DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Guardian Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Scott Stephen Chaisson	Capital Guardian Wealth Management, LLC other	Compass Capital Corporation other	Other	Nov 24, 2014	Aug 6, 2015 (255 d)
Andrea Louise Swope	Capital Guardian Wealth Management, LLC other	Stonecrest Advisors, Inc. mixed wealth	Other	Nov 20, 2014	Sep 13, 2016 (663 d)
Joe P. Moore	Capital Guardian Wealth Management, LLC other	Cetera Advisor Networks LLC other	Other	Nov 19, 2014	Nov 19, 2014
Franklin Thomas Gutierrez	Capital Guardian Wealth Management, LLC other	Stonecrest Advisors, Inc. mixed wealth	Other	Jul 30, 2014	May 26, 2015 (300 d)
Allen Mathue Gonzalez	Capital Guardian Wealth Management, LLC other	Kovack Advisors, Inc. other	Other	May 7, 2014	May 2, 2014
Robert Steven Weissbein	Capital Guardian Wealth Management, LLC other	First Allied Advisory Services, Inc. other	Other	Mar 17, 2014	Mar 19, 2014
Mark Teague	Capital Guardian Wealth Management, LLC other	LPL Financial LLC other	Other	Feb 19, 2014	Feb 13, 2014
Stephanie Anne Nilsen	Capital Guardian Wealth Management, LLC other	Morgan Stanley wirehouse	Other	Jan 29, 2014	Feb 6, 2014
Scott Richard Werdebaugh	Capital Guardian Wealth Management, LLC other	H. Beck, Inc. other	Other	Jan 8, 2014	Jan 17, 2014
Alicia Del Valle Alvarez	Capital Guardian Wealth Management, LLC other	Kovack Advisors, Inc. other	Other	Jan 6, 2014	Feb 4, 2014
Brian Ernest Chapman	Capital Guardian Wealth Management, LLC other	Cetera Advisor Networks LLC other	Other	Sep 27, 2013	Oct 4, 2013
Daniel Evan Davis	Capital Guardian Wealth Management, LLC other	Creative Planning other	Other	Sep 10, 2013	Sep 16, 2013
Matthew Thomas Williams	Capital Guardian Wealth Management, LLC other	Eagle Strategies LLC other	Other	Mar 27, 2013	Mar 16, 2015 (719 d)
Andrew Jackson Wood	Capital Guardian Wealth Management, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 19, 2013	Feb 1, 2013
Carlos R Ferreira Lima	Capital Guardian Wealth Management, LLC other	Wells Fargo Advisors wirehouse	Other	Sep 27, 2012	Sep 17, 2018 (2181 d)
Anthony Charles Montanari	Capital Guardian Wealth Management, LLC other	Prospera Financial Services, Inc. other	Other	Jul 16, 2012	Jul 16, 2012
Bradley Vaughn Livingston	Capital Guardian Wealth Management, LLC other	Citigroup Global Markets Inc. other	Other	Apr 11, 2012	Apr 10, 2012
Alexander L Skabry	Capital Guardian Wealth Management, LLC other	Bfc Planning, Inc. other	Other	Jan 23, 2012	Sep 21, 2012 (242 d)
Bernice Valrey Rolle-Lewis	Capital Guardian Wealth Management, LLC other	Independent Financial Partners other	Other	Jan 10, 2012	Feb 15, 2012 (36 d)
Michael Eric Fayed	Capital Guardian Wealth Management, LLC other	Summit Financial Group Inc other	Other	Sep 12, 2011	Sep 9, 2011
Jason Thomas Mckernan	Capital Guardian Wealth Management, LLC other	Fsc Securities Corporation other	Other	Apr 5, 2011	Apr 7, 2011
Melissa Godwin Scott	Capital Guardian Wealth Management, LLC other	Capital Investment Advisory Services, LLC other	Other	Dec 17, 2010	Dec 20, 2010
James Francis Castleman	Capital Guardian Wealth Management, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 24, 2010	Jun 29, 2012 (583 d)
Roberto Ramiro Pena	Capital Guardian Wealth Management, LLC other	Vectorglobal Iag, Inc. other	Other	Nov 15, 2010	Mar 2, 2011 (107 d)
John Joseph Brais	Capital Guardian Wealth Management, LLC other	Regal Investment Advisors LLC other	Other	Sep 29, 2010	Oct 11, 2010
Edward John Dieguez	Capital Guardian Wealth Management, LLC other	Pnc Wealth Management other	Other	Sep 13, 2010	Sep 4, 2012 (722 d)
Ricardo Ramirez	Capital Guardian Wealth Management, LLC other	Rehmann Wealth other	Other	Mar 5, 2010	Aug 4, 2011 (517 d)
Grace Patricia Rocha	Capital Guardian Wealth Management, LLC other	Citigroup Global Markets Inc. other	Other	Mar 5, 2010	Apr 12, 2010 (38 d)
Stephen Edward Wilson	Capital Guardian Wealth Management, LLC other	Queens Oak Advisors other	Other	Sep 3, 2009	Sep 3, 2009
Robert Bryan Cannon	Capital Guardian Wealth Management, LLC other	Queens Oak Advisors other	Other	Sep 3, 2009	Sep 3, 2009
Leila Taratus Evans	Capital Guardian Wealth Management, LLC other	Queens Oak Advisors other	Other	Sep 3, 2009	Sep 3, 2009
Bert Deems May	Capital Guardian Wealth Management, LLC other	Queens Oak Advisors other	Other	Sep 3, 2009	Sep 3, 2009

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92 moves match.