DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric James Delaney | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 4, 2024 |
| Matthew Jay Caruso | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Oct 28, 2024 |
| Michelle Renee Snyder | Cambridge Investment Research Advisors, Inc. BD affiliated | Assetfusion state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 6, 2024 | Oct 30, 2024 |
| Sheri Mahealani Robello Cabral | Cambridge Investment Research Advisors, Inc. BD affiliated | Pinkerton Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 4, 2024 |
| Frank Tamplin | Cambridge Investment Research Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 5, 2024 |
| Matthew J Mckelvey | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Oct 31, 2024 |
| James E Joly | Cambridge Investment Research Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 12, 2024 |
| Matthew P Goodwin | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Oct 21, 2024 |
| Jeffrey Neal Mcwhorter | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 21, 2024 |
| Randal Todd Petrilli | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 21, 2024 |
| Travis Jonathon Whitaker | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 21, 2024 |
| Brian M. Much | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonehaven Wealth & Tax Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2024 | Oct 21, 2024 |
| Tina Faye Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonehaven Wealth & Tax Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Oct 21, 2024 |
| Robert Lyle Schoelzel | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonehaven Wealth & Tax Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Oct 21, 2024 |
| Scott Hackl | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonehaven Wealth & Tax Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Oct 21, 2024 |
| Matthew David Calhoun | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Oct 9, 2024 |
| Donald P Qualters | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 15, 2024 |
| Amy Noelle Tanski | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 15, 2024 |
| Matthew Joseph Greenan | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Nov 14, 2025 (392 d) |
| Emila Ashdown | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 15, 2024 |
| Tyler Crump | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 16, 2024 | Feb 12, 2025 (119 d) |
| Steven Alan Fortescue | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 1, 2024 |
| Jeffrey Michael Swygert | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Sep 30, 2024 |
| Felix S Gumina | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Sep 30, 2024 |
| William Raney | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2024 | Mar 10, 2025 (149 d) |
| Mitchell K Robinson | Cambridge Investment Research Advisors, Inc. BD affiliated | Adaptation Financial Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Oct 26, 2021 |
| Michael Anthony Pasvantis | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 7, 2024 |
| Brent Allen Ward | Cambridge Investment Research Advisors, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 7, 2024 |
| Kayleigh Suzanne Horn | Cambridge Investment Research Advisors, Inc. BD affiliated | Schultz Financial Group Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jul 13, 2026 (648 d) |
| John Phillip Siciliano | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 30, 2024 |
| James Peter Olson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 23, 2024 |
| Karen Elaine Lind | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 23, 2024 |
| Matthew Alan Greer | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 23, 2024 |
| Sean Patrick Flaherty | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 16, 2024 |
| Aaron Dale Oskey | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 11, 2024 |
| Anthony Dwayne Rich | Cambridge Investment Research Advisors, Inc. BD affiliated | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 26, 2024 |
| Madison Alysse Scarpelli | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Jan 1, 2025 (100 d) |
| Christopher Richard Combs | Cambridge Investment Research Advisors, Inc. BD affiliated | Fc Wealth Solutions LLC other | Other | Sep 18, 2024 | Sep 16, 2024 |
| Gregory T Monaco | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Oct 14, 2024 |
| Justin Paniagua | Cambridge Investment Research Advisors, Inc. BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2024 | Nov 6, 2024 (49 d) |
| Wilburn Joel Hudson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Aug 26, 2024 |
| Karen R Reynolds | Cambridge Investment Research Advisors, Inc. BD affiliated | Ipi Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Oct 16, 2024 (41 d) |
| Stacy Lee Foote | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 4, 2024 |
| Kevin Douglas Taylor | Cambridge Investment Research Advisors, Inc. BD affiliated | Ipi Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Nov 12, 2024 (68 d) |
| Danielle Nicole Slacker | Cambridge Investment Research Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Aug 30, 2024 |
| Randolph Thomas Redmond | Cambridge Investment Research Advisors, Inc. BD affiliated | Rhl Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 30, 2024 | Aug 21, 2024 |
| Daniel Edward Podawiltz | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 21, 2024 |
| Paul Joseph Puro | Cambridge Investment Research Advisors, Inc. BD affiliated | Rhl Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 30, 2024 | Aug 21, 2024 |
| Martha Louise Catt | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Aug 19, 2024 |
| Frances Ann Toler | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 16, 2024 |
| Brandon Clark | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 16, 2024 |
| Brian Keith Stearns | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 19, 2024 |
| Anthony Phillip Felipe | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 16, 2024 |
| Gulielma Leonard Fager | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Aug 16, 2024 |
| Jan Axel Tribler | Cambridge Investment Research Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 1, 2024 |
| Brock Hewitt | Cambridge Investment Research Advisors, Inc. BD affiliated | Wellfull independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 14, 2024 |
| Zachary Cole Howard | Cambridge Investment Research Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 1, 2024 |
| Jason Scott Pitts | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2024 | Jul 17, 2024 |
| Michelle Lynn Contois | Cambridge Investment Research Advisors, Inc. BD affiliated | Colman Knight Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | May 29, 2025 (301 d) |
| Eric J Tuller | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 1, 2024 |
2,158 moves match.