DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Morgan Stanley
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brianna Riofski | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 1, 2026 |
| Haider Ali | Morgan Stanley wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 4, 2026 |
| Troy L Mcswain | Morgan Stanley wirehouse | First Foundation Advisors independent RIA | Wirehouse to independent RIA | Aug 17, 2026 | Sep 10, 2026 |
| Carter J Mathiason | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 11, 2026 |
| Nicholas Mcginn | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 17, 2026 | Aug 28, 2026 |
| Kayla Clark | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2026 | Sep 12, 2026 |
| Robert M Edwards | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Aug 11, 2026 |
| Jeffrey D Stanley | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Aug 11, 2026 |
| Donovan Axel Morris | Morgan Stanley wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2026 | Sep 3, 2026 |
| Pablo Perezanta Olmedo | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Jul 17, 2026 |
| Cindy Beller Rudbart | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 10, 2026 |
| John W James | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 10, 2026 |
| Corinne James Menacho | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 10, 2026 |
| Erin Marie Purcell | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 12, 2026 | Aug 18, 2026 |
| Michelle-Marie Janie Burmester | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 11, 2026 |
| Christian Javier Vargas | Morgan Stanley wirehouse | Mercer Global Advisors Inc. independent RIA | Wirehouse to independent RIA | Aug 12, 2026 | Sep 2, 2026 |
| Christopher R Benton | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 10, 2026 |
| Jordan Frederick Hoerter | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Aug 17, 2026 |
| Candace J Burkett | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 19, 2026 |
| Olaoluwakitan Shonibare | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 6, 2026 |
| Averey C Mackin | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 6, 2026 |
| Michael Engle Peacock | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 27, 2026 |
| Todd Neil Hatfield | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 4, 2026 | Jul 7, 2026 |
| Brie Kay Edmunds | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 4, 2026 | Jul 27, 2026 |
| Kevin James Brodbeck | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2026 | Aug 12, 2026 |
| Frederick Charles Dasso | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 4, 2026 | Jul 23, 2026 |
| John M. Dunlap | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 26, 2026 |
| Anthony Franzi Mancini | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 3, 2026 | Jul 30, 2026 |
| Scott K Tobey | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 3, 2026 | Jul 30, 2026 |
| Lucas Jonathan Weidner | Morgan Stanley wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 5, 2026 |
| Clare Margaret Mary Sheehan | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Wilson Townsend Bullard | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Sonya Elma Pratt | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Michael William Egan | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Douglas Howard Kublin | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Christina D Cecchino | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Aug 3, 2026 |
| Martin Gauba | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Jack Dudley Brown | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Jade Michael Dagher | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Jason Donnelly | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Aug 7, 2026 |
| Lance Alan White | Morgan Stanley wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2026 | Jul 2, 2026 |
| Wiley Irwin | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 30, 2026 | Sep 17, 2026 (49 d) |
| Pamala Price | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 29, 2026 | Jul 2, 2026 |
| Ozlem Zor | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Aug 27, 2026 |
| Clint Christopher Clifford | Morgan Stanley wirehouse | Prasad Wealth Partners independent RIA | Wirehouse to independent RIA | Jul 27, 2026 | Jul 7, 2026 |
| Steven Alexander Kaufman | Morgan Stanley wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Jul 28, 2026 |
| Hope Catherine Turock | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Jul 30, 2026 |
| Sean P O'Brien | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 27, 2026 | Aug 12, 2026 |
| Zachary Christopher Welch | Morgan Stanley wirehouse | Goldman Sachs Wealth Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 27, 2026 (31 d) |
| Jacqueline Crutchfield Houston | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 24, 2026 |
| Robert J Labriola | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 20, 2026 |
| John B Hudgens | Morgan Stanley wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 24, 2026 | Jul 28, 2026 |
| Earl Bradford Hudgens | Morgan Stanley wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 24, 2026 | Aug 3, 2026 |
| Rachelle L Carlson-Oien | Morgan Stanley wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jul 22, 2026 | Aug 11, 2026 |
| Jillian Marie Dean | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2026 | Jul 20, 2026 |
| Joseph Thien Huynh | Morgan Stanley wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Jul 22, 2026 | Jul 23, 2026 |
| Shane Moran | Morgan Stanley wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 2, 2026 |
| Gregory Joseph Pappicco | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 20, 2026 |
| Annmarie Gunther | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 20, 2026 |
| Giancarlo Barone | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2026 | Jul 20, 2026 |
15,833 moves match.