DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Barclays Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Patrick J Delahunty	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Jun 16, 2015
Yvonne Michele Steveson	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Jul 17, 2015
Lauren Aliza Ellberger	Barclays Capital Inc. other	Advice And Planning Services other	Other	Jun 25, 2015	Jul 6, 2015
Laura A Bongard	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Jun 16, 2015
Brian John Kelly	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Jun 16, 2015
Jonathan R Wilsusen	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 25, 2015	Jun 17, 2015
Philip Edward Johnson	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Aug 13, 2015 (49 d)
James Faraci	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 25, 2015	Jun 17, 2015
Lily Justine Beitel-Horton	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2015	Aug 4, 2015 (40 d)
Robert J Meenan	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Jun 18, 2015	Jun 2, 2015
Shlomi Yedid	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Jun 18, 2015	Jun 2, 2015
Aleksei Moshiashvili	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Jun 18, 2015	Jun 2, 2015
James Anthony Manfredonia	Barclays Capital Inc. other	Fig Tree Financials LLC state registered	Other	Jun 17, 2015	Mar 1, 2022 (2449 d)
Peter Kenneth Kong	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 17, 2015	Jul 10, 2015
Avideh Safaei	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 11, 2015	May 18, 2015
Ernest Alexander Osle	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Jun 11, 2015	May 18, 2015
Nicole Lynne Bilotto	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 2, 2015	Jun 15, 2015
Anna Jesusa Sarte Ong	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 29, 2015	May 18, 2015
Brian Turner	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 29, 2015	May 18, 2015
Michael Adam Blaustein	Barclays Capital Inc. other	Wells Fargo Advisors wirehouse	Other	May 1, 2015	Apr 16, 2015
Robert Todd Myers	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	May 1, 2015	Apr 17, 2015
Maureen Kearney Clancy	Barclays Capital Inc. other	Wells Fargo Advisors wirehouse	Other	May 1, 2015	Jul 21, 2015 (81 d)
Andrew E Dreisiger	Barclays Capital Inc. other	Wells Fargo Advisors wirehouse	Other	May 1, 2015	Apr 29, 2015
Brian Gregory Sigler	Barclays Capital Inc. other	Westshore Wealth independent RIA	Other	May 1, 2015	Jun 30, 2025 (3713 d)
Donna Elaine Stock	Barclays Capital Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Apr 9, 2015	Dec 9, 2015 (244 d)
Mario Steven Digesaro	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Aug 17, 2026 (4148 d)
Richard Lin Zulick	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Mar 20, 2015
William Dale Griffin	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Mar 20, 2015
Sands Schrafft Chipman	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Mar 20, 2015
Stacey A Beatey	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Mar 20, 2015
Heather Adena Martinez Arnold	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	May 7, 2015
Leslie Le Ann Wilson Tollen	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Apr 9, 2015	Apr 20, 2015
George A. Kolodka	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 19, 2015	Feb 26, 2015
Jonathan David Sopher	Barclays Capital Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 19, 2015	May 26, 2021 (2260 d)
Daniel E Sharkey	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 19, 2015	Feb 26, 2015
Victoria Louisa Saylor	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 19, 2015	Apr 1, 2015
Timothy A Humphrey	Barclays Capital Inc. other	Rock Point Advisors, LLC other	Other	Mar 11, 2015	Mar 13, 2015
Arthur Tristan Zottola	Barclays Capital Inc. other	Eagle Strategies LLC BD affiliated	Other	Feb 19, 2015	Aug 3, 2021 (2357 d)
Irl Andrew Solomon	Barclays Capital Inc. other	RBC Capital Markets, LLC national BD	Other	Feb 19, 2015	Jan 30, 2015
Warren S Cohn	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Feb 10, 2015	Jan 26, 2015
Hugh W Beecher	Barclays Capital Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Jan 30, 2015	Jan 16, 2015
Harriet C Dower	Barclays Capital Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Jan 30, 2015	Jan 16, 2015
Daniel R Knipe	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Jan 30, 2015	Jan 30, 2015
Brian Michael Finnegan	Barclays Capital Inc. other	Blackrock Investment Management, LLC other	Other	Jan 30, 2015	Feb 18, 2015
Richard I Gordon	Barclays Capital Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Jan 30, 2015	Jan 16, 2015
Justin Gratz	Barclays Capital Inc. other	Citigroup Global Markets Inc. other	Other	Jan 16, 2015	Mar 19, 2015 (62 d)
James Francis Stevens	Barclays Capital Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 19, 2014	Dec 12, 2014
Ryan Gerard Kenny	Barclays Capital Inc. other	Crestwood Advisors other	Other	Dec 12, 2014	May 25, 2017 (895 d)
David Szabo	Barclays Capital Inc. other	Mfs Institutional Advisors Inc. other	Other	Dec 10, 2014	Jan 13, 2015 (34 d)
Tara Brigid Nulty	Barclays Capital Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 25, 2014	Aug 17, 2015 (265 d)
Richard Allan Comeau	Barclays Capital Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Nov 21, 2014	Nov 14, 2014
Fred Marshall Gober	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Nov 14, 2014	Oct 30, 2014
Lisa Rose Meth	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Nov 14, 2014	Oct 20, 2014
Kathryn Gerber Kennedy	Barclays Capital Inc. other	Cerity Partners LLC other	Other	Nov 14, 2014	Dec 8, 2014
Jared Eliot Soper	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Nov 14, 2014	Oct 29, 2014
Brian Lee Lowenthal	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Nov 14, 2014	Oct 20, 2014
Justina Irene Nevel	Barclays Capital Inc. other	Credit Suisse Securities (USA) LLC other	Other	Nov 14, 2014	Nov 4, 2014
Elizabeth Patterson Cooper	Barclays Capital Inc. other	UBS Financial Services Inc. wirehouse	Other	Nov 14, 2014	Oct 20, 2014
Marjorie Aileen Guy	Barclays Capital Inc. other	Blackrock Investment Management, LLC other	Other	Nov 14, 2014	Jan 20, 2016 (432 d)
Courtenay J Satterwhite	Barclays Capital Inc. other	Morgan Stanley wirehouse	Other	Nov 14, 2014	Oct 29, 2014

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384 moves match.