DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sanders Morris LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elsa CazaresSanders Morris LLC otherOutlook Wealth Advisors, LLC no RAUMOtherOct 20, 2011Jun 28, 2018 (2443 d)
James Allen NeuenschwanderSanders Morris LLC otherGlobal Financial Private Capital, Inc. otherOtherSep 30, 2011Sep 30, 2011
Michael Allen NeuenschwanderSanders Morris LLC otherGlobal Financial Private Capital, Inc. otherOtherSep 30, 2011Sep 30, 2011
William Richard HurtSanders Morris LLC otherUsca Ria LLC otherOtherSep 8, 2011Sep 7, 2011
Titus Holliday HarrisSanders Morris LLC otherUsca Ria LLC otherOtherSep 8, 2011Sep 7, 2011
Stephen Richard CordillSanders Morris LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 8, 2011Aug 9, 2011
Kenneth Derek ThomsonSanders Morris LLC otherCalandro Advisory Services, Inc. unclassifiedOtherJul 1, 2011Sep 28, 2007
Jack Brandon RepaSanders Morris LLC otherUsca Ria LLC otherOtherMay 2, 2011May 2, 2011
Jason N GinderSanders Morris LLC otherB Riley Wealth Management otherOtherMar 25, 2011Mar 20, 2013 (726 d)
Patricia SoileauSanders Morris LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 20, 2011Jun 23, 2012 (520 d)
Amy Grace AbromaitisSanders Morris LLC otherVsr Advisory Services otherOtherDec 31, 2010Jan 3, 2011
Andrew Scott CopulskySanders Morris LLC otherLPL Financial LLC otherOtherAug 24, 2010Jun 6, 2012 (652 d)
Thomas Pierson EspySanders Morris LLC other&Partners otherOtherAug 16, 2010May 22, 2014 (1375 d)
Marilyn Elaine OsborneSanders Morris LLC otherNext Financial Group, Inc. otherOtherJul 2, 2010May 14, 2012 (682 d)
Dale RubinSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Gregory Giller RandallSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
David George OlsonSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Roseann Marie DivincenzoSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Dean Dirk WeemhoffSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Daniel L BonderSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Raymond Matthew TroppSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Thomas Michael GencoSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Jeremy Scott ClarkSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Deborah Lynn GeorgeSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Bryan Joseph CostinSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 26, 2010
Karyn PistoneSanders Morris LLC otherCincinnati Analysts, Inc otherOtherMay 21, 2010Apr 28, 2010
Kevin CalandroSanders Morris LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 18, 2009Jun 10, 2009
John CalandroSanders Morris LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 18, 2009May 19, 2009
Jenny Don CarlosSanders Morris LLC otherSmh Capital Advisors LLC otherOtherApr 14, 2009Apr 14, 2009
Dana G HastingsSanders Morris LLC otherMcdonald Partners LLC otherOtherMar 19, 2009Jun 23, 2009 (96 d)
Susan Anne SchaufeleSanders Morris LLC otherFintegra, LLC otherOtherMar 2, 2009Mar 11, 2009
Arthur Haag ShermanSanders Morris LLC otherGhe Advisers, L.P. otherOtherNov 13, 2008Dec 1, 2006
John Gregory FattibeneSanders Morris LLC otherHarvest Financial Partners independent RIAOtherApr 3, 2008Mar 26, 2008
Stacey Justice KastenSanders Morris LLC otherRaymond James & Associates, Inc. national BDOtherAug 28, 2007Oct 11, 2007 (44 d)
Thomas Brian AllredSanders Morris LLC otherHilltop Securities Inc. otherOtherMay 22, 2007May 18, 2007
James Raymond ClarkSanders Morris LLC otherMomentum Independent Network Inc. otherOtherJan 30, 2007Jan 8, 2009 (709 d)
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96 moves match.