DFX Intelligence
Advisor moves
Departures from Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,694 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew A Liss | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 18, 2020 |
| Lary Matthew Weintraub | Park Avenue Securities LLC BD affiliated | Synergy Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | Oct 6, 2020 |
| James Nicholas Sarandis | Park Avenue Securities LLC BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Feb 5, 2021 (149 d) |
| Manuel Martinez | Park Avenue Securities LLC BD affiliated | Ruggiero Wealth Management unclassified | Other | Aug 5, 2020 | Aug 5, 2021 (365 d) |
| Walter Vincent Nelson | Park Avenue Securities LLC BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Jul 17, 2020 |
| Noah James Borwick | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 31, 2020 |
| Andrew Bean | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2020 | Jul 31, 2020 |
| William J Scanlon | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Jul 29, 2020 |
| Edward Dale Meracle | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Jul 2, 2020 |
| Eric Herzog | Park Avenue Securities LLC BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2020 | Jul 20, 2020 |
| Sun Tung-Van | Park Avenue Securities LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Jun 30, 2020 |
| Aridai Lopez | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2020 | Mar 18, 2025 (1700 d) |
| Mark Moroni | Park Avenue Securities LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2020 | Jan 5, 2021 (176 d) |
| Logan D Cox | Park Avenue Securities LLC BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Jun 30, 2020 |
| Sebastian Swanson | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 6, 2020 | Jul 30, 2020 |
| Edward D Deverell | Park Avenue Securities LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Nov 17, 2025 (1970 d) |
| Garret Benson | Park Avenue Securities LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Jun 22, 2020 |
| Jonathon Paul Soucier | Park Avenue Securities LLC BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Jan 1, 2025 (1667 d) |
| David W Grulich | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | May 29, 2020 |
| Nicholas Charles Chason | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2020 | May 28, 2020 |
| Joshua Oronce | Park Avenue Securities LLC BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | Jul 30, 2021 (422 d) |
| Louis F Rendemonti | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2020 | Jun 8, 2020 |
| Richard John Gunderud | Park Avenue Securities LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2020 | May 27, 2020 |
| Matthew L Williams | Park Avenue Securities LLC BD affiliated | Heritage Investors unclassified | Other | May 19, 2020 | May 12, 2020 |
| Steven R Howard | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2020 | May 11, 2020 |
| Peter Sizhong Mu | Park Avenue Securities LLC BD affiliated | Wealth Cairn, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2020 | Apr 30, 2020 |
| Kenneth Menezes | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 28, 2020 |
| Marshall David Butler | Park Avenue Securities LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2020 | Apr 21, 2020 |
| Lawrence S Friedman | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2020 | May 13, 2020 |
| Eric T Gudmundson | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Mar 10, 2020 |
| Jordan Rinas | Park Avenue Securities LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Sep 11, 2024 (1618 d) |
| Peter James Morris | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2020 | Feb 25, 2020 |
| Marie Schulz Marks | Park Avenue Securities LLC BD affiliated | Sikich Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2020 | Mar 17, 2020 |
| Bryan Matthew Keenan | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2020 | May 20, 2020 (64 d) |
| Spencer Allison Fugita | Park Avenue Securities LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Aug 2, 2021 (504 d) |
| Andrew Jacob Keehn | Park Avenue Securities LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2020 | Sep 17, 2020 (190 d) |
| Jerome N Pasichow | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Mar 9, 2020 |
| Mahesh A Odhrani | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Feb 21, 2020 |
| Wesley K Brown | Park Avenue Securities LLC BD affiliated | Remnant Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2020 | Jan 1, 2026 (2127 d) |
| Michael N Beatty | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Feb 21, 2020 |
| Peter R Gross | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2020 | Mar 4, 2020 |
| Thomas S Murray | Park Avenue Securities LLC BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 11, 2020 |
| Ryan Eugene Staton | Park Avenue Securities LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Feb 28, 2020 |
| Sheena Valene Fisher | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2020 | Mar 2, 2021 (375 d) |
| Joseph Carl Anderson | Park Avenue Securities LLC BD affiliated | North Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2020 | Aug 19, 2020 (194 d) |
| Patrick M Howell | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Mar 20, 2020 (43 d) |
| Nicholas R Flatness | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Feb 6, 2020 |
| Christopher Barense Steward | Park Avenue Securities LLC BD affiliated | Heritage Investors unclassified | Other | Jan 30, 2020 | Feb 7, 2020 |
| Richard Esposito | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2020 | Jan 29, 2020 |
| Brandon Mcarthur Jordan | Park Avenue Securities LLC BD affiliated | Heritage Investors unclassified | Other | Jan 30, 2020 | Jan 23, 2020 |
| Saralynn Deer Golob | Park Avenue Securities LLC BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2020 | Feb 11, 2020 |
| Peter W Mc Cormack | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Jan 22, 2020 |
| John W Tsigakos | Park Avenue Securities LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Feb 9, 2021 (385 d) |
| Judson Edward Pyatt | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Nov 27, 2019 |
| Dustin Cain Myers | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Nov 27, 2019 |
| James Edward Bell | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Dec 16, 2019 |
| Phillip R Wight | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jul 13, 2021 (558 d) |
| Stephen C Norris | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2019 | Jan 1, 2025 (1828 d) |
| Benjamin Timothy Hussong | Park Avenue Securities LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 5, 2020 |
| John Raymond Horn | Park Avenue Securities LLC BD affiliated | Bighorn Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 20, 2019 | Aug 26, 2026 (2441 d) |