DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cantella & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Monroe Williams | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 20, 2022 |
| David Edward Altschuler | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 24, 2022 |
| James Michael Phelan | Cantella & Co., Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 19, 2022 |
| Scott Regan Mohler | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2022 | Oct 18, 2022 |
| Kerry Constantine Geaneas | Cantella & Co., Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Nov 14, 2022 |
| Gregory Charles Burns | Cantella & Co., Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 6, 2022 |
| Jeroen Andre Heijnen | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Oct 19, 2022 |
| Todd Courtney Macejka | Cantella & Co., Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Sep 29, 2022 |
| Peter Henry Gore | Cantella & Co., Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Sep 30, 2022 |
| Craig Gilbert Cornwell | Cantella & Co., Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Sep 29, 2022 |
| Philip Benjamin Sadtler | Cantella & Co., Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Sep 30, 2022 |
| Christine B Tang | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Sep 21, 2022 |
| Benjamin J Ock | Cantella & Co., Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Nov 21, 2022 (59 d) |
| James Lawrence Cady | Cantella & Co., Inc. BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2022 | Oct 3, 2022 |
| Paul Allen Bedinger | Cantella & Co., Inc. BD affiliated | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2022 | Sep 7, 2022 |
| John Norman Bliss | Cantella & Co., Inc. BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 2, 2022 |
| Steven Sabol | Cantella & Co., Inc. BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Oct 6, 2022 |
| Todd Zangrilli | Cantella & Co., Inc. BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2022 | Aug 19, 2022 |
| William Saunders Mccloud | Cantella & Co., Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 8, 2022 |
| Bryan M Rigg | Cantella & Co., Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | May 31, 2022 (54 d) |
| Connor Thomas Hayes | Cantella & Co., Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Apr 12, 2022 |
| Leanna Ruth Naffziger | Cantella & Co., Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Aug 8, 2022 (157 d) |
| Michael Alan Andrews | Cantella & Co., Inc. BD affiliated | Efg Private Wealth Management (Americas) Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Sep 19, 2023 (574 d) |
| Keith Thomas Kowalczyk | Cantella & Co., Inc. BD affiliated | Ekon Advisors, LLC institutional | Other | Feb 1, 2022 | Jan 3, 2022 |
| Curt Richard Mangold | Cantella & Co., Inc. BD affiliated | Swmg Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2022 | Jan 21, 2022 |
| Kendree Kowalczyk Spisak | Cantella & Co., Inc. BD affiliated | Ekon Advisors, LLC institutional | Other | Dec 31, 2021 | Jan 3, 2022 |
| Genelle Marie Brakefield | Cantella & Co., Inc. BD affiliated | Ekon Advisors, LLC institutional | Other | Dec 31, 2021 | Jan 3, 2022 |
| Kelsey Lillian Strait | Cantella & Co., Inc. BD affiliated | Flagship Harbor Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 15, 2023 (730 d) |
| Mark Adam Schiffenhaus | Cantella & Co., Inc. BD affiliated | Long Point Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 22, 2021 | Aug 19, 2021 |
| Matthew Stephen Clement | Cantella & Co., Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Mar 21, 2024 (951 d) |
| Frank P Brill | Cantella & Co., Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Aug 6, 2021 |
| Robert J Link | Cantella & Co., Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 30, 2021 |
| Jeffrey Collins Davis | Cantella & Co., Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | May 19, 2021 |
| Michael Douglass Jones | Cantella & Co., Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Apr 30, 2021 |
| David Rodney Black | Cantella & Co., Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2021 | Mar 15, 2021 |
| Silas Hemenway Witherbee | Cantella & Co., Inc. BD affiliated | Bay Colony Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2021 | Feb 2, 2021 |
| Jeffrey Scott Tock | Cantella & Co., Inc. BD affiliated | Argo Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Jan 12, 2021 |
| G Miguel Alves | Cantella & Co., Inc. BD affiliated | Vida Private Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 5, 2020 | May 19, 2020 |
| Joseph Nicholas Azevedo | Cantella & Co., Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2020 | Nov 18, 2025 (2055 d) |
| Dennis Spontarelli | Cantella & Co., Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | Mar 5, 2020 |
| Gary Benjamin Rajah | Cantella & Co., Inc. BD affiliated | Rajah Asset Management unclassified | Other | Feb 14, 2020 | Feb 4, 2010 |
| Maxwell Thomas Behnfield | Cantella & Co., Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2020 | Jan 23, 2020 |
| Kirk Badii | Cantella & Co., Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2020 | Jan 23, 2020 |
| Tristan Andrew King | Cantella & Co., Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2020 | Jan 24, 2020 |
| Matthew Hanby Guba | Cantella & Co., Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Jan 30, 2020 |
| Thomas Edward Lawnsby | Cantella & Co., Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 23, 2020 |
| Michael James Williams | Cantella & Co., Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Dec 16, 2019 |
| Brian Haruo Kurihara | Cantella & Co., Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Dec 22, 2021 (785 d) |
| Chris Alfred Nelson | Cantella & Co., Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Sep 23, 2019 |
| Craig R Coker | Cantella & Co., Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Sep 16, 2019 |
| Allen John Devincent | Cantella & Co., Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Aug 23, 2019 | Oct 2, 2019 (40 d) |
| Evan Taejin Chung | Cantella & Co., Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Jul 17, 2019 |
| Brian D Addis | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jul 18, 2019 |
| Stephen Dale Calvert | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Jun 24, 2019 |
| Justin Patrick Emerick | Cantella & Co., Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2019 | Apr 21, 2021 (643 d) |
| Jonathan Edward Coughlin | Cantella & Co., Inc. BD affiliated | Flagship Harbor Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2019 | Oct 30, 2019 (133 d) |
| Mamie H Lai | Cantella & Co., Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2019 | May 31, 2019 |
| Michelle L. Marquez | Cantella & Co., Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jun 3, 2019 |
| Jason Lee Ray Betts | Cantella & Co., Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jun 3, 2019 |
| Leslie T Fong | Cantella & Co., Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2019 | May 14, 2019 |
207 moves match.