DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Osaic Wealth, Inc.

2,282 moves
AdvisorFromToTypeLeftRegistered
Jodi Lee VawdreyOsaic Wealth, Inc. BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 25, 2021Oct 22, 2021
Aaron Michael StineOsaic Wealth, Inc. BD affiliatedAdvisory Advocates LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2021Oct 16, 2023 (728 d)
Steven Cronin CastrelloOsaic Wealth, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherOct 8, 2021Oct 6, 2021
Gregory W HarmonOsaic Wealth, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2021Nov 17, 2021 (40 d)
Sean C NicolOsaic Wealth, Inc. BD affiliatedOsaic Institutions, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2021Nov 19, 2021 (42 d)
Mark Douglas CaldwellOsaic Wealth, Inc. BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2021Oct 4, 2021
Jill A DaileyOsaic Wealth, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 1, 2021Oct 14, 2021
Andrew O'Bannon AlltopOsaic Wealth, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 24, 2021Dec 16, 2021 (83 d)
Ryan Edward NielsenOsaic Wealth, Inc. BD affiliatedPrivate Wealth Asset Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 27, 2021Sep 7, 2021
Andrew KoetterOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 24, 2021Apr 15, 2024 (965 d)
Danielle Marie MorrissOsaic Wealth, Inc. BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseAug 19, 2021Sep 9, 2021
Jeffrey L AlexanderOsaic Wealth, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2021Aug 11, 2021
Thomas F SylvestroOsaic Wealth, Inc. BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2021Aug 17, 2021
Eric A ObalilOsaic Wealth, Inc. BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2021Aug 11, 2021
Kathryn K McdonaldOsaic Wealth, Inc. BD affiliatedBrighton Jones LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2021Sep 23, 2021 (36 d)
Michael Eugene TheisOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2021Aug 6, 2021
Gary Robert SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 7, 2021
Jon E. SchlueterOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. otherOtherAug 5, 2021Jan 31, 2018
Adam Benjamin KalenderOsaic Wealth, Inc. BD affiliatedMilestone Asset Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jun 1, 2023 (665 d)
Michael James LutonOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 11, 2021
Andrew Joseph FedericoOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021May 11, 2021
Andrew Michael SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 9, 2021
Benjamin David SchwartzOsaic Wealth, Inc. BD affiliatedMadison Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2021Jul 9, 2021
John HesterOsaic Wealth, Inc. BD affiliatedBip Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2021Aug 27, 2021
Christopher John HernandezOsaic Wealth, Inc. BD affiliatedWaterloo Capital independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 3, 2021
Robert John RussellOsaic Wealth, Inc. BD affiliatedWaterloo Capital independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 3, 2021
Adam Giovanni D'AciernoOsaic Wealth, Inc. BD affiliatedWaterloo Capital independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 3, 2021
Joshua David HartmanOsaic Wealth, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2021Sep 28, 2021 (56 d)
Austin P WillsonOsaic Wealth, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 3, 2021May 17, 2022 (287 d)
Madeline O'Malley YoungOsaic Wealth, Inc. BD affiliatedKey Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2021May 9, 2019
Samuel Guy PetersonOsaic Wealth, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2021Jul 19, 2021
Jacob Steven BurtOsaic Wealth, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2021Jan 19, 2023 (555 d)
Andrew Thomas AmesOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2021Jul 19, 2021
Matthew James ReichelOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2021Jun 30, 2021
Douglas A ThomasOsaic Wealth, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2021Jun 29, 2023 (734 d)
John Nicholas MayOsaic Wealth, Inc. BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherJun 25, 2021Aug 9, 2021 (45 d)
Geoffrey Erik FellowsOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2021May 28, 2021
Melanie WhiteOsaic Wealth, Inc. BD affiliatedU.S. Bancorp Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2021Jun 30, 2021 (40 d)
Jennifer ThompsonOsaic Wealth, Inc. BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2021Jun 23, 2021 (35 d)
Richard Tyler JonesOsaic Wealth, Inc. BD affiliatedOnedigital institutionalOtherMay 17, 2021Jun 28, 2021 (42 d)
Christopher J DameOsaic Wealth, Inc. BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2021May 4, 2021
Roy Edwin StachnikOsaic Wealth, Inc. BD affiliatedIntegrated Benefits, Incorporated independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2021Jan 1, 1999
Daniel Kent BellOsaic Wealth, Inc. BD affiliatedIron Gate Global Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2021May 11, 2021
Malcolm Kelly SessomsOsaic Wealth, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2021Jun 10, 2021 (37 d)
Bradley A JohannesOsaic Wealth, Inc. BD affiliatedOptima Capital LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2021Apr 23, 2021
Nancy V FischerOsaic Wealth, Inc. BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 19, 2021Oct 18, 2021 (182 d)
Patrick Lawrence ToohersOsaic Wealth, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 12, 2021Apr 29, 2021
Gary Richard GilgenOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2021Apr 7, 2021
Debra Lynn GibsonOsaic Wealth, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2021Apr 22, 2021
Edward Sullivan RichOsaic Wealth, Inc. BD affiliatedEmpower Advisory Group, LLC otherOtherApr 6, 2021Oct 20, 2021 (197 d)
Sheila M GentileOsaic Wealth, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Apr 26, 2021
Timothy James GiacolettiOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2021Jan 13, 2026 (1748 d)
Melissa Borne DugasOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2021Jun 18, 2021 (80 d)
John Barton WhiteheadOsaic Wealth, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 17, 2021Apr 23, 2021 (37 d)
Daniel James MartinOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 11, 2021
Jason Charles HaswellOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 10, 2021
Craig Alan ShensaOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 10, 2021
Wendy Wetzel AstorinoOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 10, 2021
Ryan Peter DuchakOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 10, 2021
Adri James Giacobine BleierOsaic Wealth, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Mar 10, 2021
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