DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Woodbury Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Norma Alice Romero-MitchellWoodbury Financial Services, Inc. otherOsaic Fa, Inc. otherOtherAug 24, 2017Aug 21, 2017
Joseph Charles GittoWoodbury Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 24, 2017Sep 15, 2017
Jenna Lee DempewolfWoodbury Financial Services, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherAug 9, 2017Aug 8, 2017
Kalyn Dawn HochstratWoodbury Financial Services, Inc. otherHochstrat Investments LLC state registeredOtherJul 27, 2017Sep 15, 2017 (50 d)
Jacqueline Ann LawrenceWoodbury Financial Services, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJul 26, 2017Jul 24, 2017
Jason GrossWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherJul 25, 2017Jul 21, 2017
Renee Grace FaisonWoodbury Financial Services, Inc. otherWealth Teams Alliance independent RIAOtherJul 17, 2017Aug 1, 2017
Maria SulickWoodbury Financial Services, Inc. otherSavant Wealth Management independent RIAOtherJul 6, 2017Apr 11, 2024 (2471 d)
Victor LedouxWoodbury Financial Services, Inc. otherOn Investment Management Co otherOtherJul 5, 2017Jun 30, 2017
William Jeffrey SellersWoodbury Financial Services, Inc. otherQuestar Asset Management, Inc. otherOtherJun 15, 2017Jun 16, 2017
George Addison WebbWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 1, 2017
Thomas Edward AndersonWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 8, 2017
Michael Philip O'ConnorWoodbury Financial Services, Inc. otherChicago Partners Investment Group LLC otherOtherJun 5, 2017Jun 1, 2017
Justin Mark HeindlWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 8, 2017
Daniel Joseph EsselmanWoodbury Financial Services, Inc. otherCommerce Brokerage Services, Inc otherOtherMay 23, 2017Aug 23, 2017 (92 d)
Richard John MurrayWoodbury Financial Services, Inc. otherIsc Financial Advisors otherOtherMay 4, 2017Jan 31, 2014
Robert Richard WolfWoodbury Financial Services, Inc. otherSagepoint Financial, Inc. otherOtherMay 4, 2017May 15, 2017
Mitchell Todd SinzWoodbury Financial Services, Inc. otherOsaic Wealth, Inc. otherOtherMay 2, 2017May 2, 2017
Jeffery Daniel FelicianoWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherMay 1, 2017Apr 28, 2017
Stacy Jean HayesWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherMay 1, 2017Apr 28, 2017
Adam Nicholas ToddWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherMay 1, 2017Apr 28, 2017
Jose Anselmo FelicianoWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherApr 28, 2017Apr 28, 2017
Bradley Derek HablutzelWoodbury Financial Services, Inc. otherA & I Wealth Management otherOtherMar 15, 2017Mar 10, 2017
Nicholas BlissWoodbury Financial Services, Inc. otherQuestar Asset Management, Inc. otherOtherMar 13, 2017Mar 9, 2017
Marigene Wilkins TaylorWoodbury Financial Services, Inc. otherValic Financial Advisors, Inc. otherOtherFeb 24, 2017Oct 10, 2017 (228 d)
Gregory G TheisWoodbury Financial Services, Inc. otherUSA Financial Securities LLC otherOtherFeb 21, 2017Feb 20, 2017
Matthew John BoehmWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherFeb 3, 2017Feb 1, 2017
Robert James TraversWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherFeb 3, 2017Feb 1, 2017
Phillip John JohnsonWoodbury Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherFeb 2, 2017Jan 30, 2017
Todd Alan JohnsonWoodbury Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherFeb 1, 2017Jan 30, 2017
Michael George MartinWoodbury Financial Services, Inc. otherSii Investments, Inc. otherOtherJan 13, 2017Jan 9, 2017
Eric William DeanWoodbury Financial Services, Inc. otherPrivate Advisor Group, LLC otherOtherJan 13, 2017Jan 11, 2017
Tim Daniel ClairmontWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherJan 4, 2017Jan 19, 2017
Courtney Ann StewartWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherJan 4, 2017Jan 19, 2017
Daniel WilleyWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherJan 4, 2017Jan 19, 2017
Aaron Mitchell HesselWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherJan 4, 2017Jan 19, 2017
Carolynn Bridget BridgesWoodbury Financial Services, Inc. otherSagepoint Financial, Inc. otherOtherDec 31, 2016Jan 30, 2017
Andrea LynnWoodbury Financial Services, Inc. otherEdward Jones national BDOtherDec 31, 2016Mar 1, 2017 (60 d)
Lauren GriggsWoodbury Financial Services, Inc. otherAmeriprise Financial Services, LLC national BDOtherDec 21, 2016Dec 19, 2016
Preeti ShahWoodbury Financial Services, Inc. otherEnlight Financial LLC state registeredOtherDec 9, 2016Dec 2, 2016
Erick BaerWoodbury Financial Services, Inc. otherEmerson Equity LLC otherOtherDec 5, 2016Mar 21, 2018 (471 d)
Casey Anne FoxWoodbury Financial Services, Inc. otherKestra Advisory Services, LLC otherOtherNov 17, 2016Nov 15, 2016
Marshall Deon MennengaWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 27, 2016Oct 21, 2016
Patrick Charles FosdickWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 27, 2016Oct 21, 2016
Megan E DornWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 27, 2016Oct 21, 2016
Royce P KurtzWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 27, 2016Oct 21, 2016
Lloyd Wendell MennengaWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 26, 2016Oct 21, 2016
James Earl EwingWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 26, 2016Oct 21, 2016
Tony Scott MennengaWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 26, 2016Oct 21, 2016
Mark Alan ZierathWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 26, 2016Oct 21, 2016
Taylor John RobsonWoodbury Financial Services, Inc. otherHarbour Investments, Inc. otherOtherOct 26, 2016Oct 21, 2016
Eric MesserWoodbury Financial Services, Inc. otherEdward Jones national BDOtherOct 18, 2016Jan 25, 2017 (99 d)
Ernest Adolf StibaWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherSep 27, 2016Sep 22, 2016
Eric Adam StibaWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherSep 27, 2016Sep 22, 2016
Brian Cohen GreenbergWoodbury Financial Services, Inc. otherOsaic Fa, Inc. otherOtherSep 12, 2016Sep 13, 2016
Christopher Milton DockWoodbury Financial Services, Inc. otherKestra Advisory Services, LLC otherOtherSep 9, 2016Jul 20, 2016
Simon Dude GrannerWoodbury Financial Services, Inc. otherThrivent Investment Management Inc. otherOtherSep 2, 2016Sep 16, 2016
Kristen Dawn MassieWoodbury Financial Services, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 29, 2016Sep 27, 2016
David Jonathan ChesnerWoodbury Financial Services, Inc. otherLion Street Advisors, LLC otherOtherAug 23, 2016Aug 17, 2016
John Michael FranklinWoodbury Financial Services, Inc. otherSecurities America Advisors, Inc. otherOtherAug 10, 2016Aug 1, 2016
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1,016 moves match.