DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Verity Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Logan Richard Harris | Verity Asset Management independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Jul 20, 2026 | Aug 6, 2026 |
| Ronald Henry Somers | Verity Asset Management independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 27, 2026 | Jun 9, 2026 |
| Peter James Hynes | Verity Asset Management independent RIA | Oneascent Financial Services LLC independent RIA | RIA to RIA | Dec 1, 2025 | Dec 1, 2025 |
| Trevor Lawrence Mcghie | Verity Asset Management independent RIA | Serenity Investment Advisors mixed wealth | RIA to RIA | Sep 10, 2025 | Sep 10, 2025 |
| David Kenneth Denoble | Verity Asset Management independent RIA | Stronghold Capital Partners LLC state registered | RIA to a state-registered adviser | Jan 2, 2025 | Jan 13, 2026 (376 d) |
| William Scott Barnes | Verity Asset Management independent RIA | Acrylic Financial, Inc. independent RIA | RIA to RIA | Jul 17, 2024 | Feb 7, 2025 (205 d) |
| John Eric Rowden | Verity Asset Management independent RIA | Forthright Capital independent RIA | RIA to RIA | Feb 21, 2024 | Feb 26, 2024 |
| Andrew Kent Toolson | Verity Asset Management independent RIA | Kinetic Investment Management, Inc. independent RIA | RIA to RIA | Feb 1, 2024 | Mar 17, 2025 (410 d) |
| Gianna Mary Campo | Verity Asset Management independent RIA | Blackridge Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Mar 6, 2023 (38 d) |
| Brock Michael Mckinley | Verity Asset Management independent RIA | Encompass More LLC no RAUM | Other | Dec 1, 2022 | Jul 25, 2018 |
| Dennis Jay Burd | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Aug 31, 2022 |
| Debra Diane Starkey | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 9, 2022 |
| Andrew Michael Woods | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 9, 2022 |
| Ginger A. Noteboom | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 14, 2022 |
| Gerardo Garcia | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 1, 2022 |
| Joseph Anthony Barbour | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 1, 2022 |
| Christopher Raymond Reid | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 9, 2022 |
| Amber Elaine Alguire | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 1, 2022 |
| Dominic Raymond Defreece | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Aug 31, 2022 |
| Steven Jack Hefter | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Aug 31, 2022 |
| Christopher Michael Chatto | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Aug 25, 2022 |
| Scott Ledford Bacon | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 9, 2022 |
| Catherine Michelle Anderson | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 1, 2022 |
| James Adam Johnson | Verity Asset Management independent RIA | Encompass More Asset Management LLC independent RIA | RIA to RIA | Nov 30, 2022 | Mar 21, 2025 (842 d) |
| Benjamin Andrew Jerome | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 2, 2022 |
| Erik Ong | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Aug 31, 2022 |
| Cameron Christian Clay | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 16, 2022 |
| Larry Rufus Daniels | Verity Asset Management independent RIA | Encompass More Asset Management LLC independent RIA | RIA to RIA | Nov 30, 2022 | Apr 24, 2023 (145 d) |
| Jonathan David Miller | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 9, 2022 |
| Andrew Lewis | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 15, 2022 |
| Donald Spini | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Nov 30, 2022 | Sep 14, 2022 |
| Brian E Ligett | Verity Asset Management independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2022 | Jan 18, 2023 (75 d) |
| Michael Anthony Portincaso | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Oct 27, 2022 | Sep 9, 2022 |
| Shannon Nicole Gligora | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Oct 3, 2022 | Sep 12, 2022 |
| Glen Kavanagh | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Sep 28, 2022 | Sep 7, 2022 |
| Micah Phillip Comer | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Sep 28, 2022 | Sep 1, 2022 |
| Richard David Staves | Verity Asset Management independent RIA | Geneos Wealth Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2022 | Aug 18, 2022 |
| Daniel Lee Asti | Verity Asset Management independent RIA | Encompass More Asset Management LLC no RAUM | RIA to a newly registered adviser | Jun 15, 2022 | Sep 8, 2022 (85 d) |
| Juan Lopez | Verity Asset Management independent RIA | Invicta Advisors LLC independent RIA | RIA to RIA | May 9, 2022 | Oct 31, 2023 (540 d) |
| Evangeline Alderton Lodwick | Verity Asset Management independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Jul 21, 2023 (564 d) |
| Amy L Ciesielka | Verity Asset Management independent RIA | Fisher Investments independent RIA | RIA to RIA | Jan 3, 2022 | Jan 12, 2022 |
| Robert Joel Eisenberg | Verity Asset Management independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2021 | Apr 4, 2022 (124 d) |
| Keith R. Baham | Verity Asset Management independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2021 | Dec 3, 2021 (58 d) |
| Thomas John Cama | Verity Asset Management independent RIA | Lifeplan Wealth Management Group LLC state registered | RIA to a state-registered adviser | Aug 23, 2021 | Aug 23, 2021 |
| Michael Scott Hodson | Verity Asset Management independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2021 | Mar 9, 2023 (616 d) |
| Benjamin Schleicher | Verity Asset Management independent RIA | Colliers Securities LLC independent RIA | RIA to RIA | Jul 1, 2021 | Jul 15, 2021 |
| Austen Derek Horn | Verity Asset Management independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2021 | May 3, 2021 |
| Mark Andrew Bonfield | Verity Asset Management independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2021 | Apr 24, 2021 (80 d) |
| Charles Sheridan | Verity Asset Management independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Feb 3, 2021 | Dec 10, 2020 |
| Carlos Q Ingram | Verity Asset Management independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2020 | Aug 6, 2020 (68 d) |
| John Francis Mulheron | Verity Asset Management independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Mar 26, 2020 | Jun 24, 2024 (1551 d) |
| Robert Lynn Edwards | Verity Asset Management independent RIA | Edwards Financial & Insurance Services state registered | RIA to a state-registered adviser | Mar 6, 2020 | Apr 2, 2020 |
| Daniel Kertz | Verity Asset Management independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 29, 2020 | Apr 22, 2021 (418 d) |
| Bryan Hugh Pepper | Verity Asset Management independent RIA | Prism Financial Concepts other | Other | Dec 26, 2019 | Jul 6, 2020 (193 d) |
| Joshua Brown | Verity Asset Management independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 14, 2019 | Dec 2, 2019 |
| Edward Anthony Orell | Verity Asset Management independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jul 15, 2019 | Aug 15, 2025 (2223 d) |
| Joel Steven Rieck | Verity Asset Management independent RIA | Secure Investment Management, LLC independent RIA | RIA to RIA | Jun 15, 2018 | Dec 26, 2018 (194 d) |
| Brock Michael Mckinley | Verity Asset Management other | Encompass More LLC no RAUM | Other | Jul 14, 2017 | Jul 13, 2017 |
| Kevin Craig Cochran | Verity Asset Management other | Raleigh Capital Management Inc. independent RIA | Other | Jun 8, 2017 | Jun 10, 2017 |
| Christopher Scott Wright | Verity Asset Management other | Financial Gravity Asset Management, Inc. other | Other | Feb 16, 2017 | Mar 23, 2017 (35 d) |
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64 moves match.