DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Anthony Lankford | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Oct 12, 2023 |
| Keenan Retterath | Woodbury Financial Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Oct 9, 2023 |
| Eric Scott Schmitz | Woodbury Financial Services, Inc. BD affiliated | Klaas Financial Asset Advisors, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Jan 5, 2024 (80 d) |
| Jon Holman Moores | Woodbury Financial Services, Inc. BD affiliated | Ascension Capital Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 24, 2024 (112 d) |
| Marshall Tyler Ozanne | Woodbury Financial Services, Inc. BD affiliated | Probity Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 4, 2023 |
| Thomas Edward Tilton | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 1, 2023 |
| Michael Martin Busch | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 28, 2023 |
| Kamil Rehman | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Aug 28, 2023 |
| Amy M Harbort | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 16, 2024 (364 d) |
| Carlton Herman Dewall | Woodbury Financial Services, Inc. BD affiliated | Bradford Financial Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Sep 27, 2024 (387 d) |
| Daniel Thomas Leicht | Woodbury Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2023 | Sep 8, 2023 |
| Glen Kevin Sundberg | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Aug 3, 2023 |
| Robert Evan Bethards | Woodbury Financial Services, Inc. BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2023 | Sep 1, 2023 |
| Thomas Russell Cromer | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 1, 2023 |
| George Edwin Cromer | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 2, 2023 |
| Cory M Gresham | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 4, 2023 |
| Ion Valentin Cangea | Woodbury Financial Services, Inc. BD affiliated | Moloney Securities Asset Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jul 14, 2023 |
| Preston Christian | Woodbury Financial Services, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 6, 2023 |
| Gina Cohen | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2023 | May 14, 2021 |
| Kiley Sorale Demery | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jun 30, 2023 |
| John Joseph Moravek | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 12, 2023 |
| Timothy Michael Reis | Woodbury Financial Services, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Jun 12, 2023 |
| Zachary I Campbell | Woodbury Financial Services, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Jun 12, 2023 |
| Joseph James Di Biasi | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | May 26, 2023 |
| Tanner Joel Barrett | Woodbury Financial Services, Inc. BD affiliated | Gineris Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 8, 2023 | Jun 29, 2023 |
| Leah Megan Pattison | Woodbury Financial Services, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| William Lee Grossman | Woodbury Financial Services, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 5, 2023 |
| Gregory Bernard Mc Elheny | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 26, 2023 |
| William Bowden Simmermon | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 25, 2023 |
| Leor Baruch Getzel | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 25, 2023 |
| Randolph Miles Peters | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 25, 2023 |
| Brandon Michael Kaplan | Woodbury Financial Services, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | Jun 26, 2024 (398 d) |
| Kimberly Kay Dale | Woodbury Financial Services, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Nov 1, 2023 (161 d) |
| Taylor Griffith Budd | Woodbury Financial Services, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | Sep 8, 2023 (109 d) |
| Louis David Esposito | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 18, 2023 |
| Richard Alfred Lamore | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Griffin M Saddler | Woodbury Financial Services, Inc. BD affiliated | Watershed Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 17, 2023 | Jan 7, 2026 (966 d) |
| Jonathan Couper | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | May 24, 2023 |
| Liza Christian Firmin | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | May 8, 2023 |
| Raymond Paul Scannell | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 24, 2023 |
| Samantha Jo Schmidt | Woodbury Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | May 5, 2023 |
| Jonathan Leonard Lewandowski | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Apr 20, 2023 |
| Laura Ann Pesek | Woodbury Financial Services, Inc. BD affiliated | Gibbs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2023 | May 19, 2023 (31 d) |
| Megan Kelly Smolinske | Woodbury Financial Services, Inc. BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 7, 2023 |
| James Wesley Thompson | Woodbury Financial Services, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 16, 2023 |
| Robert Laurence Kunde | Woodbury Financial Services, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Feb 10, 2023 |
| Kaden Lee Miedema | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Mar 3, 2023 |
| Brenden Thomas Fitzpatrick | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Jun 29, 2023 (147 d) |
| Kevin Glenn Hartley | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Jun 29, 2023 (147 d) |
| Robert Frankland Stafford | Woodbury Financial Services, Inc. BD affiliated | Vantage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Feb 13, 2024 (384 d) |
| John Michael Schindler | Woodbury Financial Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | Feb 1, 2023 |
| John Chou | Woodbury Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2023 | Jan 16, 2023 |
| Corey Richardson | Woodbury Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2023 | Jan 10, 2023 |
| Matthew Albert Digiacomo | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 6, 2023 |
| Michael Alan Critchfield | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 6, 2023 |
| Matthew Louis Debiase | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 6, 2023 |
| Evan Riley Pugh | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 6, 2023 |
| Jennifer Lynn Hamilton | Woodbury Financial Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 3, 2023 |
| Susan Crane | Woodbury Financial Services, Inc. BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Feb 27, 2023 (55 d) |
| Keith Russell Trezek | Woodbury Financial Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 3, 2023 |
1,016 moves match.