DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morgan Keegan & Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donald Richard AbaunzaMorgan Keegan & Company, LLC otherCetera Investment Services LLC otherOtherSep 28, 2009Sep 28, 2009
Richard Charles HinesleyMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherSep 28, 2009Sep 25, 2009
John Cornelius TroutmanMorgan Keegan & Company, LLC otherSuntrust Investment Services, Inc. otherOtherSep 24, 2009Oct 14, 2009
Thomas Francis HeinrichsMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 16, 2009Oct 19, 2009 (33 d)
John Gary HamiltonMorgan Keegan & Company, LLC otherAvantax Advisory Services otherOtherSep 15, 2009Sep 18, 2009
Shumaila Bahram PiraniMorgan Keegan & Company, LLC otherMsi Financial Services, Inc. otherOtherSep 15, 2009Dec 2, 2009 (78 d)
Lisa Mcintire ShawMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherSep 10, 2009Sep 10, 2009
Nancy Ann SeeMorgan Keegan & Company, LLC otherM&I Financial Advisors, Inc. no RAUMOtherSep 9, 2009Sep 16, 2009
Thomas Charles FontanaMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherAug 31, 2009Sep 3, 2009
William Knowis KaiserMorgan Keegan & Company, LLC otherHennion & Walsh Asset Management, Inc. otherOtherAug 25, 2009Oct 15, 2009 (51 d)
Amy A GarriganMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 25, 2009Oct 13, 2010 (414 d)
Thomas Michael PowersMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherAug 24, 2009Sep 16, 2009
Kyle Howard AttarianMorgan Keegan & Company, LLC otherPlancorp, LLC otherOtherAug 24, 2009Nov 18, 2009 (86 d)
George Frederick LeeMorgan Keegan & Company, LLC otherBpv Capital Management, LLC otherOtherAug 19, 2009Oct 8, 2009 (50 d)
Daniel Schoen LeritzMorgan Keegan & Company, LLC otherCatapult Investment Management unclassifiedOtherAug 11, 2009Oct 4, 2011 (784 d)
James Curtis KnappMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherAug 11, 2009Dec 9, 2010 (485 d)
Jason K AdamsMorgan Keegan & Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherAug 4, 2009Aug 3, 2009
Jeffrey Max RamseyMorgan Keegan & Company, LLC otherIndependent Financial Partners otherOtherAug 3, 2009Dec 4, 2015 (2314 d)
Anita Jo LynchMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherJul 27, 2009Feb 10, 2011 (563 d)
Alan Ray TiptonMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherJul 13, 2009Jul 10, 2009
Edward K SchererMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJul 13, 2009Jul 27, 2009
Brian Thomas SutoMorgan Keegan & Company, LLC otherCharles Schwab & Co., Inc. national BDOtherJun 16, 2009Jan 4, 2013 (1298 d)
Eric Galvin JohnsonMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherJun 4, 2009May 27, 2009
Ben Edward ThomasMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherJun 4, 2009May 27, 2009
Shelley Lynne ByrdMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherJun 4, 2009May 27, 2009
James Lester GillisMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherMay 20, 2009May 20, 2009
Michael Scott SwannMorgan Keegan & Company, LLC otherFifth Third Securities, Inc. otherOtherMay 14, 2009May 14, 2009
Mary M BaccichMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 11, 2009Apr 19, 2011 (708 d)
Benjamin Carl HustonMorgan Keegan & Company, LLC otherStrategic Advisers LLC national BDOtherMay 11, 2009Sep 26, 2011 (868 d)
Stephanie Clements JonesMorgan Keegan & Company, LLC otherUsaa Financial Planning Services no RAUMOtherMay 1, 2009Nov 21, 2009 (204 d)
Clifford John YorkMorgan Keegan & Company, LLC otherInvestment Professionals, Inc. otherOtherApr 29, 2009Apr 27, 2009
Armando FernandezMorgan Keegan & Company, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherApr 29, 2009May 4, 2009
Joseph Mccaughan MorrisonMorgan Keegan & Company, LLC otherSentry, LLC independent RIAOtherApr 20, 2009Apr 24, 2023 (5117 d)
Mary Rohe PurgasonMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherApr 16, 2009Apr 14, 2009
Amy E WinchesterMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherApr 16, 2009Dec 1, 2014 (2055 d)
Ricardo RamirezMorgan Keegan & Company, LLC otherCapital Guardian Wealth Management, LLC otherOtherApr 6, 2009Nov 6, 2009 (214 d)
James Benjamin MccormickMorgan Keegan & Company, LLC otherInvest Financial Corporation otherOtherApr 6, 2009Apr 6, 2009
Mary WhiteMorgan Keegan & Company, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherMar 20, 2009Mar 19, 2009
Tony Randal JacksonMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 12, 2009Mar 5, 2009
Brian Scott LesleyMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherMar 12, 2009Mar 5, 2009
Paige Watson LombardyMorgan Keegan & Company, LLC otherChase Investment Services Corp. otherOtherMar 12, 2009Apr 15, 2009 (34 d)
Ivis HernandezMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherMar 11, 2009Jul 30, 2009 (141 d)
Stacy Leann MorrisMorgan Keegan & Company, LLC otherCitigroup Global Markets Inc. otherOtherMar 4, 2009Mar 5, 2009
Christopher Harold BradberryMorgan Keegan & Company, LLC otherFirst Horizon Advisors, Inc otherOtherMar 4, 2009Mar 9, 2009
Amber Latiolais PalumboMorgan Keegan & Company, LLC otherRaymond James Financial Services Advisors, Inc otherOtherFeb 17, 2009Apr 16, 2009 (58 d)
Dwight Daxon LangleyMorgan Keegan & Company, LLC otherElevate Wealth Advisory, Inc. otherOtherFeb 17, 2009May 28, 2010 (465 d)
Thomas Lee ChristenburyMorgan Keegan & Company, LLC otherSterne Agee Asset Management, Inc. otherOtherFeb 3, 2009Jun 22, 2009 (139 d)
Jeffrey Lee KrummickMorgan Keegan & Company, LLC otherCharles Schwab & Co., Inc. national BDOtherFeb 3, 2009May 5, 2010 (456 d)
Lee Roger CookMorgan Keegan & Company, LLC otherWaddell & Reed otherOtherJan 21, 2009Mar 12, 2009 (50 d)
Anthony Arnall MorrisonMorgan Keegan & Company, LLC otherRaymond James & Associates, Inc. national BDOtherJan 16, 2009Jan 16, 2009
Dierk Lane CockrellMorgan Keegan & Company, LLC otherStephens otherOtherJan 15, 2009Jan 14, 2009
Hugh Sylvanus MerkelMorgan Keegan & Company, LLC otherTru Independence Asset Management, LLC independent RIAOtherJan 15, 2009Nov 13, 2025 (6146 d)
Patrick D CrowleyMorgan Keegan & Company, LLC otherHowe Barnes Capital Management, Inc. unclassifiedOtherJan 12, 2009Jan 15, 2009
Diana Dalton StieffelMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherJan 12, 2009Nov 7, 2012 (1395 d)
Lisamarie LozonMorgan Keegan & Company, LLC otherPinafore Wealth Counsel Inc. independent RIAOtherDec 31, 2008Jul 24, 2014 (2031 d)
Amanda Lynn BarcliffMorgan Keegan & Company, LLC otherLPL Financial LLC otherOtherDec 31, 2008Jan 20, 2009
Katherine FoleyMorgan Keegan & Company, LLC otherWells Fargo Advisors wirehouseOtherDec 23, 2008Jan 8, 2009
Claytor BrooksMorgan Keegan & Company, LLC otherCetera Investment Advisers LLC BD affiliatedOtherDec 20, 2008May 8, 2024 (5618 d)
David E HudsonMorgan Keegan & Company, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 18, 2008Jul 11, 2011 (935 d)
Oliver Morgan HallMorgan Keegan & Company, LLC otherUBS Financial Services Inc. wirehouseOtherNov 12, 2008Feb 10, 2009 (90 d)
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608 moves match.