DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Onpointe Advisory And Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Marilyn Miller Miller	Onpointe Advisory And Financial Services, LLC independent RIA	Federal Benefits Advisors state registered	RIA to a state-registered adviser	Feb 8, 2018	Dec 13, 2017
Stephen Albert Morris	Onpointe Advisory And Financial Services, LLC independent RIA	Brookstone Capital Management LLC independent RIA	RIA to RIA	Dec 31, 2017	Jun 26, 2018 (177 d)
William John Manby	Onpointe Advisory And Financial Services, LLC other	Paradigm Investment Advisory LLC state registered	Other	Dec 15, 2017	Nov 16, 2017
Kevin Lee Arsham	Onpointe Advisory And Financial Services, LLC other	Adviser Alliance, LLC state registered	Other	Dec 1, 2017	Nov 22, 2017
Steven Michael Dabbs	Onpointe Advisory And Financial Services, LLC other	Ltc Wealth Management, LLC state registered	Other	Nov 28, 2017	Jan 1, 2018 (34 d)
Stephen Joseph Agrista	Onpointe Advisory And Financial Services, LLC other	Vanderbilt Advisory Services BD affiliated	Other	Nov 10, 2017	Dec 21, 2018 (406 d)
Dean R. Specker	Onpointe Advisory And Financial Services, LLC other	Financial Gravity Asset Management, Inc. independent RIA	Other	Nov 10, 2017	Aug 3, 2018 (266 d)
Christopher John Corjay	Onpointe Advisory And Financial Services, LLC other	Optivise Advisory Services LLC no RAUM	Other	Nov 2, 2017	Oct 2, 2019 (699 d)
Richard Lee Kagy	Onpointe Advisory And Financial Services, LLC other	Center Street Advisors, Inc. BD affiliated	Other	Nov 2, 2017	Nov 14, 2017
Richard L Atha	Onpointe Advisory And Financial Services, LLC other	Center Street Advisors, Inc. BD affiliated	Other	Sep 20, 2017	Nov 15, 2017 (56 d)
Jeremy Craig Mayfield	Onpointe Advisory And Financial Services, LLC other	Asset Allocation Strategies, LLC other	Other	Sep 20, 2017	Nov 3, 2017 (44 d)
Bradley Scott Stewart	Onpointe Advisory And Financial Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 20, 2017	Oct 13, 2017
Malissa Marie Mcnanna	Onpointe Advisory And Financial Services, LLC other	Optivise Advisory Services LLC no RAUM	Other	Sep 20, 2017	May 17, 2019 (604 d)
Patrick Daniel Munnerlyn	Onpointe Advisory And Financial Services, LLC other	Motiv8 Investments LLC no RAUM	Other	Jun 7, 2017	Feb 1, 2017
Samuel Howard Abraham	Onpointe Advisory And Financial Services, LLC other	Qualified Planning unclassified	Other	Jan 4, 2017	Nov 9, 2016
Gerald Ray Barnes	Onpointe Advisory And Financial Services, LLC other	Creativeone Securities, LLC other	Other	Jan 4, 2017	May 15, 2017 (131 d)
David Allen Bankston	Onpointe Advisory And Financial Services, LLC other	Fsc Securities Corporation other	Other	Nov 29, 2016	Jan 6, 2017 (38 d)
Bruce Douglas Beaty	Onpointe Advisory And Financial Services, LLC other	Madison Avenue Securities, LLC BD affiliated	Other	Dec 16, 2015	Jun 11, 2020 (1639 d)
Brian Dufort Lowery	Onpointe Advisory And Financial Services, LLC other	Coppell Advisory Solutions LLC independent RIA	Other	Dec 16, 2015	May 13, 2019 (1244 d)
Steven James Sandberg	Onpointe Advisory And Financial Services, LLC other	Isc Advisors, Inc. other	Other	Sep 25, 2015	Oct 13, 2015
Carl Edwards	Onpointe Advisory And Financial Services, LLC other	Calton & Associates, Inc. other	Other	Aug 24, 2015	Aug 24, 2015
Angela Marie Jamar	Onpointe Advisory And Financial Services, LLC other	LPL Financial LLC other	Other	May 15, 2015	Jun 29, 2015 (45 d)
Jerod Luke Bland	Onpointe Advisory And Financial Services, LLC other	Center Street Advisors, Inc. no RAUM	Other	Jan 7, 2015	Dec 22, 2014
Diana Mae Atha	Onpointe Advisory And Financial Services, LLC other	Waterrock Wealth Management independent RIA	Other	Dec 16, 2014	Aug 15, 2023 (3164 d)
Peter Svend Tychsen	Onpointe Advisory And Financial Services, LLC other	Brookstone Wealth Advisors, LLC other	Other	Aug 6, 2014	Aug 8, 2014
Christopher Alan Hammond	Onpointe Advisory And Financial Services, LLC other	Brookstone Wealth Advisors, LLC other	Other	Aug 6, 2014	Aug 5, 2014
Jason M Cillo	Onpointe Advisory And Financial Services, LLC other	Coppell Advisory Solutions LLC other	Other	May 9, 2014	Apr 25, 2014
Steven James Sandberg	Onpointe Advisory And Financial Services, LLC other	High Street Asset Management, LLC unclassified	Other	Jan 2, 2014	Mar 4, 2015 (426 d)
Julie A Prinkey	Onpointe Advisory And Financial Services, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Sep 25, 2013	Oct 31, 2013 (36 d)

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29 moves match.