DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kalos Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyson Mcginn MarlowKalos Management independent RIAQuartz Partners Investment Management independent RIARIA to RIAAug 30, 2023Aug 29, 2023
Donald Joe FlorenceKalos Management independent RIAQuartz Partners Investment Management independent RIARIA to RIAAug 30, 2023Aug 16, 2023
Jordan Schmucher WilsonKalos Management independent RIABlueprint Wealth Management Inc. no RAUMRIA to a newly registered adviserJul 20, 2023May 11, 2023
Adam Ryan SmithKalos Management BD affiliatedAsteria Wealth LLC asset managerOtherDec 19, 2022Oct 17, 2019
Shawn ClarkKalos Management BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2022Jan 11, 2023 (50 d)
Christopher M MaxeyKalos Management BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2022Nov 18, 2022
Nathan Thomas McduffeeKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2022Aug 16, 2022
Thomas Michael BaerKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Sep 27, 2022
Brian Alan AkersKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 16, 2022
Iain Lesslie Chase BrackstoneKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 19, 2022
Eric Peter WeschkeKalos Management BD affiliatedCoppell Advisory Solutions LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2022Sep 8, 2022
Bernard Philip McveyKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 16, 2022
Patrick Arthur StrubbeKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 11, 2022
Jason James MosherKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 17, 2022
Jeffery Larry AkersKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 16, 2022
Zachary Taylor ZimcoskyKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 16, 2022
Alexander Joseph MonkKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 17, 2022
John Amirault FarleyKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 19, 2022
Matthew TerryKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 16, 2022
Andrew Thomas HackworthKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Oct 5, 2022
Timothy Edward ZimcoskyKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Aug 17, 2022
James Marion NelsonKalos Management BD affiliatedRealta Investment Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2022Sep 12, 2022
Amy Rebecca Frank GoldmanKalos Management BD affiliatedIndependent Financial Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2022Sep 22, 2022
Chrissy A LeeKalos Management BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Oct 20, 2022
Curvin Elwood MillerKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2022Sep 14, 2022
Stephen Claude Forsyth LovellKalos Management BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2022Sep 26, 2022
Andrea Kaye DollerKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2022Sep 14, 2022
William BurkeKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2022Sep 14, 2022
Erik William HagstromKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2022Sep 14, 2022
Dean T AntonopoulosKalos Management BD affiliatedKingswood Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2022Oct 4, 2022 (33 d)
Patrick Bryan HealeyKalos Management BD affiliatedArete Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 29, 2022Aug 29, 2022
Michael R BaerKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2022Aug 17, 2022
Janet Long CorrellKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Aug 19, 2022
Steven Michael GrubnerKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Aug 19, 2022
Jonathan HoganKalos Management BD affiliatedArkadios Wealth Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Aug 19, 2022
Krystal M MasseyKalos Management BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherAug 18, 2022Oct 6, 2023 (414 d)
Lawrence LeeKalos Management BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Aug 3, 2022
Mark Douglas CaldwellKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Brian Richard SkrobonjaKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 30, 2022
John Edward MoriartyKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Mark Charles SchreiberKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Larry Kenneth LyonsKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
William Davis HowardKalos Management BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 25, 2022
Joseph Allen QuartucciKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022May 26, 2022
Robert Francis SchillyKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Steven Andrew ShorleyKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Aug 1, 2022
Jessica Michelle KnutsonKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Bruce Gerard WehnerKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Keith Bernard StinebakerKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 30, 2022
Steven J PerrmannKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Aug 25, 2025 (1120 d)
Jennifer Kristie TaylorKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
Kyle WilcuttKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Stephen C JosephKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Joshua Mark HuardKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
Conner CappsKalos Management BD affiliatedAe Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 29, 2022
Clellan Vance HyattKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 1, 2022
Kyle Jason RobargeKalos Management BD affiliatedTransce3nd LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Jul 3, 2022
Kiernan HaneyKalos Management BD affiliatedMadison Investment Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 19, 2022Mar 23, 2023 (247 d)
Kristian L FinfrockKalos Management BD affiliatedRetirement Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2022Jan 1, 2026 (1270 d)
Lisa L SmithKalos Management BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 3, 2022Apr 25, 2022 (53 d)
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155 moves match.