DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Korey Grow | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 31, 2019 | Dec 11, 2019 (41 d) |
| Adam Jared Seltzer | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Jan 7, 2020 (81 d) |
| Nicholas Samuel Gentile | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Nov 15, 2019 |
| Robert Kenneth Richards | Securian Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 15, 2019 |
| Jan Leo Graybill | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 9, 2019 | Oct 1, 2019 |
| Natalie Pace | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 8, 2019 | Oct 1, 2019 |
| Samuel Shober Stroud | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Robert Paul Wermuth | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Jennifer Richards Hodson | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Kevin Michael Donohue | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Steven Wayne La Porte | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Kent Thomas Hickey | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Jody David Bruce | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 9, 2019 |
| Dennis Joseph Rosadio | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Matthew Ryan Kulp | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Jeffrey William Dye | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Edward Latta Campbell | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Brendan Patrick Speers | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Melissa Sara Gerhardt | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Michael P Cernek | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Angela Lisa Beidleman | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| John Michael Pellosie | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Ethan Pensak | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Christine Mary Scott | Securian Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 7, 2019 | Oct 1, 2019 |
| Frank Wayne Bailey | Securian Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 9, 2019 |
| David Joseph Kiniry | Securian Financial Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2019 | Sep 22, 2020 (357 d) |
| Christopher Ambros Ward | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 24, 2019 |
| Mark Bakkum | Securian Financial Services, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 24, 2019 |
| Brad Crow | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2019 | Oct 14, 2019 |
| Cameron Allen Toal-Philipsen | Securian Financial Services, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2019 | Oct 18, 2019 |
| Nicholas David Dalessandro | Securian Financial Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Sep 11, 2019 |
| Sam Rajguru | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2019 | Jul 13, 2021 (691 d) |
| Beverly A. Taylor | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Sep 5, 2019 |
| Bradley Michael Griffiths | Securian Financial Services, Inc. BD affiliated | Chatterton & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2019 | Mar 2, 2021 (561 d) |
| Patrick Joseph Connelly | Securian Financial Services, Inc. BD affiliated | Professional Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2019 | Oct 2, 2019 (47 d) |
| Sean Allen Robertson | Securian Financial Services, Inc. BD affiliated | Ameritas Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 9, 2019 |
| Arjay Ignacio | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 16, 2019 |
| Joshua Aaron Gould | Securian Financial Services, Inc. BD affiliated | Rmw Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 2, 2019 | Oct 30, 2025 (2281 d) |
| Elizabeth Martinez Braze | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2019 | Sep 6, 2019 (37 d) |
| Pietro Salvatore Ruggeri | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Mar 18, 2021 (604 d) |
| Michael Eugene Sellitto | Securian Financial Services, Inc. BD affiliated | Royal Road Wealth Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 23, 2019 | Aug 15, 2019 |
| Gerrod Gerard Galliano | Securian Financial Services, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Sep 12, 2019 (56 d) |
| Aaron Scott Gummer | Securian Financial Services, Inc. BD affiliated | Royal Road Wealth Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 18, 2019 | Aug 15, 2019 |
| Donn Sandy Levine | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2019 | Jul 18, 2019 |
| Colin Andrew Johannessen | Securian Financial Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 12, 2021 (733 d) |
| Justin Mcnicholas | Securian Financial Services, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Sep 19, 2019 (79 d) |
| Sean Quigley | Securian Financial Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2019 | Aug 19, 2019 (52 d) |
| Joshua Adam Keyes | Securian Financial Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2019 | Jun 27, 2019 |
| Michael Gerard Tate | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jun 18, 2019 |
| Nikolai Matthew Papa | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jun 14, 2019 |
| David Warren Lien | Securian Financial Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Nov 1, 2021 (872 d) |
| Douglas Charles Sehres | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 11, 2019 | Jun 7, 2019 |
| David Andrew Pitt | Securian Financial Services, Inc. BD affiliated | Hennion & Walsh Asset Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Apr 22, 2021 (686 d) |
| Brian Kang Lee | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Aug 21, 2019 (76 d) |
| Kevin B. Mccarthy | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | Aug 14, 2019 (70 d) |
| John David Richards | Securian Financial Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 19, 2019 |
| Charles Daniel Raube | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | May 6, 2019 |
| Bashar K. Baraz | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | Jun 11, 2019 (35 d) |
| Aroson M. Randle | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2019 | May 21, 2019 |
| Errol Cavanaugh | Securian Financial Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 16, 2019 | May 20, 2019 (34 d) |
1,362 moves match.