| Jerad Ross Busch | Fintegra, LLC other | United Capital Management Of Kansas, Inc. other | Other | Sep 19, 2013 | Jan 9, 2014 (112 d) |
| Christopher Matthew Tostenson | Fintegra, LLC other | Money Concepts Advisory Service other | Other | Jan 15, 2013 | Apr 17, 2013 (92 d) |
| Markus Frederick Bigbee | Fintegra, LLC other | Pruco Securities, LLC other | Other | Dec 31, 2012 | Jan 6, 2014 (371 d) |
| Frank J Bodi | Fintegra, LLC other | Realta Investment Advisors, Inc other | Other | Dec 18, 2012 | Jan 31, 2013 (44 d) |
| John Bruce Etrheim | Fintegra, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Oct 31, 2012 | Nov 7, 2012 |
| Robbie L Arend | Fintegra, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Oct 31, 2012 | Nov 4, 2014 (734 d) |
| Bruce Charles Mogen | Fintegra, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Oct 31, 2012 | Dec 11, 2012 (41 d) |
| John Arthur Martin | Fintegra, LLC other | Investment Centers Of America, Inc. other | Other | Aug 17, 2012 | Sep 4, 2012 |
| Michelle K Boyum | Fintegra, LLC other | Charles Schwab & Co., Inc. national BD | Other | Jul 24, 2012 | Jan 17, 2013 (177 d) |
| Stephen Pavey Meskan | Fintegra, LLC other | Feltl And Company other | Other | Oct 31, 2011 | Aug 13, 2012 (287 d) |
| Seth Adam Prescott | Fintegra, LLC other | LPL Financial LLC other | Other | May 20, 2011 | May 17, 2011 |
| Ben Clark Tanke | Fintegra, LLC other | LPL Financial LLC other | Other | May 20, 2011 | May 17, 2011 |
| Damon Merrill Mapes | Fintegra, LLC other | LPL Financial LLC other | Other | May 20, 2011 | May 17, 2011 |
| Shane Boehm | Fintegra, LLC other | U.S. Bancorp Investments, Inc. other | Other | Mar 18, 2011 | Mar 22, 2011 |
| Kevin Hebson | Fintegra, LLC other | Investors Capital Advisory other | Other | Dec 6, 2010 | Nov 30, 2010 |
| Niki D Sands | Fintegra, LLC other | Suntrust Investment Services, Inc. other | Other | Dec 3, 2010 | Dec 6, 2010 |
| Sara Kristen Bolen | Fintegra, LLC other | Thrivent Investment Management Inc. other | Other | Oct 14, 2010 | Dec 19, 2013 (1162 d) |
| Richard William Engen | Fintegra, LLC other | Vsr Advisory Services other | Other | Jul 23, 2010 | Aug 16, 2010 |
| Daniel Michael Kelly | Fintegra, LLC other | Proponent Asset Advisors, LLC unclassified | Other | Apr 16, 2010 | Jun 14, 2011 (424 d) |
| Brandon M Ohara | Fintegra, LLC other | Thrivent Investment Management Inc. other | Other | Feb 5, 2010 | Dec 19, 2013 (1413 d) |
| Charles Peter Geers | Fintegra, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 30, 2008 | Oct 1, 2008 |
| Julie Ann Eide | Fintegra, LLC other | Ameriprise Financial Services, LLC national BD | Other | Dec 19, 2007 | Dec 16, 2013 (2189 d) |
| Christopher James Siverson | Fintegra, LLC other | Investment Centers Of America, Inc. other | Other | Aug 14, 2007 | Jun 29, 2009 (685 d) |
| Christopher Sean Walden | Fintegra, LLC other | Aspyre Wealth Partners other | Other | Jul 30, 2007 | Aug 10, 2007 |
| Bryan Karl Raymond | Fintegra, LLC other | Wells Fargo Investments, LLC unclassified | Other | Jun 22, 2007 | Jul 19, 2007 |
| Megan Nora Lowell | Fintegra, LLC other | Woodbury Financial Services, Inc. other | Other | Feb 9, 2007 | Feb 13, 2007 |
| Randy Joseph Koliha | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 11, 2006 |
| Daniel Roswell Ortt | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 13, 2006 |
| Kyle David Geffre | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 14, 2006 |
| James Michael Gersack | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 9, 2006 |
| Jack Clayton Murray | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 11, 2006 |
| John Douglas Williams | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 8, 2006 |
| Ellen Ella Ross | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 14, 2006 |
| Scott A Hatler | Fintegra, LLC other | Cetera Investment Services LLC other | Other | Dec 15, 2006 | Dec 11, 2006 |
| Reynaldo Castro Jr. | Fintegra, LLC other | UBS International Inc. unclassified | Other | Oct 20, 2005 | Oct 20, 2005 |
| Roberto Escobar | Fintegra, LLC other | Chase Investment Services Corp. other | Other | Jul 26, 2005 | Aug 12, 2005 |
| Michael Nilsson Metcalf | Fintegra, LLC other | Ameritas Advisory Services other | Other | Jun 8, 2005 | Jun 29, 2005 |