DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gradient Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bobby Gene JunkinGradient Advisors, LLC otherJunkin & Company, Inc. state registeredOtherDec 20, 2013Dec 23, 2013
Gregory Joseph GarbeffGradient Advisors, LLC otherGlobal Financial Private Capital, Inc. otherOtherNov 20, 2013Nov 19, 2013
David John JohnsonGradient Advisors, LLC otherGradient Wealth Management, LLC no RAUMOtherNov 11, 2013Nov 25, 2013
Larry Mckinley HalesGradient Advisors, LLC otherLife Concepts Investment Advisors, LLC unclassifiedOtherOct 21, 2013Dec 4, 2013 (44 d)
Blair HaslerudGradient Advisors, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 7, 2013Jul 7, 2015 (638 d)
Joseph Michael GibasGradient Advisors, LLC otherCri Securities, LLC otherOtherOct 7, 2013Jan 7, 2014 (92 d)
Richard Lee StevensGradient Advisors, LLC otherIbn Financial Services, Inc independent RIAOtherSep 27, 2013Jul 15, 2021 (2848 d)
Wilbert Lamar HamiltonGradient Advisors, LLC otherQuestar Asset Management, Inc. otherOtherSep 16, 2013Sep 3, 2013
Peter Svend TychsenGradient Advisors, LLC otherOnpointe Advisory And Financial Services, LLC otherOtherSep 3, 2013Sep 26, 2013
Jay Matthew VavraGradient Advisors, LLC otherWaddell & Reed otherOtherJul 16, 2013Aug 21, 2013 (36 d)
Peter William DotsonGradient Advisors, LLC otherRetirement Resources, LLC independent RIAOtherJul 1, 2013May 22, 2013
Kevin Marvin WrayGradient Advisors, LLC otherBcd Advisors state registeredOtherMar 28, 2013Sep 17, 2015 (903 d)
James Dean KerseyGradient Advisors, LLC otherGlobal Financial Private Capital, Inc. otherOtherNov 21, 2012Nov 27, 2012
Richard Roy KirkGradient Advisors, LLC otherHorter Investment Management, LLC independent RIAOtherNov 6, 2012Sep 17, 2018 (2141 d)
Daniel Edward FlammaGradient Advisors, LLC otherPts Brokerage, LLC independent RIAOtherNov 2, 2012Nov 6, 2012
Aaron David CantleyGradient Advisors, LLC otherBrookstone Capital Management LLC independent RIAOtherJun 18, 2012Feb 15, 2023 (3894 d)
Roman LaraGradient Advisors, LLC no RAUMNms Capital Asset Management, Inc. otherOtherJan 13, 2012May 13, 2013 (486 d)
Daniel Coral GoodwinGradient Advisors, LLC no RAUMProvident Wealth Advisors, LLC state registeredOtherJan 3, 2012Jun 15, 2011
Kevin Jason NashbarGradient Advisors, LLC no RAUMCalton & Associates, Inc. otherOtherDec 20, 2011Dec 20, 2011
Kimberly Sue StrosniderGradient Advisors, LLC no RAUMProsperity Capital Advisors otherOtherOct 25, 2011Dec 16, 2011 (52 d)
Royce Neal AngelGradient Advisors, LLC no RAUMCreativeone Wealth, LLC independent RIAOtherOct 24, 2011Apr 9, 2018 (2359 d)
Calvin Marshall RutledgeGradient Advisors, LLC no RAUMVoya Financial Advisors, Inc. otherOtherOct 4, 2011Feb 1, 2012 (120 d)
Jeremy Silliman AlbrechtGradient Advisors, LLC no RAUMEdelman Financial Services, LLC otherOtherAug 12, 2011Aug 11, 2011
Lance Raymond HowardGradient Advisors, LLC no RAUMHoward Financial state registeredOtherJan 14, 2011Aug 26, 2016 (2051 d)
Bryan Stuart SlovonGradient Advisors, LLC no RAUMGlobal Financial Private Capital, Inc. otherOtherJul 12, 2010Jul 29, 2010
Lance Raymond HowardGradient Advisors, LLC no RAUMStrategic Advisors Alliance, LLC unclassifiedOtherMay 18, 2010Jun 2, 2010
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266 moves match.