossottiExencial Wealth Advisors independent RIAFisher Investments independent RIARIA to RIAJan 26, 2024Feb 14, 2024
Stephen Foster BellExencial Wealth Advisors independent RIASendero Wealth Management, LLC independent RIARIA to RIADec 15, 2023Feb 29, 2024 (76 d)
Sean KayesExencial Wealth Advisors independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2023Jul 15, 2025 (762 d)
Samuel Jacob RiceExencial Wealth Advisors independent RIASagespring Wealth Partners independent RIARIA to RIAJun 6, 2023Dec 12, 2023 (189 d)
Amanda Memoli DurbianoExencial Wealth Advisors independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2023May 15, 2023
Jonathon Durst McadamsExencial Wealth Advisors independent RIABok Financial Private Wealth, Inc. independent RIARIA to RIAApr 14, 2023May 17, 2024 (399 d)
Lewis Michael KayesExencial Wealth Advisors independent RIACary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2023May 15, 2026 (1190 d)
Michael L SuellentropExencial Wealth Advisors independent RIAFisher Investments independent RIARIA to RIAJun 3, 2022Jul 13, 2022 (40 d)
Curtis Brandon ReeseExencial Wealth Advisors independent RIAFisher Investments independent RIARIA to RIAMar 16, 2022Jul 11, 2022 (117 d)
Matthew Joseph VenturaExencial Wealth Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 6, 2020Oct 16, 2020
Neil KrishnaswamyExencial Wealth Advisors independent RIAKrishna Wealth Planning state registeredRIA to a state-registered adviserJul 19, 2019Aug 15, 2019
Daniel Alan RouthExencial Wealth Advisors independent RIAOld Peak Finance independent RIARIA to RIAMay 7, 2019May 27, 2019
Suzanne Marie FitzgeraldExencial Wealth Advisors independent RIASolutions 4 Wealth otherOtherFeb 19, 2019Apr 29, 2019 (69 d)
Robert Charles KnodeExencial Wealth Advisors independent RIAQuadcap Wealth Management, LLC independent RIARIA to RIAFeb 8, 2019May 14, 2019 (95 d)
Michelle Renae ScarverExencial Wealth Advisors independent RIASouth Texas Money Management, Ltd. independent RIARIA to RIADec 31, 2018Jan 7, 2019
Ralph Taylor RiglerExencial Wealth Advisors otherCreative Planning otherOtherOct 25, 2017Feb 23, 2018 (121 d)
Gary Bruce FraleyExencial Wealth Advisors otherMerit Advisors, Inc. state registeredOtherFeb 10, 2014Jul 18, 2024 (3811 d)
Paul Joseph HynesExencial Wealth Advisors otherHearthstone | Private Wealth Management otherOtherDec 15, 2010Nov 9, 2010
Wendy Carol WildeyExencial Wealth Advisors otherHearthstone | Private Wealth Management otherOtherDec 15, 2010Nov 9, 2010
Morgan Holton SmithExencial Wealth Advisors otherTrovena, LLC. otherOtherFeb 19, 2010Mar 4, 2010
Eric NelsonExencial Wealth Advisors otherEquius Partners, Inc. otherOtherFeb 6, 2009Feb 23, 2009
Keri Lyn JamesExencial Wealth Advisors otherWells Fargo Advisors wirehouseOtherDec 2, 2004Aug 31, 2011 (2463 d)
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29 moves match.