DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Charles Allen Kanoy	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013
Douglas Warren Jones	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013
Richard William Dutrisac	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 12, 2013
Lee Christian Bashforth	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 12, 2013
James Quinn Gilmore	Walnut Street Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 14, 2013	Feb 13, 2013
Christopher Tyler Simon	Walnut Street Securities, Inc. other	Questar Asset Management, Inc. other	Other	Feb 7, 2013	Feb 1, 2013
Michael Angelo Rosero	Walnut Street Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 21, 2012	Dec 13, 2012
Jon David Heddleson	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Oct 5, 2012	Jun 25, 2012
Craig Michael Bruning	Walnut Street Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Oct 4, 2012	Oct 19, 2012
Daniel Joseph Rudski	Walnut Street Securities, Inc. other	MML Investors Services, LLC other	Other	Oct 4, 2012	Oct 23, 2012
Michael Jerome Sinclair	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Sep 11, 2012	Jan 5, 2011
Erskine H Courtenay	Walnut Street Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 27, 2012	Jul 3, 2012
Michael A. Patton	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC other	Other	Jun 1, 2012	May 7, 2012
Theodore Feitt	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Mar 22, 2012	Mar 14, 2012
Victor D Bell	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Mar 22, 2012	Mar 14, 2012
Robert Brandon Vettorel	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Mar 22, 2012	Mar 14, 2012
Jack Brame Turner	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Mar 22, 2012	Jun 29, 2023 (4116 d)
Stephen Thomas Satterlee	Walnut Street Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 5, 2011	Nov 29, 2011
David Arthur Kring	Walnut Street Securities, Inc. other	Conestoga Wealth Management state registered	Other	Nov 28, 2011	Nov 15, 2011
Chris Holcomb	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Oct 17, 2011	Sep 7, 2011
Carol Titus Beck	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 10, 2011	Oct 5, 2011
Keith Culliver Clark	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 10, 2011	Sep 29, 2011
Edward E Kavo	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 10, 2011	Sep 29, 2011
Lavon Huey Welch	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 7, 2011	Sep 30, 2011
Charles Joseph Abboud	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	Sep 27, 2011	Sep 19, 2011
Brady Michael Fineske	Walnut Street Securities, Inc. other	Tfo Wealth Partners other	Other	Sep 9, 2011	Sep 1, 2011
James Robert Herrick	Walnut Street Securities, Inc. other	Tfo Wealth Partners other	Other	Sep 9, 2011	Sep 1, 2011
Scott Alan Tanker	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Sep 1, 2011	Jan 31, 2011
Sherry E Craig	Walnut Street Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 6, 2011	Jul 27, 2011
Roger Theron Mcdonald	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Mar 31, 2011	Mar 31, 2011
Michael Angelo Rosero	Walnut Street Securities, Inc. other	New England Securities Corporation other	Other	Jan 31, 2011	Jan 13, 2006
Caitlin Alicia Desoye	Walnut Street Securities, Inc. other	Msi Financial Services, Inc. other	Other	Jan 28, 2011	Jan 2, 2015 (1435 d)
Keith Robert Fevurly	Walnut Street Securities, Inc. other	Integra Financial, Inc. independent RIA	Other	Jan 12, 2011	May 3, 2013 (842 d)
Bradly Germain Masek	Walnut Street Securities, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Dec 20, 2010	Jan 4, 2011
Jordan Alan Linn	Walnut Street Securities, Inc. other	Fortitude Advisory Group L.L.C. other	Other	Oct 14, 2010	Sep 7, 2011 (328 d)
Brent Allen Teague	Walnut Street Securities, Inc. other	Financial Management Strategies, Inc. other	Other	Oct 13, 2010	Mar 23, 2010
Scott E Kelly	Walnut Street Securities, Inc. other	Walnut Street Advisers Inc unclassified	Other	Oct 8, 2010	May 4, 2000
John Paul Friar	Walnut Street Securities, Inc. other	Valmark Advisers, Inc. other	Other	Oct 8, 2010	Oct 7, 2010
Kevin Joseph Orsinger	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 7, 2010	Oct 1, 2010
Christopher Lemoine Silversmith	Walnut Street Securities, Inc. other	Provenance Wealth Advisors no RAUM	Other	Sep 14, 2010	Jul 23, 2010
Michael Chad Mckinney	Walnut Street Securities, Inc. other	Mckinney Capital Management, LLC state registered	Other	Jul 2, 2010	Jan 1, 2026 (5662 d)
John Francis Dolan	Walnut Street Securities, Inc. other	Edward Jones national BD	Other	Apr 14, 2010	May 4, 2010
John Joseph Demboski	Walnut Street Securities, Inc. other	Valmark Advisers, Inc. other	Other	Mar 17, 2010	Mar 10, 2010
Ralph Patrick Moore	Walnut Street Securities, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Mar 1, 2010	Mar 1, 2010
Marcia Lyn Wooley	Walnut Street Securities, Inc. other	Tower Square Securities, Inc. other	Other	Feb 22, 2010	Jan 16, 2008
Daniel Patrick Kelly	Walnut Street Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 16, 2010	May 31, 2012 (835 d)
Wayne Richard Brunck	Walnut Street Securities, Inc. other	Questar Asset Management, Inc. other	Other	Dec 23, 2009	Jan 6, 2010
Domenic Matthew Dipiero	Walnut Street Securities, Inc. other	Newport Capital Group, LLC other	Other	Oct 30, 2009	Sep 18, 2007
Jeffrey Thomas Loehwing	Walnut Street Securities, Inc. other	Captrust Financial Advisors other	Other	Oct 29, 2009	Nov 5, 2010 (372 d)
Kimberly Christine Riccoboni	Walnut Street Securities, Inc. other	Newport Capital Group, LLC other	Other	Oct 29, 2009	Jan 6, 2011 (434 d)
Michelle Denise Bennett	Walnut Street Securities, Inc. other	Newport Capital Group, LLC other	Other	Oct 29, 2009	Aug 29, 2008
Samuel G Haines	Walnut Street Securities, Inc. other	Nrp Advisors, Inc. unclassified	Other	Oct 29, 2009	Oct 13, 2010 (349 d)
Elliot George Ford	Walnut Street Securities, Inc. other	Kms Financial Services, Inc other	Other	Oct 16, 2009	Oct 7, 2009
Robert Alan Billstein	Walnut Street Securities, Inc. other	Independence Capital Co., Inc. independent RIA	Other	Oct 6, 2009	Oct 27, 2009
Christopher Robin Henderson	Walnut Street Securities, Inc. other	Coordinated Capital Securities, Inc. other	Other	Aug 7, 2009	Aug 12, 2009
Jeremy P Appleton	Walnut Street Securities, Inc. other	Coordinated Capital Securities, Inc. other	Other	Aug 7, 2009	Aug 12, 2009
Mark Stephen Boynton Jr	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Aug 4, 2009	Aug 4, 2009
Gregg Eisenstein	Walnut Street Securities, Inc. other	Chase Investment Services Corp. other	Other	May 13, 2009	Jun 29, 2010 (412 d)
Christopher Kevin Kelly	Walnut Street Securities, Inc. other	Msi Financial Services, Inc. other	Other	Apr 8, 2009	Oct 9, 2009 (184 d)
Richard M Holmes	Walnut Street Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Feb 13, 2009	Mar 3, 2011 (748 d)

Page 4 of 6Previous Next

319 moves match.