DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Foresters Equity Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Ann Malechuk | Foresters Equity Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | May 28, 2019 (166 d) |
| Jason Harris Gerb | Foresters Equity Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Nov 13, 2019 (335 d) |
| Stephanie Ann Poche | Foresters Equity Services, Inc. BD affiliated | Elite Investment Team LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Apr 2, 2019 (110 d) |
| Alan Stephen Pransky | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2018 | Jan 17, 2019 (48 d) |
| Robert Phillip Wolf | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 5, 2018 |
| Helen Julia Davis | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 2, 2018 |
| Keith Alan George | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Mar 28, 2022 (1236 d) |
| John Michael Derbin | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 5, 2018 |
| Abisola M Fadayomi | Foresters Equity Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Oct 30, 2020 (722 d) |
| Andrea Bond Johnson | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2018 | Nov 14, 2018 |
| Christy B. Downs | Foresters Equity Services, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Apr 17, 2019 (160 d) |
| Bradley Alan Morris | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Nov 15, 2018 |
| Richard Hughes Von Hurst | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Dec 6, 2018 |
| Nancy Marie Hairsine | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Nov 30, 2018 |
| Steven Roger Cross | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 16, 2018 |
| Anthony James Constantine | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 1, 2018 |
| Christopher Todd Logue | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 6, 2018 |
| Thomas Haines Luckenbill | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Oct 30, 2018 |
| Matthew Baird Trenchard | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Nov 7, 2018 |
| Andre Normand Coulombe | Foresters Equity Services, Inc. BD affiliated | St. Bernard Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Mar 4, 2019 (118 d) |
| Jeremy Benjamin Goldstein | Foresters Equity Services, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 1, 2018 |
| Russell George Luce | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Oct 30, 2018 |
| Gerald Jeffry Plachta | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 19, 2018 |
| Samuel George White | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Oct 30, 2018 |
| John G Rhode | Foresters Equity Services, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Jul 9, 2024 (2073 d) |
| Alan Bart Mcclure | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Dec 6, 2018 (31 d) |
| Paul Michael Balog | Foresters Equity Services, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 7, 2018 |
| Mark S Waskow | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Mar 27, 2023 (1607 d) |
| David Edward Howard | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 5, 2018 |
| Gilbert Lance Talbert | Foresters Equity Services, Inc. BD affiliated | Capital Synergy Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 2, 2018 |
| Carlos D Hernandez | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Nov 5, 2018 |
| Steven Ray Kimes | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2018 | Oct 31, 2018 |
| Karen Marie Obrien | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Oct 31, 2018 |
| Paul Joseph Smith | Foresters Equity Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 30, 2018 |
| Kingston Julio Wong | Foresters Equity Services, Inc. BD affiliated | Quest Capital Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Oct 30, 2018 |
| Ye Edward Huang | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Nov 20, 2018 |
| Shawn Jennings Samuel Vuocolo | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Oct 30, 2018 |
| Kevin John Hackett | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2018 | Oct 29, 2018 |
| Robert John Kosty | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 28, 2018 |
| Gina Marie Lindsey | Foresters Equity Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 26, 2018 |
| Dennis Charles Butterfield | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 23, 2018 |
| Scott Deon Preece | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2018 | Oct 24, 2018 |
| Tony Vincent Sonsini | Foresters Equity Services, Inc. BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2018 | Oct 22, 2018 |
| Charles Albert Cerone | Foresters Equity Services, Inc. BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2018 | Oct 22, 2018 |
| Jimmy Jeaumin Wu | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2018 | Oct 12, 2018 |
| Barry A Barnette | Foresters Equity Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Sandra Renee Lackman | Foresters Equity Services, Inc. BD affiliated | Lifemark Securities Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2018 | Oct 17, 2018 |
| Daniel Joseph Zeiger | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2018 | Oct 18, 2018 |
| David Martinez | Foresters Equity Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Oct 16, 2018 |
| Sam Dv Sy | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 12, 2018 |
| Marcus Gunawan | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 12, 2018 |
| Doris Meihsu Chen | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 12, 2018 |
| Jerry Chia-Jui Bien | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2018 | Oct 10, 2018 |
| Charles Fredrick Dinise | Foresters Equity Services, Inc. BD affiliated | Advisory Alpha, LLC other | Other | Sep 28, 2018 | Oct 1, 2018 |
| Krishna Venkatesh Agnihotri | Foresters Equity Services, Inc. BD affiliated | Crown Capital Securities, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2018 | Sep 21, 2018 |
| Michael Scott Wade | Foresters Equity Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 | Jan 1, 2025 (2295 d) |
| Edward Daniel Haro | Foresters Equity Services, Inc. BD affiliated | Crown Capital Securities, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2018 | Sep 10, 2018 |
| Michael Joseph Beshoar | Foresters Equity Services, Inc. BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Sep 5, 2018 |
| Dhruv Pershad Gupta | Foresters Equity Services, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2018 | Aug 2, 2018 |
| Christopher James Gurnee | Foresters Equity Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 25, 2018 |
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112 moves match.