DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Associated Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler Dean SassAssociated Investment Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2026Jul 27, 2026
Neil A. D. Bonneson BruceAssociated Investment Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2026Jun 16, 2026
John Charles KvammeAssociated Investment Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseApr 21, 2026Apr 9, 2026
Elizabeth Marie FieldsAssociated Investment Services, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 25, 2025Feb 12, 2026 (79 d)
Cody EversAssociated Investment Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJun 3, 2025Oct 30, 2025 (149 d)
Jerry William GoldAssociated Investment Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 4, 2024Dec 4, 2024
Jason Richard WilkeAssociated Investment Services, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankAug 12, 2024Aug 5, 2024
Paul C. DeibeleAssociated Investment Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2024Aug 7, 2024 (58 d)
Zachary John NighAssociated Investment Services, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 22, 2023Dec 11, 2023
Trevor John ZellmerAssociated Investment Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 4, 2023Oct 16, 2023
Todd Jon FunkAssociated Investment Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 3, 2023Feb 24, 2023
Kelly Gerard WatzkaAssociated Investment Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 3, 2023Feb 24, 2023
Kristy Ann SchreiberAssociated Investment Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 24, 2023Feb 24, 2023
Patti Therese HohnAssociated Investment Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankFeb 24, 2023Feb 24, 2023
Michael Braden GolembieskyAssociated Investment Services, Inc. independent RIAHerbert J. Sims Capital Management, Inc. independent RIARIA to RIADec 16, 2022Feb 2, 2023 (48 d)
Brian James MaciejewskiAssociated Investment Services, Inc. independent RIALPL Financial LLC independent RIARIA to RIAAug 30, 2022Aug 29, 2022
Michael Joseph FasanoAssociated Investment Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2022Mar 21, 2024 (576 d)
Mark Kevin ForbergAssociated Investment Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2022Mar 21, 2024 (576 d)
Kimberly Lee SellnowAssociated Investment Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankSep 9, 2021Sep 22, 2021
Del Daniel MartinAssociated Investment Services, Inc. independent RIAPackerland Brokerage Services, Inc. independent RIARIA to RIASep 9, 2021Sep 15, 2021
Tyler Dean SassAssociated Investment Services, Inc. independent RIAHarbour Investments, Inc. independent RIARIA to RIAJun 2, 2021Jun 1, 2021
Ryan CrossleyAssociated Investment Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMay 11, 2021May 3, 2021
Steven Richard BenzschawelAssociated Investment Services, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMay 11, 2021May 10, 2021
Jason Raymond JacobsonAssociated Investment Services, Inc. independent RIAPackerland Brokerage Services, Inc. independent RIARIA to RIAMay 5, 2021May 25, 2021
Matthew Thomas GarotAssociated Investment Services, Inc. independent RIASouthland Equity Partners, LLC. independent RIARIA to RIAMar 15, 2021Mar 1, 2021
Wael H RashidiAssociated Investment Services, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankFeb 24, 2021Feb 1, 2021
Jean A. WanishAssociated Investment Services, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankFeb 24, 2021Feb 1, 2021
Michael Aaron MarshallAssociated Investment Services, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankFeb 24, 2021Feb 1, 2021
Peter V FlemingAssociated Investment Services, Inc. independent RIAEdelman Financial Engines mixed wealthRIA to RIAFeb 18, 2021Feb 22, 2021
Katherine Margaret MorganAssociated Investment Services, Inc. independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 13, 2020Dec 2, 2020 (50 d)
Nicholas Ryan NatzkeAssociated Investment Services, Inc. independent RIAGlobal Retirement Partners LLC institutionalOtherOct 3, 2020Oct 6, 2020
Marcia Marie SecorAssociated Investment Services, Inc. independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2020Nov 12, 2020 (42 d)
Roger SuchyAssociated Investment Services, Inc. independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2020Jun 3, 2020
Michael Justin CorbettAssociated Investment Services, Inc. independent RIAHerbert J. Sims Capital Management, Inc. independent RIARIA to RIAMar 3, 2019Feb 25, 2019
Thomas Michael DelliseAssociated Investment Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 21, 2019Feb 15, 2019
Jennifer Ann CarrAssociated Investment Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 19, 2019Feb 15, 2019
Dana Marie SobleskeyAssociated Investment Services, Inc. otherPackerland Brokerage Services, Inc. otherOtherOct 25, 2017Feb 6, 2018 (104 d)
Doralee Grace MeyerAssociated Investment Services, Inc. otherPark Piedmont Advisors LLC independent RIAOtherApr 10, 2017May 20, 2019 (770 d)
Mark Thomas TateAssociated Investment Services, Inc. otherLPL Financial LLC otherOtherFeb 21, 2017Feb 27, 2017
Jason Edwin BuchingerAssociated Investment Services, Inc. otherCuna Brokerage Services, Inc. otherOtherFeb 10, 2017Feb 24, 2017
Steven Joseph HeimermannAssociated Investment Services, Inc. otherLPL Financial LLC BD affiliatedOtherNov 6, 2015Jun 6, 2024 (3135 d)
April Marie CleavlandAssociated Investment Services, Inc. otherBmo Harris Financial Advisors, Inc otherOtherSep 8, 2015Sep 8, 2015
Daniel Fredrick RadtkeAssociated Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherSep 1, 2015Aug 20, 2015
Dylan J TalericoAssociated Investment Services, Inc. otherFidelity Personal And Workplace Advisors BD affiliatedOtherAug 3, 2015Jan 16, 2020 (1627 d)
Margaret Mary SewartAssociated Investment Services, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 7, 2015Oct 30, 2015 (115 d)
Adam David GafnerAssociated Investment Services, Inc. otherLPL Financial LLC otherOtherJul 1, 2015Jul 27, 2015
Mark T LampereurAssociated Investment Services, Inc. otherAdvisors' Pride Inc. otherOtherJul 1, 2015Feb 26, 2016 (240 d)
Nicholas Anthony PunzioAssociated Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherJul 1, 2015Jun 30, 2015
Scott Matthew BiertzerAssociated Investment Services, Inc. otherU.S. Bancorp Investments, Inc. otherOtherJul 1, 2015Sep 21, 2015 (82 d)
Marc Jonathan TheienAssociated Investment Services, Inc. otherMsi Financial Services, Inc. otherOtherJun 15, 2015Aug 11, 2015 (57 d)
Luke John EllisAssociated Investment Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherMay 22, 2015May 15, 2015
Theresa Marie HenslinAssociated Investment Services, Inc. otherBmo Harris Financial Advisors, Inc otherOtherApr 24, 2015Apr 29, 2015
John William ChallasAssociated Investment Services, Inc. otherQuestar Asset Management, Inc. otherOtherFeb 19, 2015Mar 19, 2015
Loren Jon PiotrowskiAssociated Investment Services, Inc. otherTd Ameritrade Investment Management, LLC otherOtherDec 22, 2014Jan 14, 2015
Alison Ann WalkerAssociated Investment Services, Inc. otherLPL Financial LLC otherOtherOct 6, 2014Sep 25, 2014
Karen RothAssociated Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherSep 3, 2014Aug 27, 2014
David Elliott NolanAssociated Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherSep 2, 2014Aug 21, 2014
David M BrownAssociated Investment Services, Inc. otherCetera Advisor Networks LLC otherOtherAug 26, 2014Aug 4, 2014
Glenn Robert KirstAssociated Investment Services, Inc. otherWells Fargo Advisors wirehouseOtherAug 26, 2014Aug 1, 2014
Jamie Lynn HansonAssociated Investment Services, Inc. otherCetera Advisor Networks LLC otherOtherAug 26, 2014Aug 4, 2014
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81 moves match.