DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Winslow, Evans & Crocker, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Edward WhiteWinslow, Evans & Crocker, Inc. independent RIAMccarter Private Wealth Services LLC otherOtherApr 13, 2021May 23, 2011
Robert Malachy CullyWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 24, 2021
Shawn M DevillierWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Apr 22, 2021
Veronica C VorhiesWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 22, 2021
Kimberly Anne FigenbaumWinslow, Evans & Crocker, Inc. independent RIAMccarter Private Wealth Services LLC otherOtherApr 13, 2021Feb 15, 2012
Claire E SojaWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021May 7, 2021
Vincent Joseph SbanoWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Apr 30, 2021
Warner Whitman WayneWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 24, 2021
Danielle Orenstein JacobsonWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 22, 2021
Jeffrey M DavisWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 24, 2021
Dolores KongWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 22, 2021
Irina ZubovWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 24, 2021
Kyle Edward ObrienWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 24, 2021
Ryan John VorhiesWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Mar 22, 2021
Alfred Francis MarsicanoWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2021Apr 7, 2021
John Francis CoyneWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2021Mar 24, 2021
Elaine Janet BeneduciWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2021Mar 22, 2021
Richard Louis BeneduciWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2021Mar 22, 2021
Alfred Cutler Barnes McnevinWinslow, Evans & Crocker, Inc. independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2021May 13, 2021 (50 d)
Sean Michael McdonoughWinslow, Evans & Crocker, Inc. BD affiliatedOnboard Financial Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 4, 2020Sep 29, 2020
Francois Jerome DucrouxWinslow, Evans & Crocker, Inc. BD affiliatedBay Colony Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2020Jul 10, 2020
Jake Bingham SalamidaWinslow, Evans & Crocker, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseFeb 12, 2020Feb 21, 2020
Paul Christopher ChaputWinslow, Evans & Crocker, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 27, 2020Jan 23, 2020
Joan Christine GonzalezWinslow, Evans & Crocker, Inc. BD affiliatedBrightplan LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2019Oct 6, 2021 (927 d)
Alan Lee SuppWinslow, Evans & Crocker, Inc. independent RIACantella & Co., Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 19, 2018Jul 26, 2018
John David PiniWinslow, Evans & Crocker, Inc. otherWinslow Wealth Management LLC otherOtherAug 25, 2017Jul 16, 2015
Daniel Richard SantanelloWinslow, Evans & Crocker, Inc. otherCommonwealth Financial Network national BDOtherMay 15, 2017May 17, 2017
Alina MonisovWinslow, Evans & Crocker, Inc. otherWinslow Wealth Management LLC otherOtherJan 4, 2017Nov 12, 2014
Daniel J FuscoWinslow, Evans & Crocker, Inc. otherWinslow Wealth Management LLC otherOtherApr 15, 2016Oct 14, 2015
Catherine Mary Arnet-ValegaWinslow, Evans & Crocker, Inc. otherTd Private Client Wealth LLC otherOtherFeb 5, 2016Feb 29, 2016
Mary Margaret McgrailWinslow, Evans & Crocker, Inc. otherEdelman Financial Services, LLC otherOtherJan 12, 2015Aug 15, 2016 (581 d)
Bryan C BarthWinslow, Evans & Crocker, Inc. otherBarth Capital LLC state registeredOtherDec 19, 2014Mar 26, 2015 (97 d)
Pamela Jean BakosWinslow, Evans & Crocker, Inc. otherBay Colony Advisors otherOtherJan 2, 2014Jan 6, 2014
David Kevin DuganWinslow, Evans & Crocker, Inc. otherInvestors Capital Advisory otherOtherNov 26, 2013Jan 24, 2014 (59 d)
Bernard Gerard SandfordWinslow, Evans & Crocker, Inc. otherCoburn & Meredith, Inc. otherOtherOct 12, 2012Nov 8, 2012
David Robert RyanWinslow, Evans & Crocker, Inc. otherCitizens Securities, Inc. otherOtherDec 31, 2011Jan 5, 2012
Christina A LarsonWinslow, Evans & Crocker, Inc. otherLarson Financial Planning Inc. independent RIAOtherJan 19, 2011Jan 19, 2011
Katie Anne MacdonaldWinslow, Evans & Crocker, Inc. otherLPL Financial LLC otherOtherMar 27, 2009Sep 18, 2009 (175 d)
Spencer Howard LarsonWinslow, Evans & Crocker, Inc. otherMoors & Cabot, Inc otherOtherAug 1, 2007Aug 2, 2007
Bonnie Susan KirchnerWinslow, Evans & Crocker, Inc. otherMutual Service Corporation unclassifiedOtherSep 12, 2006Sep 13, 2006
Brian Andrew WoodlandWinslow, Evans & Crocker, Inc. otherWoodland Asset Management, LLC unclassifiedOtherApr 28, 2006Apr 10, 2006
Robert Francis PajakWinslow, Evans & Crocker, Inc. otherFirst Affirmative Financial Network LLC otherOtherNov 21, 2005Jul 27, 2007 (613 d)
Victor Joseph MelfaWinslow, Evans & Crocker, Inc. otherNfp Advisor Services, LLC otherOtherFeb 16, 2005Jul 18, 2016 (4170 d)
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43 moves match.