DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bakeravenue
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua C Young | Bakeravenue independent RIA | Robertson Stephens independent RIA | RIA to RIA | Aug 3, 2026 | Aug 5, 2026 |
| Xiuhua Xu | Bakeravenue independent RIA | Destination Wealth Management independent RIA | RIA to RIA | Mar 31, 2026 | Apr 7, 2026 |
| Deborah Leeann Cornes | Bakeravenue independent RIA | Facet independent RIA | RIA to RIA | Jan 2, 2026 | Jan 13, 2026 |
| Jennifer E Leong | Bakeravenue independent RIA | Sax Wealth Advisors, LLC independent RIA | RIA to RIA | Apr 8, 2024 | Mar 26, 2024 |
| William Patrick Connor | Bakeravenue independent RIA | Sax Wealth Advisors, LLC independent RIA | RIA to RIA | Mar 29, 2024 | Apr 4, 2024 |
| Jared Lee Johnson | Bakeravenue independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | May 30, 2023 | Aug 11, 2023 (73 d) |
| Jack Edward Rimbach | Bakeravenue independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2022 | Mar 20, 2025 (926 d) |
| Thomas Anthony Piro | Bakeravenue independent RIA | Osborne Partners independent RIA | RIA to RIA | Apr 20, 2021 | Apr 19, 2021 |
| Hetal Lilish Saki | Bakeravenue independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Apr 6, 2021 |
| Chelsea Ransom-Cooper | Bakeravenue independent RIA | Zenith Wealth Partners independent RIA | RIA to RIA | Oct 1, 2020 | Nov 14, 2022 (774 d) |
| Marisa Shana Rothstein | Bakeravenue independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 4, 2019 | Nov 1, 2019 |
| Richard Charles Mordesovich | Bakeravenue other | Silicon Private Wealth, LLC independent RIA | Other | Feb 7, 2018 | Feb 9, 2018 |
| Ian Joseph Rivero | Bakeravenue other | Calamos Wealth Management LLC other | Other | Jan 19, 2017 | Jan 18, 2017 |
| Peter Anthony Sigal | Bakeravenue other | First Financial Equity Corporation other | Other | Jun 22, 2016 | Aug 12, 2016 (51 d) |
| Richard C Lopresti | Bakeravenue other | Edward Jones national BD | Other | Jun 22, 2016 | Mar 28, 2018 (644 d) |
| John Salvatore Tassone | Bakeravenue other | Steelbridge Private Wealth Advisors LLC other | Other | May 4, 2016 | Jul 9, 2016 (66 d) |
| Tate Haire | Bakeravenue other | Steelbridge Private Wealth Advisors LLC other | Other | May 4, 2016 | Jul 9, 2016 (66 d) |
| Eric Seth Jardine | Bakeravenue other | Millie Capital Management LLC other | Other | Oct 5, 2015 | May 3, 2016 (211 d) |
| Christopher Jacob Smith | Bakeravenue other | Smith Advisory state registered | Other | Jun 29, 2015 | Oct 3, 2025 (3749 d) |
| Ellen O'Connell | Bakeravenue other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Nov 11, 2011 | Mar 13, 2019 (2679 d) |
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20 moves match.