| Denise Michelle Zapata | Cuso Financial Services, L.P. other | Cetera Advisor Networks LLC other | Other | Oct 7, 2010 | Oct 26, 2010 |
| Jo Laurie Schmeltzer | Cuso Financial Services, L.P. other | Woodbury Financial Services, Inc. other | Other | Sep 24, 2010 | Oct 20, 2010 |
| Luzaida Vazquez Pietri | Cuso Financial Services, L.P. other | Ameriprise Financial Services, LLC national BD | Other | Aug 18, 2010 | Mar 25, 2011 (219 d) |
| Michelle Lee Hylton | Cuso Financial Services, L.P. other | Essex National Securities, Inc. other | Other | Jul 16, 2010 | Jul 30, 2010 |
| Thomas J. Brunz | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Jul 16, 2010 | Jul 30, 2010 |
| Kristen Marie Dunder | Cuso Financial Services, L.P. other | Cetera Investment Services LLC other | Other | May 21, 2010 | Jun 3, 2010 |
| Denney R Domantay | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | May 21, 2010 | May 21, 2010 |
| Robert George Wilson | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | May 3, 2010 | Oct 28, 2010 (178 d) |
| Gregory L Schepens | Cuso Financial Services, L.P. other | Comerica Securities other | Other | Apr 30, 2010 | Jan 20, 2012 (630 d) |
| David Logan Wood | Cuso Financial Services, L.P. other | Essex National Securities, Inc. other | Other | Apr 12, 2010 | Aug 4, 2010 (114 d) |
| Andrew Richard Staley | Cuso Financial Services, L.P. other | Usaa Financial Planning Services no RAUM | Other | Apr 12, 2010 | Aug 25, 2010 (135 d) |
| Cathy Ann Jackson | Cuso Financial Services, L.P. other | Next Financial Group, Inc. other | Other | Feb 24, 2010 | Apr 7, 2010 (42 d) |
| Mark Wade Wierda | Cuso Financial Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 5, 2010 | Jun 30, 2010 (145 d) |
| Kevin Dwayne Martin | Cuso Financial Services, L.P. other | Edward Jones national BD | Other | Jan 5, 2010 | Mar 8, 2010 (62 d) |
| Dean E Eisenbraun | Cuso Financial Services, L.P. other | Kms Financial Services, Inc other | Other | Dec 31, 2009 | Jan 18, 2011 (383 d) |
| Philip James Macdonald | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Dec 8, 2009 |
| Thomas Gerald Decker | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Jan 7, 2010 |
| Daniel P. Dawson | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Dec 18, 2009 |
| Caleb Ellis Kennedy | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Dec 18, 2009 |
| Seth Adam Riddle | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Mar 17, 2016 (2291 d) |
| Robert J Cortes | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Dec 8, 2009 | Dec 18, 2009 |
| Jorge Armando Morales | Cuso Financial Services, L.P. other | Wells Fargo Investments, LLC unclassified | Other | Nov 5, 2009 | Nov 4, 2009 |
| Donald Lee Kerr | Cuso Financial Services, L.P. other | Ameriprise Financial Services, LLC national BD | Other | Oct 2, 2009 | Sep 30, 2011 (728 d) |
| Kimberly Ann Lutes | Cuso Financial Services, L.P. other | Fisher Investments independent RIA | Other | Sep 25, 2009 | Feb 23, 2021 (4169 d) |
| Sarah Elizabeth Brechbuehl | Cuso Financial Services, L.P. other | Invest Financial Corporation other | Other | Sep 11, 2009 | Sep 22, 2009 |
| Aaron Christopher Brown | Cuso Financial Services, L.P. other | Fisher Investments other | Other | Aug 7, 2009 | May 26, 2010 (292 d) |
| Scott James Walker | Cuso Financial Services, L.P. other | Td Ameritrade Investment Management, LLC other | Other | Jul 27, 2009 | Aug 2, 2010 (371 d) |
| Victor Taylor Caron | Cuso Financial Services, L.P. other | Charles Schwab & Co., Inc. national BD | Other | Jul 27, 2009 | Aug 14, 2009 |
| Eric Matthew Schwartz | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 12, 2009 | Dec 14, 2009 (185 d) |
| Karina Marquez | Cuso Financial Services, L.P. other | Chase Investment Services Corp. other | Other | Jun 12, 2009 | Jan 26, 2010 (228 d) |
| William Kenneth Young Terry | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | May 27, 2009 | Nov 29, 2011 (916 d) |
| Michael James Rodgers | Cuso Financial Services, L.P. other | U.S. Bancorp Advisors, LLC other | Other | May 8, 2009 | May 13, 2009 |
| Brandon James Grundy | Cuso Financial Services, L.P. other | Charles Schwab & Co., Inc. national BD | Other | May 8, 2009 | Jun 15, 2009 (38 d) |
| Kim S. Houck | Cuso Financial Services, L.P. other | Invest Financial Corporation other | Other | Mar 3, 2009 | Aug 27, 2009 (177 d) |
| Christina Moore Gwynn | Cuso Financial Services, L.P. other | Pnc Wealth Management other | Other | Dec 4, 2008 | Dec 24, 2008 |
| Craig Stephen Maytubby | Cuso Financial Services, L.P. other | Chase Investment Services Corp. other | Other | Nov 3, 2008 | Jun 22, 2010 (596 d) |
| Frank Colasuono | Cuso Financial Services, L.P. other | Chase Investment Services Corp. other | Other | Oct 22, 2008 | Jun 9, 2010 (595 d) |
| Shuyi Kong | Cuso Financial Services, L.P. other | Cue Financial Group, Inc. other | Other | Sep 9, 2008 | Sep 5, 2008 |
| Todd Mitchell Utecht | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 13, 2008 | Aug 15, 2008 |
| Michael John Snyder | Cuso Financial Services, L.P. other | Empower Advisory Group, LLC BD affiliated | Other | Aug 1, 2008 | Dec 5, 2025 (6335 d) |
| Daniel Patrick Rush | Cuso Financial Services, L.P. other | Eagle Strategies LLC other | Other | May 22, 2008 | Apr 1, 2010 (679 d) |
| Scott Phillip Hanson | Cuso Financial Services, L.P. other | Centaurus Financial, Inc. other | Other | May 21, 2008 | Jun 17, 2008 |
| Sandra Eleanor Yates | Cuso Financial Services, L.P. other | Scottrade Investment Management other | Other | May 2, 2008 | Jan 27, 2017 (3192 d) |
| Jeffrey Duane Garrett | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Mar 25, 2008 | Apr 3, 2008 |
| Rebecca Louise Eckert | Cuso Financial Services, L.P. other | Geneos Wealth Management, Inc. other | Other | Mar 11, 2008 | Mar 11, 2008 |
| Thomas Taylor | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Feb 11, 2008 | Feb 15, 2008 |
| Phillip Back Weinstein | Cuso Financial Services, L.P. other | Wells Fargo Investments, LLC unclassified | Other | Jan 25, 2008 | Feb 14, 2008 |
| Michael Charles Larose | Cuso Financial Services, L.P. other | Bok Financial Advisors other | Other | Jan 24, 2008 | Jan 25, 2008 |
| Janice Lynn Brady | Cuso Financial Services, L.P. other | Waddell & Reed other | Other | Dec 31, 2007 | Feb 22, 2008 (53 d) |
| Allen Dale Smith | Cuso Financial Services, L.P. other | Sorrento Pacific Financial, LLC other | Other | Oct 26, 2007 | Oct 5, 2009 (710 d) |
| Robert B Babcock | Cuso Financial Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 27, 2007 | Aug 15, 2008 (323 d) |
| Thoeurn Indy | Cuso Financial Services, L.P. other | Wells Fargo Investments, LLC unclassified | Other | Aug 17, 2007 | Aug 20, 2007 |
| Brandi Tenille Palermo | Cuso Financial Services, L.P. other | Kestra Advisory Services, LLC other | Other | Jun 22, 2007 | Apr 18, 2016 (3223 d) |
| Amy Warren Edwards | Cuso Financial Services, L.P. other | LPL Financial LLC other | Other | Jun 19, 2007 | Jul 30, 2007 (41 d) |
| Chris Castro | Cuso Financial Services, L.P. other | Chase Investment Services Corp. other | Other | May 21, 2007 | Aug 16, 2007 (87 d) |
| Delores Nuamah | Cuso Financial Services, L.P. other | Msi Financial Services, Inc. other | Other | Mar 26, 2007 | Sep 18, 2008 (542 d) |
| Tony Graybeal | Cuso Financial Services, L.P. other | Spc other | Other | Feb 6, 2007 | Oct 1, 2008 (603 d) |
| Richard Alan Parrett | Cuso Financial Services, L.P. other | Global Portfolio Strategies, Inc. other | Other | Jan 26, 2007 | Jun 14, 2007 (139 d) |
| Thomas Francis Bennett | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Jan 24, 2007 | Jan 22, 2007 |
| Michael Robert Granja | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Jan 24, 2007 | Jan 22, 2007 |