| Michael King Degolian | Morgan Keegan & Company, LLC other | RBC Capital Markets, LLC national BD | Other | Dec 16, 2011 | Jan 6, 2012 |
| Christopher Michael Hagen | Morgan Keegan & Company, LLC other | Invista Advisors other | Other | Dec 16, 2011 | Jul 26, 2016 (1684 d) |
| Philip Hunter Janney | Morgan Keegan & Company, LLC other | Janney Montgomery Scott LLC other | Other | Dec 16, 2011 | Dec 15, 2011 |
| Jana Rene Fryar | Morgan Keegan & Company, LLC other | B Riley Wealth Management other | Other | Dec 13, 2011 | Dec 2, 2011 |
| Chris J. Wallace | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Dec 13, 2011 | Dec 13, 2011 |
| Charles Devilleneuve Allain | Morgan Keegan & Company, LLC other | LPL Financial LLC other | Other | Dec 13, 2011 | Feb 24, 2012 (73 d) |
| Cameron John Rosenow | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Dec 13, 2011 | Dec 9, 2011 |
| Erik Alexis Carrington | Morgan Keegan & Company, LLC other | Hancock Whitney Investment Services Inc. other | Other | Dec 9, 2011 | Jun 7, 2012 (181 d) |
| Zachariah Buchanan Davis | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 9, 2011 | Nov 26, 2013 (718 d) |
| Mitchell Howard Hirsch | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 1, 2011 | Jan 11, 2012 (41 d) |
| Louise Lorraine Wallace | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Dec 1, 2011 | Oct 25, 2013 (694 d) |
| Kenneth Phillip Arnold | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 1, 2011 | Dec 2, 2011 |
| Amy Renee Stone | Morgan Keegan & Company, LLC other | Nfp Advisor Services, LLC other | Other | Dec 1, 2011 | Jan 6, 2012 (36 d) |
| Mark Lynn Dennis | Morgan Keegan & Company, LLC other | Ameriprise Financial Services, LLC national BD | Other | Nov 29, 2011 | Nov 28, 2011 |
| George Popov | Morgan Keegan & Company, LLC other | LPL Financial LLC other | Other | Nov 29, 2011 | Dec 21, 2011 |
| Christopher Byron Graper | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Nov 25, 2011 | Dec 16, 2011 |
| Scott Erkfitz | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Nov 18, 2011 | Nov 18, 2011 |
| Joseph Anthony Drury | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Nov 18, 2011 | Nov 18, 2011 |
| James Jeffrey Dornan | Morgan Keegan & Company, LLC other | Janney Montgomery Scott LLC other | Other | Nov 14, 2011 | Nov 11, 2011 |
| Patrick Gerard Talamo | Morgan Keegan & Company, LLC other | LPL Financial LLC other | Other | Nov 11, 2011 | Nov 17, 2011 |
| Lance Reed Moulin | Morgan Keegan & Company, LLC other | Edward Jones national BD | Other | Nov 11, 2011 | Nov 11, 2011 |
| Richard Walter Fairchild | Morgan Keegan & Company, LLC other | RBC Capital Markets, LLC national BD | Other | Nov 2, 2011 | Nov 1, 2011 |
| Gary Lane Glover | Morgan Keegan & Company, LLC other | Sterne Agee Asset Management, Inc. other | Other | Nov 1, 2011 | Nov 21, 2011 |
| James Goolsby | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 31, 2011 | Nov 8, 2011 |
| Hunter Numa Charbonnet | Morgan Keegan & Company, LLC other | UBS Financial Services Inc. wirehouse | Other | Oct 31, 2011 | Nov 28, 2011 |
| Jennifer Lynne Chatterton | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 31, 2011 | Nov 9, 2011 |
| Jose A Tagle | Morgan Keegan & Company, LLC other | Charles Schwab & Co., Inc. national BD | Other | Oct 31, 2011 | Nov 28, 2011 |
| Patrick Gerard Bouthiller | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 25, 2011 | Oct 26, 2011 |
| Craig R Mcpherson | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 25, 2011 | Oct 25, 2011 |
| Christine Danyell Caldwell | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 25, 2011 | Nov 1, 2011 |
| William Drake Porter | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 24, 2011 | Oct 14, 2011 |
| Joseph Kirby | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Oct 24, 2011 | Oct 24, 2011 |
| Brian Joseph Smith | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 24, 2011 | Oct 14, 2011 |
| James Daniel Landers | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 24, 2011 | Oct 14, 2011 |
| Forrest Allen Johnson | Morgan Keegan & Company, LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 24, 2011 | Oct 14, 2011 |
| Vyvonne L. Phoutharansy | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Oct 24, 2011 | Oct 14, 2011 |
| Jonathan Garson Cameron | Morgan Keegan & Company, LLC other | Esi Financial Advisors other | Other | Oct 24, 2011 | Apr 16, 2012 (175 d) |
| Julian Saenger Richards | Morgan Keegan & Company, LLC other | Dorsey & Company Inc. other | Other | Oct 7, 2011 | Oct 10, 2011 |
| Jose Antonio De La Lama | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 7, 2011 | Oct 10, 2011 |
| Aaron Locke Hobart | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 7, 2011 | Nov 1, 2011 |
| Mary Katherine Gouveia | Morgan Keegan & Company, LLC other | Suntrust Investment Services, Inc. other | Other | Oct 6, 2011 | Dec 2, 2011 (57 d) |
| Roberto 'Tucker' Maria Lopez | Morgan Keegan & Company, LLC other | LPL Financial LLC other | Other | Oct 4, 2011 | Oct 10, 2011 |
| Jason Bryant | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 3, 2011 | Sep 29, 2011 |
| Steven Randolph Jung | Morgan Keegan & Company, LLC other | Eukles Asset Management, LLC other | Other | Sep 19, 2011 | May 26, 2011 |
| Vanessa Elena Brown | Morgan Keegan & Company, LLC other | Suntrust Investment Services, Inc. other | Other | Sep 19, 2011 | Nov 8, 2011 (50 d) |
| Patrick Christopher Lysaght | Morgan Keegan & Company, LLC other | Eukles Asset Management, LLC other | Other | Sep 19, 2011 | Apr 10, 2012 (204 d) |
| Andrew J Briesacher | Morgan Keegan & Company, LLC other | Scottrade Investment Management other | Other | Sep 19, 2011 | Aug 20, 2014 (1066 d) |
| Broc Phillip Kreitz | Morgan Keegan & Company, LLC other | Strategic Advisers LLC national BD | Other | Sep 15, 2011 | Nov 29, 2011 (75 d) |
| Peter John Korcusko | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Sep 14, 2011 | Sep 19, 2011 |
| Frank J. Colucci | Morgan Keegan & Company, LLC other | Morgan Stanley wirehouse | Other | Sep 14, 2011 | Sep 19, 2011 |
| Rodney William Amicone | Morgan Keegan & Company, LLC other | Fsc Securities Corporation other | Other | Sep 13, 2011 | Oct 24, 2011 (41 d) |
| Richard Joseph Smith | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 9, 2011 |
| Steven Curtis Thornton | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 9, 2011 |
| Donna Mack Ryberg | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 9, 2011 |
| Stacy Nicole Drummond | Morgan Keegan & Company, LLC other | Wells Fargo Advisors wirehouse | Other | Sep 12, 2011 | Sep 9, 2011 |
| Michael Charles Lloyd Prewitt | Morgan Keegan & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 12, 2011 | Sep 9, 2011 |
| Jennifer Adams | Morgan Keegan & Company, LLC other | B Riley Wealth Management other | Other | Sep 12, 2011 | Jun 27, 2012 (289 d) |
| James Darren Roberson | Morgan Keegan & Company, LLC other | Invest Financial Corporation other | Other | Sep 6, 2011 | Sep 7, 2011 |
| Michael Ray Miller | Morgan Keegan & Company, LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 22, 2011 | Aug 22, 2011 |
| Melissa Ann Kelly | Morgan Keegan & Company, LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 22, 2011 | Aug 22, 2011 |