DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrive Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Malgorzata Guziak | Thrive Capital Management, LLC independent RIA | Oasis Wealth Planning Advisors independent RIA | RIA to RIA | Jan 8, 2026 | Jan 21, 2026 |
| Andrew Michael Stephens | Thrive Capital Management, LLC independent RIA | Proper Financial, LLC state registered | RIA to a state-registered adviser | Nov 3, 2025 | Jan 8, 2026 (66 d) |
| Kimberly Beth Thomas | Thrive Capital Management, LLC independent RIA | Muntz Financial, LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 26, 2025 |
| David John Badecki | Thrive Capital Management, LLC independent RIA | Orion Financial Advisors state registered | RIA to a state-registered adviser | Apr 26, 2024 | May 28, 2024 (32 d) |
| Grant Stephen Frederick | Thrive Capital Management, LLC independent RIA | Proper Financial, LLC state registered | RIA to a state-registered adviser | Apr 17, 2024 | Apr 18, 2024 |
| Erik Richard Schuster | Thrive Capital Management, LLC independent RIA | Proper Financial, LLC state registered | RIA to a state-registered adviser | Mar 18, 2024 | Mar 26, 2024 |
| Dennis John Keyser | Thrive Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2024 | Mar 6, 2024 |
| Matthew Stroud Hellebusch | Thrive Capital Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 4, 2023 | Sep 9, 2024 (280 d) |
| Mandy Sue Snider | Thrive Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2023 | Nov 30, 2023 (58 d) |
| Bryan J Britchkow | Thrive Capital Management, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2023 | Nov 14, 2023 (159 d) |
| Chad Ian Akselrad | Thrive Capital Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 28, 2022 | Oct 21, 2022 |
| Joseph William Waterloo | Thrive Capital Management, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2022 | Dec 8, 2022 (80 d) |
| Ryan Thomas Kelly | Thrive Capital Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 26, 2022 | Aug 18, 2022 |
| Scott Ratajczak | Thrive Capital Management, LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2021 | Apr 28, 2021 (68 d) |
| Elizabeth Gosek | Thrive Capital Management, LLC independent RIA | Next Financial Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 11, 2021 | Jan 8, 2021 |
| Joseph William Veasey | Thrive Capital Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 3, 2021 | Feb 18, 2021 (46 d) |
| George Robert Plock | Thrive Capital Management, LLC independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Dec 2, 2020 | Jan 4, 2021 (33 d) |
| Jean M Barberio | Thrive Capital Management, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2020 | May 21, 2021 (255 d) |
| Maryann Lim | Thrive Capital Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2020 | Sep 10, 2020 (63 d) |
| Brian Charles Dougherty | Thrive Capital Management, LLC independent RIA | Elite Investment Team LLC independent RIA | RIA to RIA | Dec 19, 2019 | Nov 26, 2019 |
| Daniel J Hillis | Thrive Capital Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 24, 2019 | Jul 8, 2019 |
| Anthony J Mascherino | Thrive Capital Management, LLC independent RIA | Altitude Capital Management LLC independent RIA | RIA to RIA | Jul 24, 2019 | Aug 4, 2025 (2203 d) |
| Steven Dominic Cacciutti | Thrive Capital Management, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2018 | Sep 5, 2018 |
| Davita Pray | Thrive Capital Management, LLC independent RIA | USA Financial Securities LLC independent RIA | RIA to RIA | Aug 7, 2018 | Jul 27, 2018 |
| Jacob Earl Lusby | Thrive Capital Management, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2018 | Feb 2, 2018 |
| Cynthia Lynn Youngcourt | Thrive Capital Management, LLC independent RIA | Affinity Wealth Management LLC independent RIA | RIA to RIA | Oct 2, 2017 | Mar 22, 2019 (536 d) |
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26 moves match.