DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Drucker | Hornor, Townsend & Kent, LLC BD affiliated | Drucker Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Feb 13, 2024 |
| Kathleen Marie Ritchie | Hornor, Townsend & Kent, LLC BD affiliated | Drucker Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Feb 9, 2024 |
| Autumn Jean Lax | Hornor, Townsend & Kent, LLC BD affiliated | Drucker Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Feb 9, 2024 |
| Gideon Drucker | Hornor, Townsend & Kent, LLC BD affiliated | Drucker Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Feb 9, 2024 |
| Sarah Ann Ward | Hornor, Townsend & Kent, LLC BD affiliated | Drucker Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Feb 9, 2024 |
| Joseph John O'Shea | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Apr 2, 2024 (55 d) |
| Andrew J Gersbach | Hornor, Townsend & Kent, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Apr 3, 2024 (62 d) |
| Christopher Ray Lewis | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 6, 2024 (358 d) |
| Raymond John Godleski | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 11, 2023 |
| David Masa Iwabuchi | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 13, 2023 |
| Debra Lynn Clark | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| Lawrence Elie Borger | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| Michael Isaac Cooper | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| Justin Roderick Massey | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Nov 13, 2023 |
| Joseph James | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 18, 2023 |
| Michaelene J. Butler | Hornor, Townsend & Kent, LLC BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Oct 18, 2023 |
| Hance Stanley Evans | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 17, 2023 |
| Todd Harrison Evans | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 17, 2023 |
| Ryan Salah | Hornor, Townsend & Kent, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 17, 2023 |
| David Eric Globke | Hornor, Townsend & Kent, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 10, 2023 |
| Melody Joy Pinkston | Hornor, Townsend & Kent, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 9, 2023 |
| Larry Dale Roby | Hornor, Townsend & Kent, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 9, 2023 |
| Christopher C Spencer | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 12, 2023 |
| Todd Brandon Feldman | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 30, 2023 |
| Michael Dean Pendergrass | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 18, 2023 |
| Gerald Michael Graves | Hornor, Townsend & Kent, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Aug 4, 2023 |
| Alix A Bien-Aime | Hornor, Townsend & Kent, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jun 29, 2023 |
| Katherine Waltner | Hornor, Townsend & Kent, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 29, 2023 |
| Robert Dwane Pencil | Hornor, Townsend & Kent, LLC BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2023 | Jun 5, 2023 |
| Christopher Paul Csencsits | Hornor, Townsend & Kent, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 11, 2023 |
| Braxton Jared Stofferahn | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Feb 28, 2023 |
| Peter H Owh | Hornor, Townsend & Kent, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Feb 10, 2023 |
| Alex Michael Deck | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 15, 2023 (367 d) |
| Jonathan Evan Berniger | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Dec 9, 2022 |
| Jesse Harlow | Hornor, Townsend & Kent, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2022 | Dec 15, 2022 |
| Daniel John Wilson | Hornor, Townsend & Kent, LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2022 | Nov 15, 2022 |
| Elizabeth Marie Carlson | Hornor, Townsend & Kent, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 25, 2022 |
| Jameson Robert Lett | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 28, 2022 |
| Marc J Bernstein | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 18, 2023 (417 d) |
| Andrew Richard Hauber | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 19, 2023 (418 d) |
| Kevin David Crowley | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 19, 2023 (418 d) |
| Pai-Su Kang | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Sep 22, 2022 |
| Robert Paul Wilson | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 22, 2022 |
| Timothy Schumacher | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 6, 2022 |
| Robert Michael Fichter | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 2, 2022 |
| Benjamin Joseph Lacomis | Hornor, Townsend & Kent, LLC BD affiliated | Slp Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 1, 2022 | Jan 2, 2024 (488 d) |
| Dean Lawerence Kiser | Hornor, Townsend & Kent, LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 22, 2022 |
| Paul Thomas Swift | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 12, 2022 |
| Isidore R Ogoussan | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 8, 2022 |
| Nicholas James Hoeschel | Hornor, Townsend & Kent, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2022 | Jun 29, 2023 (336 d) |
| Joseph Pushkarewicz | Hornor, Townsend & Kent, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2022 | Sep 19, 2022 (59 d) |
| Brandon Moe | Hornor, Townsend & Kent, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jun 23, 2022 |
| Anurati A Patel | Hornor, Townsend & Kent, LLC BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Jun 13, 2022 |
| William James Salazar | Hornor, Townsend & Kent, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 25, 2022 | Jun 22, 2022 |
| Christopher Charles Truscello | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Dec 19, 2023 (588 d) |
| Jeffery Thomas Bonifacino | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 10, 2022 |
| Aaron Michael Turner | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 4, 2022 |
| Anthony Louis Petruccelli | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 10, 2022 |
| Kenneth John Klein | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 10, 2022 |
| Scot Francis Whiskeyman | Hornor, Townsend & Kent, LLC BD affiliated | Providers & Families Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2022 | May 2, 2022 |
845 moves match.