DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from D.A. Davidson & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerry HongD.A. Davidson & Co. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankNov 17, 2021Nov 16, 2021
Emma Lou HulseD.A. Davidson & Co. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankNov 17, 2021Nov 16, 2021
Bradly Wayne NelsonD.A. Davidson & Co. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankNov 17, 2021Nov 16, 2021
Corey Daniel SackenD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankAug 30, 2021Aug 31, 2021
Maria C KrpanD.A. Davidson & Co. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2021Apr 8, 2022 (228 d)
Brenda Sue RobertsonD.A. Davidson & Co. independent RIADavidson Investment Advisors, Inc. otherOtherAug 6, 2021Jun 27, 2002
Saffiate HalesD.A. Davidson & Co. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 6, 2021Mar 8, 2023 (610 d)
Nathaniel Joseph BlaineD.A. Davidson & Co. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 9, 2021Jun 7, 2021
Chad Michael KrahnD.A. Davidson & Co. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 30, 2021Nov 2, 2021 (186 d)
David John MedinaD.A. Davidson & Co. independent RIAGlobal Retirement Partners LLC institutionalOtherFeb 23, 2021Feb 19, 2021
Ramon Dominic MorrisD.A. Davidson & Co. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 17, 2021Feb 16, 2021
April Michiko ZeeD.A. Davidson & Co. independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2021Mar 3, 2021
Brent Peter WilliamsD.A. Davidson & Co. independent RIATschetter Group independent RIARIA to RIAFeb 8, 2021Jun 6, 2025 (1579 d)
Hilera Connor HardyD.A. Davidson & Co. independent RIAFreestone Capital Management, LLC independent RIARIA to RIAFeb 8, 2021Feb 22, 2021
Lisa Marie DavisD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJan 6, 2021Mar 25, 2021 (78 d)
Anthony Mark MontenegroD.A. Davidson & Co. independent RIACreative Financial Designs, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2021Jan 4, 2021
Sandra Lee CaluyaD.A. Davidson & Co. independent RIASummit Financial Group Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 14, 2020Feb 17, 2021 (126 d)
Edward James AdersD.A. Davidson & Co. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 14, 2020Aug 12, 2020
Amy Frances LoringD.A. Davidson & Co. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseAug 4, 2020Jan 5, 2021 (154 d)
Brock LoenD.A. Davidson & Co. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 25, 2020Jun 24, 2020
Barry Paul OxfordD.A. Davidson & Co. independent RIAColliers Securities LLC independent RIARIA to RIAJun 25, 2020Jun 16, 2022 (721 d)
Karen Louise BayugaD.A. Davidson & Co. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 25, 2020Jun 24, 2020
Brandon CurneenD.A. Davidson & Co. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 25, 2020Jun 24, 2020
Paul Matthew GrabskiD.A. Davidson & Co. independent RIATwin Harbors Wealth Management LLC state registeredRIA to a state-registered adviserJun 17, 2020Sep 17, 2020 (92 d)
Eric FridsteinD.A. Davidson & Co. independent RIAFreestone Capital Management, LLC independent RIARIA to RIAJun 15, 2020Jul 15, 2020
Cyla Fromm-MinettD.A. Davidson & Co. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMay 6, 2020Jan 11, 2021 (250 d)
Mark Larry DelgadilloD.A. Davidson & Co. independent RIASfe Investment Counsel Inc. independent RIARIA to RIAMay 1, 2020May 27, 2020
Maria ImD.A. Davidson & Co. independent RIAMorgan Stanley wirehouseRIA to wirehouseApr 27, 2020May 8, 2020
Andrew Thomas BrewerD.A. Davidson & Co. independent RIAFinancial Advocates Investment Management independent RIARIA to RIAMar 23, 2020Mar 18, 2020
Erick Santiago BlockD.A. Davidson & Co. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJan 15, 2020Jan 14, 2020
Crystal Michelle JamiesonD.A. Davidson & Co. independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 25, 2019Dec 26, 2019 (31 d)
Timothy Elliott IltzD.A. Davidson & Co. independent RIADavidson Fixed Income Management, Inc. otherOtherNov 8, 2019Sep 7, 2012
Stephen Thomas MacintoshD.A. Davidson & Co. independent RIAArgyle Capital Partners, LLC independent RIARIA to RIAOct 16, 2019Mar 17, 2020 (153 d)
Douglas Andrea ChristopherD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankOct 4, 2019Jun 29, 2022 (999 d)
Shawn Adele MurrowD.A. Davidson & Co. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2019Oct 3, 2019
Timothy Christopher CamasD.A. Davidson & Co. independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2019Oct 10, 2019
Steven Joel FoxD.A. Davidson & Co. independent RIALPL Financial LLC independent RIARIA to RIAAug 1, 2019Jul 31, 2019
Cody Robert KirkD.A. Davidson & Co. independent RIASouthport Capital independent RIARIA to RIAJul 11, 2019Jul 10, 2019
Sarah Marie NeffD.A. Davidson & Co. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJun 25, 2019Jun 24, 2019
Kevin Darrell OconnellD.A. Davidson & Co. independent RIAWaddell & Reed BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2019Jan 7, 2020 (201 d)
Tammy Deanne StaubD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJun 6, 2019Jun 5, 2019
Michael Garrison BlockhusD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankJun 6, 2019Jun 5, 2019
Mckinzie SoderstrumD.A. Davidson & Co. independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 30, 2019Jun 19, 2019
Michael David Josiah Van PuttenD.A. Davidson & Co. independent RIAIntegrity Financial Corporation independent RIARIA to RIAApr 22, 2019May 8, 2019
Sarah Faith HesslerD.A. Davidson & Co. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 25, 2019Mar 25, 2019
Erin Anne YostD.A. Davidson & Co. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 23, 2019Mar 25, 2019
Raymond James AlbanoD.A. Davidson & Co. independent RIALPL Financial LLC independent RIARIA to RIAMar 22, 2019Mar 21, 2019
Richard Joseph FisherD.A. Davidson & Co. independent RIALPL Financial LLC independent RIARIA to RIAMar 21, 2019Mar 20, 2019
Stephen SchorD.A. Davidson & Co. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMar 19, 2019Mar 18, 2019
Walter Allan HuberD.A. Davidson & Co. independent RIAWestern International Securities independent RIARIA to RIAJan 14, 2019Jan 14, 2019
Kenneth David EversfieldD.A. Davidson & Co. independent RIAWestern International Securities independent RIARIA to RIAJan 14, 2019Jan 14, 2019
Karl Christopher HerrenD.A. Davidson & Co. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAAug 2, 2018Aug 1, 2018
Barbara ColletteD.A. Davidson & Co. independent RIAMorgan Stanley wirehouseRIA to wirehouseJun 18, 2018Jul 6, 2018
Colin Ryan PrestesaterD.A. Davidson & Co. independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2018May 13, 2019 (336 d)
Pamela Yvonne DobsonD.A. Davidson & Co. independent RIACetera Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2018Sep 19, 2018 (142 d)
Rebecca Marie GarrowD.A. Davidson & Co. independent RIAFirst Pacific Financial, Inc. independent RIARIA to RIAApr 12, 2018May 17, 2018 (35 d)
Amanda Lynne BrockD.A. Davidson & Co. independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 12, 2018Mar 15, 2018
Julie Lee GenjacD.A. Davidson & Co. independent RIAHartford Funds otherOtherFeb 23, 2018Mar 26, 2018 (31 d)
Samuel Wallace LeeD.A. Davidson & Co. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 16, 2018Jun 29, 2023 (1959 d)
Samuel Courtland RunyanD.A. Davidson & Co. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 15, 2018Feb 12, 2018
Page 3 of 7PreviousNext
382 moves match.