DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Harold Greene | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Oct 29, 2021 |
| Jordan Alexander Ciulla | Cetera Advisor Networks LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Dec 21, 2021 (50 d) |
| Joseph James Perri | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 29, 2021 |
| Jody Lee Komyathy | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC other | Other | Oct 27, 2021 | Jan 12, 2022 (77 d) |
| Ivan Negron-Ramos | Cetera Advisor Networks LLC BD affiliated | Negron-Ramos LLC unclassified | Other | Oct 25, 2021 | Oct 28, 2021 |
| Denise Marie Daugherty | Cetera Advisor Networks LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 18, 2021 |
| Paul Clinton Miller | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 19, 2021 |
| Brittany Nicole Robertson | Cetera Advisor Networks LLC BD affiliated | Erickson Advisors other | Other | Oct 19, 2021 | Oct 13, 2016 |
| Michael Stevan Rose | Cetera Advisor Networks LLC BD affiliated | Fulcrum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Nov 22, 2013 |
| Victor Sal Acca | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC other | Other | Oct 8, 2021 | Dec 3, 2021 (56 d) |
| Ann Zlamal | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Feb 10, 2022 (125 d) |
| Erin Hooten | Cetera Advisor Networks LLC BD affiliated | Farmers Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 8, 2021 | Mar 13, 2026 (1617 d) |
| David Koifman | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Feb 9, 2024 (861 d) |
| Ryan Randy Roloff | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Sep 27, 2021 |
| Philip Robert Spitzer | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Sep 23, 2021 |
| Keith U Heritage | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Sep 27, 2021 |
| Aaron M Singleton | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Nov 2, 2021 (33 d) |
| Daniel Davis Richard | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Aug 16, 2021 |
| Gary Matthew Bosart | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 24, 2021 |
| Anya Marie Stutz | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Sep 8, 2021 |
| Bernard Louis Smit | Cetera Advisor Networks LLC BD affiliated | Walnut Creek Wealth Management no RAUM | Other | Sep 15, 2021 | Jul 18, 2017 |
| Damien Saul Couture | Cetera Advisor Networks LLC BD affiliated | Walnut Creek Wealth Management no RAUM | Other | Sep 15, 2021 | Jul 18, 2017 |
| Cory Dale Summers | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Aug 27, 2021 |
| Deborah Lynn Pursey | Cetera Advisor Networks LLC BD affiliated | Walnut Creek Wealth Management no RAUM | Other | Sep 15, 2021 | Jul 18, 2017 |
| Tyrone Chow | Cetera Advisor Networks LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 15, 2021 |
| Ava Diane Smith | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 26, 2021 |
| James Paul Mailhes | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 27, 2021 |
| Alan Preston Canine | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 26, 2021 |
| Sharon Lenise Walls | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Aug 26, 2021 |
| Tim Xuan Ha | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 31, 2021 |
| James S Miller | Cetera Advisor Networks LLC BD affiliated | Cutter & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Aug 20, 2021 |
| Jaret Clinton Mutter | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Aug 30, 2021 |
| Lori Patricia Sherman | Cetera Advisor Networks LLC BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 23, 2021 |
| Tiffany Renee Rawling | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 26, 2021 |
| Andrew Thomas Schenker | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 30, 2021 |
| Michael Paul Blanchard | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 26, 2021 |
| William West Thompson | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 26, 2021 |
| Fonda Moore Coffey | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 26, 2021 |
| George Simmons Wootten | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 26, 2021 |
| Jordan Scott Sereno | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2021 | Aug 26, 2021 |
| Keith Ronan Nielsen | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Aug 13, 2021 |
| Jeffery Wayne Kesting | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Aug 13, 2021 |
| Rishi Thakur | Cetera Advisor Networks LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2021 | Sep 29, 2021 (47 d) |
| Reginald Franklin Muggley | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 2, 2021 |
| Keith Allen Johnson | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 3, 2021 |
| Michael Soto | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Jul 22, 2022 (346 d) |
| Robert Francis Whitman | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 3, 2021 |
| Wendy Madeline Peichel | Cetera Advisor Networks LLC BD affiliated | Strong Tower Advisory Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2021 | Jun 21, 2021 |
| John Mark Hellmuth | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jul 30, 2021 |
| Charles Henry Mcloughlin | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Aug 2, 2021 |
| Richard Frederick Trasport | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Aug 2, 2021 |
| Thomas Hellmuth | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 3, 2021 | Jul 30, 2021 |
| Christopher Douglas Gleason | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 3, 2021 |
| Michael Bruce Keeler | Cetera Advisor Networks LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2021 | Aug 2, 2021 |
| Brian D Long | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 23, 2021 |
| Richard Paul Lebel | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 29, 2021 |
| Keith A Lewis | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 23, 2021 |
| Nathaniel A Wollenberg | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2021 | Jul 23, 2021 |
| Wesley Jay Cumbie | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 23, 2021 |
| Alexis M Zachary | Cetera Advisor Networks LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Aug 16, 2021 |
1,576 moves match.