DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Moloney Securities Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Matthew LeismanMoloney Securities Asset Management LLC BD affiliatedLandolt Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2025Nov 24, 2025
Matthew Joseph FranchinaMoloney Securities Asset Management LLC BD affiliatedEmerson Equity LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2025Dec 16, 2025
Kody Scott FairfieldMoloney Securities Asset Management LLC BD affiliatedEmerson Equity LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2025Dec 16, 2025
Elton Albert BuecheMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Paul Kurt SaxenmeyerMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025May 5, 2016
Meredith Cabell JonesMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
James Constantine KekerisMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
James Edward NelsonMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Gary Paul NotchMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Arthur Leslie JacksonMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Mark James MurthaMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
William Rafford WhiteMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Apr 4, 2016
Peter Jon FerraroMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Apr 11, 2016
Charles William HeilMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Joseph Ronald MedleyMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Jadyn Chang LoeddingMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Eric Alexander DuncanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Amy L. DuncanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
David Francis LagrangeMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Brian Patrick CorriganMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Joseph Richard MullerMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025Mar 17, 2016
Jeffrey Patrick RosemanMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherDec 5, 2025May 24, 2016
Gene V PanasenkoMoloney Securities Asset Management LLC BD affiliatedAlexander Capital Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2025Feb 11, 2026 (100 d)
Mark David HouseMoloney Securities Asset Management LLC BD affiliatedAusdal Financial Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2025Aug 7, 2025
Derrick Allen BraunerMoloney Securities Asset Management LLC BD affiliatedAusdal Financial Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2025Aug 11, 2025
Adam James MaherMoloney Securities Asset Management LLC BD affiliatedAusdal Financial Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2025Aug 7, 2025
Rex Glenn RussellMoloney Securities Asset Management LLC BD affiliatedAusdal Financial Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Jul 1, 2025
William Scott PaddorMoloney Securities Asset Management LLC BD affiliatedMoloney Investment Advisory LLC no RAUMOtherJan 17, 2025Mar 17, 2016
Scott Edward EverhartMoloney Securities Asset Management LLC BD affiliatedB.B. Graham & Company, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2024Nov 5, 2024
Elizabeth WrightMoloney Securities Asset Management LLC BD affiliatedVance Capital Management, LLC otherOtherApr 11, 2024Jan 31, 2018
Olivia M LupferMoloney Securities Asset Management LLC BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 20, 2024Apr 12, 2024
Christopher Brian PelleyMoloney Securities Asset Management LLC BD affiliatedApollon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2021Dec 13, 2021
Matthew Thomas WorkmanMoloney Securities Asset Management LLC BD affiliatedApollon Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2021Jan 4, 2022
Matthew Taylor SeidelMoloney Securities Asset Management LLC BD affiliatedDelta Wealth Solutions, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 7, 2020Feb 7, 2020
Porter R DraperMoloney Securities Asset Management LLC BD affiliatedSchwab Wealth Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2018Aug 3, 2018
Sarah Elisabeth Louise ArnoldMoloney Securities Asset Management LLC BD affiliatedSkyline Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2018Jan 31, 2019 (338 d)
Deanna Louise MooreMoloney Securities Asset Management LLC BD affiliatedFirst Command Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 12, 2018Aug 21, 2026 (3112 d)
Douglas Fosdick CarterMoloney Securities Asset Management LLC otherMoloney Investment Advisory LLC no RAUMOtherDec 7, 2016May 10, 2016
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38 moves match.