DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Advantage Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Morris HoffmanAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jan 13, 2026 (2205 d)
Terry Donald SchnareAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 28, 2019
Michael Douglas OlesenAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Sep 27, 2019
Melissa Ann DardenAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Nov 8, 2019
Dennis Edward SynesaelAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 24, 2019
Henry Thomas BolenAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 2, 2019
Steven James TackmanAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 14, 2019
Douglas Bryan HolderAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 24, 2019
Joseph Roy RussoAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jul 22, 2024 (1665 d)
James Murray PaulAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Sep 27, 2019
Ross James BarbattiAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Sep 3, 2019
Garrett Ryan CheneyAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 24, 2019
Marilyn L QuinnAdvantage Investment Management, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIADec 31, 2019Oct 4, 2019
Cheryl Patricia JanikAdvantage Investment Management, LLC independent RIASequoia Wealth Management, LLC independent RIARIA to RIAOct 2, 2019Oct 1, 2019
Renee Louise DietzAdvantage Investment Management, LLC independent RIASequoia Wealth Management, LLC independent RIARIA to RIAOct 2, 2019Oct 1, 2019
Charles AuerbachAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherSep 30, 2019Sep 4, 2012
Stephen Douglass StampsAdvantage Investment Management, LLC independent RIAMas Advisors LLC institutionalOtherSep 30, 2019Oct 4, 2019
Bruce MartinAdvantage Investment Management, LLC independent RIAMas Advisors LLC institutionalOtherSep 30, 2019Oct 4, 2019
Vernon Grant StewartAdvantage Investment Management, LLC independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2019Sep 17, 2019
Catherine C ZainoAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Philip Steven ScottAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Rodney Tracey FlanneryAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Clark Alan EngleAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Louise Dorothy HoltzAdvantage Investment Management, LLC independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 24, 2019Jul 23, 2019
Kenneth Ernest SchmockerAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherFeb 26, 2019Jul 24, 2013
Andrew Christopher TengbladAdvantage Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 26, 2019Feb 26, 2019
Christopher Thomas SauveAdvantage Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 22, 2019Feb 22, 2019
Michael Eugene MoffittAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherOct 2, 2018Sep 18, 2012
Jeremy Alan LyonsAdvantage Investment Management, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2018Sep 28, 2018
Ryan Pat BonaventuraAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 14, 2018Jun 21, 2018
Daniel Edward SoudersAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherJun 11, 2018Jan 8, 2013
Brian Patrick SchwederAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherJun 11, 2018Jan 11, 2013
Thomas Knight MaceyAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherJun 11, 2018Sep 20, 2016
David Francis TreftAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 19, 2018
Brian Patrick GiestingAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Paul Ferris SolomonAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Michael Anthony SoudersAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Michelle Laura LafuenteAdvantage Investment Management, LLC independent RIALPL Financial LLC otherOtherMay 15, 2018Jan 6, 2015
Anthony Ernest LajeunesseAdvantage Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 15, 2018May 15, 2018
Christina Marie PernaAdvantage Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 15, 2018May 15, 2018
Erin Michelle WozniakAdvantage Investment Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 15, 2018May 15, 2018
Barry Robert BynumAdvantage Investment Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2018Jan 2, 2018
William Stephen JonesAdvantage Investment Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2018Jan 2, 2018
W Stephen JonesAdvantage Investment Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 2, 2018Jan 2, 2018
Raymond Brian MasseyAdvantage Investment Management, LLC otherIq Capital Strategy LLC no RAUMOtherOct 4, 2017Mar 9, 2018 (156 d)
Carolyn Dee BareAdvantage Investment Management, LLC otherCuna Brokerage Services, Inc. otherOtherMar 24, 2017May 1, 2017 (38 d)
Thomas Joseph BarbattiAdvantage Investment Management, LLC otherLPL Financial LLC otherOtherDec 20, 2016Sep 13, 2012
Alexander Michael MeansAdvantage Investment Management, LLC otherMeans Wealth Management otherOtherDec 9, 2016Jan 20, 2017 (42 d)
Kevin Michael KingAdvantage Investment Management, LLC otherT. Rowe Price Advisory Services, Inc. independent RIAOtherNov 1, 2016May 29, 2020 (1305 d)
Charles Peter GeersAdvantage Investment Management, LLC otherBalefire, LLC otherOtherJan 4, 2016Jun 22, 2016 (170 d)
Ronald Fair PaullAdvantage Investment Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherAug 7, 2015Sep 10, 2015 (34 d)
Jordan Robert PatrosAdvantage Investment Management, LLC otherAmeriprise Financial Services, LLC national BDOtherJun 15, 2015Jul 8, 2015
Jonathan Dexter PolsonAdvantage Investment Management, LLC otherSouthern Trust Wealth Management unclassifiedOtherApr 22, 2014May 29, 2014 (37 d)
Deborah Jean DetrayAdvantage Investment Management, LLC otherHorter Investment Management, LLC otherOtherOct 1, 2013Oct 29, 2013
Dominic Joseph GiovannazzoAdvantage Investment Management, LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 19, 2013Sep 25, 2013
Katharine Booth MarvelAdvantage Investment Management, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 2, 2013Aug 1, 2013
Nicole MayerAdvantage Investment Management, LLC otherSecurities America Advisors, Inc. otherOtherOct 12, 2012Oct 27, 2017 (1841 d)
Michael Douglas ReesAdvantage Investment Management, LLC otherSecurities America Advisors, Inc. otherOtherAug 1, 2012Nov 1, 2017 (1918 d)
Carole Ameila RaineyAdvantage Investment Management, LLC otherSecurities America Advisors, Inc. otherOtherAug 1, 2012Nov 6, 2017 (1923 d)
Daniel TrivisonAdvantage Investment Management, LLC otherLPL Financial LLC independent RIAOtherAug 1, 2012Nov 30, 2017 (1947 d)
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76 moves match.