DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Maxie Jackson | Osaic Advisory Services, LLC BD affiliated | Viaquest Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Jan 2, 2025 |
| Michael Patrick Garcia | Osaic Advisory Services, LLC BD affiliated | Viaquest Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Jan 3, 2025 |
| Michael Robert Hibbetts | Osaic Advisory Services, LLC BD affiliated | Viaquest Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Jan 2, 2025 |
| Richard George Gerepka | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Dec 9, 2024 |
| Ashley Leanne Owens | Osaic Advisory Services, LLC BD affiliated | Provident Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2024 | Feb 3, 2025 (49 d) |
| Kirk Francis Henderson | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 10, 2024 |
| Theodore Robert Taddei | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 10, 2024 |
| Juan Carlos Benedeti | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 1, 2024 |
| Gregory Lynn Grimes | Osaic Advisory Services, LLC BD affiliated | Sem Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 10, 2024 |
| Alan M Kirschenbaum | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2024 | Dec 3, 2024 |
| Robert William Toth | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Jun 5, 2025 (182 d) |
| Matthew P Kondrath | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 10, 2024 |
| Erica Michelle Smith | Osaic Advisory Services, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2024 | Dec 10, 2024 |
| Benjamin Eric Koley | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 21, 2024 |
| Jeffrey Allen Scheider | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 1, 2024 |
| Brendan Thomas Donlevy | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 1, 2024 |
| Joseph Andrew Lyons | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Rikk Rodriguez | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Theodore K Buckley | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Eric Anthony Mesko | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Bret James Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Eric Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Keith Brian Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 1, 2024 |
| Timothy Richard Pashley | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 7, 2024 |
| Thomas J. Fitzpatrick | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 7, 2024 |
| Diane Ellen Beamer | Osaic Advisory Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 23, 2024 |
| Patrick Rankin Chitwood | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 2, 2024 |
| Robert Warren Hamm | Osaic Advisory Services, LLC BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2024 | Oct 1, 2024 |
| James Andrew Michaels | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 17, 2024 |
| Amy R Rehn | Osaic Advisory Services, LLC BD affiliated | Triad Advisors, LLC other | Other | Apr 1, 2024 | Jun 24, 2015 |
| Lucas Kirk Wandell | Osaic Advisory Services, LLC BD affiliated | Mattern Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Jun 9, 2024 (110 d) |
| Kristopher Joseph Korzi | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 5, 2024 | Feb 5, 2024 |
| Todd Felix Bogda | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 4, 2024 |
| Jonathan Scott Freeman | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 1, 2024 |
| Brian Douglas Mccarver | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 1, 2024 |
| Shari Lee Dietz | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 4, 2024 |
| Bradley Joel Sanders | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 1, 2024 |
| Jeremy T Rivers | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 1, 2024 |
| Parker Maxwell Marsh | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 4, 2024 |
| Lonn Eric Lebo | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 1, 2024 |
| Sarah Lauren White | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 | Feb 4, 2024 |
| Michael David Stewart | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Mar 22, 2024 (73 d) |
| Jeffrey Ryan Kline | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Robert Benjamin Seiden | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Lindsay Griesemer | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Cody Gehman | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Daniel Scott Mcgarvey | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Charles Joseph Laporta | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Nicole Tyminski | Osaic Advisory Services, LLC BD affiliated | Stonebridge Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| James Gray | Osaic Advisory Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Jan 16, 2024 (43 d) |
| Uri Doolittle | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 29, 2023 |
| Mark William Hills | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 29, 2023 |
| Joshua Mark Quilty-Koval | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 29, 2023 |
| Bradley Howell Cantrill | Osaic Advisory Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 25, 2023 |
| Linda Rae Bruininga | Osaic Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 7, 2023 |
| James Earl Foote | Osaic Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Sep 15, 2023 (105 d) |
| Brian Leigh Tribbitt | Osaic Advisory Services, LLC BD affiliated | Marin Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 13, 2023 | Feb 28, 2023 (46 d) |
| Lisa Marie Lime | Osaic Advisory Services, LLC BD affiliated | Lineweaver Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2022 | Feb 13, 2023 (82 d) |
| Scott Louis Hefle | Osaic Advisory Services, LLC BD affiliated | Northland Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2022 | Jan 7, 2022 |
| Nolan James Early | Osaic Advisory Services, LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 26, 2022 | Mar 9, 2022 (42 d) |
140 moves match.