DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Realta Investment Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jingbo PanRealta Investment Advisors, Inc BD affiliatedVestech Asset Management Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 14, 2020Aug 26, 2020 (194 d)
Steven Michael RichardsRealta Investment Advisors, Inc BD affiliatedByerly Investment Management Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 16, 2019Sep 2, 2021 (717 d)
Ryan Evan LoyndRealta Investment Advisors, Inc BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2019Sep 11, 2019
Suzanne WheelerRealta Investment Advisors, Inc BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2019Aug 22, 2019
Gregory Alan BiancoRealta Investment Advisors, Inc BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2019Jun 14, 2019
Michael Shane MooreRealta Investment Advisors, Inc independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2018Jul 20, 2020 (654 d)
Kairene Amber HolgateRealta Investment Advisors, Inc independent RIAVeritas Wealth Management LLC state registeredRIA to a state-registered adviserMay 4, 2018Mar 14, 2018
Andrew Robert ReinaRealta Investment Advisors, Inc independent RIAVeritas Wealth Management LLC state registeredRIA to a state-registered adviserMay 4, 2018Jan 25, 2018
Michael David RobertsRealta Investment Advisors, Inc otherTriad Advisors, LLC otherOtherJul 18, 2017Jul 17, 2017
William John MclaughlinRealta Investment Advisors, Inc otherAdvisory Services Network otherOtherJun 30, 2017Jul 5, 2017
Kristin Ann MclaughlinRealta Investment Advisors, Inc otherAdvisory Services Network otherOtherJun 30, 2017Sep 25, 2017 (87 d)
Donald Albert MattranRealta Investment Advisors, Inc otherJemma Financial Services no RAUMOtherSep 26, 2016Oct 28, 2016 (32 d)
Marianne Dorian MattranRealta Investment Advisors, Inc otherJemma Financial Services no RAUMOtherSep 14, 2016Sep 2, 2016
Christopher James CasnerRealta Investment Advisors, Inc otherJemma Financial Services no RAUMOtherSep 14, 2016Sep 2, 2016
Frank J BodiRealta Investment Advisors, Inc otherSb Advisory, LLC otherOtherSep 1, 2016Sep 2, 2016
Curtis C Randle ElRealta Investment Advisors, Inc otherInternational Assets Investment Management, LLC otherOtherDec 18, 2015Dec 21, 2015
Matthew Douglas GenslerRealta Investment Advisors, Inc otherCapstone Investment Financial Group, LLC otherOtherDec 14, 2015Oct 30, 2015
Martin Gerard LeclercRealta Investment Advisors, Inc otherBarrack Yard Advisors, LLC state registeredOtherDec 8, 2014Jan 1, 2026 (4042 d)
Christopher Thomas BokmullerRealta Investment Advisors, Inc otherMichigan Advisors, Inc otherOtherOct 16, 2014Nov 12, 2014
Thomas Michael GaleRealta Investment Advisors, Inc otherJ P Turner & Company Capital Management, LLC otherOtherMay 30, 2014May 27, 2014
Gary Scott RossRealta Investment Advisors, Inc otherWaddell & Reed otherOtherJun 3, 2013Jun 13, 2013
Michael Bassell KarwicRealta Investment Advisors, Inc otherIron Valley Wealth Management, LLC unclassifiedOtherOct 11, 2012Sep 10, 2012
Patrick Noel RushRealta Investment Advisors, Inc otherTriad Financial Advisors, Inc. otherOtherAug 7, 2012Aug 7, 2012
Aaron Hedrick ParrishRealta Investment Advisors, Inc otherTriad Financial Advisors, Inc. otherOtherAug 7, 2012Aug 7, 2012
Brian Douglas ApplesteinRealta Investment Advisors, Inc otherVanguard Advisers, Inc. otherOtherDec 31, 2010Mar 27, 2013 (817 d)
Carmine PezzellaRealta Investment Advisors, Inc otherHightower Advisors, LLC otherOtherNov 3, 2009Oct 13, 2009
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86 moves match.