DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Retirement Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald Joseph HarpootlianThe Retirement Group, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2024Sep 13, 2024 (85 d)
Ethan WeisenbergThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 13, 2024May 1, 2024
Brian David McleanThe Retirement Group, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2024Nov 3, 2023
Shayne Dean KueblerThe Retirement Group, LLC independent RIAFsc Securities Corporation otherOtherJun 10, 2024Jun 25, 2013
Michael CorgiatThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 3, 2024
Bill Edgar HenryThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 7, 2024
Brent Curtis WolfThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 2, 2024
Patrick RayThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 2, 2024
Gregory Joseph RolfesThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 1, 2024
Jenna Lynn BlevinsThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 1, 2024
Paul BergeronThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 15, 2024
Neva BradleyThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 2, 2024
Carlos Manuel HernandezThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJun 7, 2024May 2, 2024
Kevin LandisThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2024May 2, 2024
Wesley BoudreauxThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2024May 2, 2024
Tyson MavarThe Retirement Group, LLC independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAMay 31, 2024May 2, 2024
Bruce Allen CumboThe Retirement Group, LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2023May 16, 2023
Luke Dominic PodburyThe Retirement Group, LLC independent RIACanter Wealth independent RIARIA to RIAJan 23, 2023Jan 20, 2023
Steven Mark BoblisThe Retirement Group, LLC independent RIAFarther independent RIARIA to RIADec 21, 2022Nov 21, 2022
Bobbie Isabelle TorresThe Retirement Group, LLC independent RIAFarther independent RIARIA to RIADec 5, 2022Jan 1, 2025 (758 d)
Michael Chun LeeThe Retirement Group, LLC independent RIAFarther independent RIARIA to RIAOct 6, 2022Feb 28, 2022
Brian Robert KochThe Retirement Group, LLC independent RIAMissionsquare Retirement institutionalOtherSep 30, 2022Nov 15, 2022 (46 d)
David MartinezThe Retirement Group, LLC independent RIACentura Wealth Advisory independent RIARIA to RIAJun 13, 2022May 25, 2022
Leon Frank MalnikThe Retirement Group, LLC independent RIAMalnik Wealth Management, LLC state registeredRIA to a state-registered adviserMay 6, 2021Mar 19, 2021
David Gregory MeschelThe Retirement Group, LLC independent RIAMeschel Wealth Management LLC independent RIARIA to RIAOct 5, 2020Sep 19, 2020
Raymond GinThe Retirement Group, LLC independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2019Dec 18, 2019 (41 d)
Erik Jens LarsenThe Retirement Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2019Sep 23, 2019 (32 d)
Michael James KickhamThe Retirement Group, LLC independent RIAPorter Kickham state registeredRIA to a state-registered adviserJun 7, 2019Jun 7, 2019
Helmut GarciaThe Retirement Group, LLC independent RIAMiramontes Capital, LLC independent RIARIA to RIAJun 3, 2019Aug 27, 2019 (85 d)
Jaimie Sebastian CollierThe Retirement Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 24, 2019Jan 1, 2026 (2414 d)
Brian Stanley PearceThe Retirement Group, LLC independent RIAAmerity Wealth Management, LLC independent RIARIA to RIAAug 14, 2018Jun 9, 2023 (1760 d)
Steven Joseph TotoThe Retirement Group, LLC otherAe Wealth Management, LLC independent RIAOtherMar 23, 2018Feb 22, 2018
Steven Mark BoblisThe Retirement Group, LLC otherFsc Securities Corporation otherOtherDec 31, 2017Feb 26, 2015
Michael Chun LeeThe Retirement Group, LLC otherFsc Securities Corporation otherOtherDec 31, 2017Mar 30, 2015
Cory James ChapmanThe Retirement Group, LLC otherMadison Avenue Securities, LLC otherOtherDec 14, 2017Dec 14, 2017
Robert John WelschThe Retirement Group, LLC otherFsc Securities Corporation otherOtherFeb 22, 2017May 11, 2016
Joe Neil HaywoodThe Retirement Group, LLC otherSorrento Pacific Financial, LLC BD affiliatedOtherOct 31, 2016Feb 1, 2018 (458 d)
Denis Richard WheatleyThe Retirement Group, LLC otherTrek Financial otherOtherAug 23, 2016Mar 31, 2016
Brent Allen WardThe Retirement Group, LLC otherCambridge Investment Research Advisors, Inc. otherOtherAug 23, 2016May 2, 2016
Imelda Patricia RenteriaThe Retirement Group, LLC otherUBS Financial Services Inc. wirehouseOtherSep 29, 2015Mar 4, 2015
Michael Eric TomrenThe Retirement Group, LLC otherFsc Securities Corporation otherOtherAug 19, 2015Jan 25, 2012
Alexander James MeleThe Retirement Group, LLC otherSecurities America Advisors, Inc. otherOtherMar 18, 2015Jan 14, 2015
Richard Peter GigliottiThe Retirement Group, LLC otherSecurities America Advisors, Inc. otherOtherJan 12, 2015Jan 12, 2015
Jeremy Landon KeatingThe Retirement Group, LLC otherSecurities America Advisors, Inc. otherOtherJan 12, 2015Jan 12, 2015
Robert M. Wyrick, Jr.The Retirement Group, LLC otherFsc Securities Corporation otherOtherDec 12, 2014May 2, 2011
Andrew W. JonesThe Retirement Group, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 30, 2014Apr 28, 2014 (88 d)
Michael A GreerThe Retirement Group, LLC otherSecurities America Advisors, Inc. otherOtherNov 15, 2013Nov 12, 2013
Ronald Joseph HarpootlianThe Retirement Group, LLC otherFsc Securities Corporation BD affiliatedOtherSep 19, 2013Feb 26, 2021 (2717 d)
Tamara HaskinsThe Retirement Group, LLC otherEaglestone Wealth Advisors, Inc. otherOtherNov 3, 2011Oct 18, 2013 (715 d)
Scott Wesley MckayThe Retirement Group, LLC otherAssociated Securities Corp. unclassifiedOtherMar 30, 2009Dec 23, 2008
Warren Sherman WilliamsThe Retirement Group, LLC otherSsn Advisory, Inc. otherOtherDec 15, 2008Dec 16, 2008
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51 moves match.