| Thomas George Schreck | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Dec 21, 2010 | Dec 16, 2010 |
| Stacey Elizabeth Polito | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Dec 9, 2010 | Dec 6, 2010 |
| Matthew James Quigley | Janney Montgomery Scott LLC other | Raymond James & Associates, Inc. national BD | Other | Nov 22, 2010 | Apr 2, 2014 (1227 d) |
| Christopher Raye Howell | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Nov 16, 2010 | Nov 5, 2010 |
| Van Dregge Olmstead | Janney Montgomery Scott LLC other | Fulcrum Advisory Services, LLC other | Other | Oct 4, 2010 | Sep 30, 2010 |
| Barry Ray Shatzman | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | Sep 21, 2010 | Sep 24, 2010 |
| Carrie Elizabeth Bowman | Janney Montgomery Scott LLC other | Cetera Advisor Networks LLC other | Other | Sep 9, 2010 | Oct 5, 2010 |
| Paul Douglas Curnes | Janney Montgomery Scott LLC other | Cetera Advisor Networks LLC other | Other | Sep 9, 2010 | Sep 2, 2010 |
| Albert John Makkay | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 2, 2010 | Aug 6, 2010 |
| Ernest Velez | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 27, 2010 | Aug 20, 2010 |
| John Phillip Mcabee | Janney Montgomery Scott LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 18, 2010 | Aug 7, 2010 |
| Mark Krauss | Janney Montgomery Scott LLC other | Raymond James Financial Services Advisors, Inc other | Other | Aug 2, 2010 | Jul 13, 2010 |
| Susan Ruth Cohn | Janney Montgomery Scott LLC other | Raymond James Financial Services Advisors, Inc other | Other | Aug 2, 2010 | Nov 10, 2011 (465 d) |
| Geraldine Anne Spinella | Janney Montgomery Scott LLC other | Raymond James & Associates, Inc. national BD | Other | Jul 30, 2010 | Jun 14, 2021 (3972 d) |
| Elizabeth Rose Cillo | Janney Montgomery Scott LLC other | Lord, Abbett & Co. LLC other | Other | Jul 27, 2010 | Feb 11, 2011 (199 d) |
| Josh Dreseris | Janney Montgomery Scott LLC other | Bny Mellon Advisors, Inc. other | Other | Jul 20, 2010 | Jul 16, 2010 |
| Sean Matthew Clancy | Janney Montgomery Scott LLC other | UBS Financial Services Inc. wirehouse | Other | Jul 12, 2010 | Jul 9, 2010 |
| Andrew Brett Lewis | Janney Montgomery Scott LLC other | LPL Financial LLC other | Other | May 7, 2010 | Apr 30, 2010 |
| Harry L Goldsmith | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Apr 13, 2010 | Mar 17, 2010 |
| Silas Hemenway Witherbee | Janney Montgomery Scott LLC other | Cantella & Co., Inc. other | Other | Mar 18, 2010 | Mar 29, 2010 |
| Michael John Mella | Janney Montgomery Scott LLC other | Cantella & Co., Inc. other | Other | Mar 4, 2010 | Jun 30, 2014 (1579 d) |
| Peter Cook Rubincam | Janney Montgomery Scott LLC other | Triad Advisors, LLC other | Other | Feb 12, 2010 | Feb 5, 2010 |
| Alan Emery Whitaker | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jan 14, 2010 | Jan 8, 2010 |
| Allen Scott Wagner | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jan 14, 2010 | Jan 8, 2010 |
| Robert Henry John | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jan 14, 2010 | Sep 8, 2016 (2429 d) |
| William Edward Keenan | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Dec 18, 2009 | Dec 10, 2009 |
| Virginia Frances Thompson | Janney Montgomery Scott LLC other | J P Turner & Company Capital Management, LLC other | Other | Nov 24, 2009 | Jan 26, 2012 (793 d) |
| William Holmes Stewart | Janney Montgomery Scott LLC other | Arthur Wood Investment Advisors Corp unclassified | Other | Oct 8, 2009 | Dec 9, 2020 (4080 d) |
| Scott Louis Facchetti | Janney Montgomery Scott LLC other | Flagship Wealth Advisors, LLC. independent RIA | Other | Oct 2, 2009 | Feb 13, 2017 (2691 d) |
| Roger Elliott Hare | Janney Montgomery Scott LLC other | Westminster Financial Advisory Corp other | Other | Sep 11, 2009 | Sep 8, 2009 |
| Thomas Alan Masters | Janney Montgomery Scott LLC other | Sterne Agee Investment Advisor Services, Inc. other | Other | Sep 4, 2009 | Aug 28, 2009 |
| Michael John Gordon | Janney Montgomery Scott LLC other | Moors & Cabot, Inc other | Other | Sep 2, 2009 | Aug 28, 2009 |
| Mary Kathleen Newhouse | Janney Montgomery Scott LLC other | Moors & Cabot, Inc other | Other | Sep 2, 2009 | Aug 28, 2009 |
| Brendan Kernkamp Leavey | Janney Montgomery Scott LLC other | American Portfolios Advisors, Inc other | Other | Jul 30, 2009 | Jul 29, 2009 |
| Marjorie Sue Samuels | Janney Montgomery Scott LLC other | Dominick & Dominick LLC other | Other | Jul 16, 2009 | Jul 9, 2009 |
| David John Rich | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Jul 13, 2009 | Jun 19, 2009 |
| Dean Robert Novin | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jul 13, 2009 | Jun 17, 2009 |
| William Lawrence Bush | Janney Montgomery Scott LLC other | Bpu Investment Management, Inc. other | Other | Jul 10, 2009 | Jul 7, 2009 |
| Scott Lang Linville | Janney Montgomery Scott LLC other | LPL Financial LLC other | Other | Jul 9, 2009 | Feb 23, 2010 (229 d) |
| Steven Norbert Banaletti | Janney Montgomery Scott LLC other | LPL Financial LLC other | Other | Jul 1, 2009 | Jun 17, 2009 |
| George J. Lesnik | Janney Montgomery Scott LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 30, 2009 | Jun 5, 2009 |
| Zaim [No Middle Name] Hajdari | Janney Montgomery Scott LLC other | Raymond James Financial Services Advisors, Inc other | Other | Jun 19, 2009 | Nov 9, 2010 (508 d) |
| Patrick Michael Foley | Janney Montgomery Scott LLC other | Robert W. Baird & Co. Incorporated other | Other | Jun 18, 2009 | Jun 16, 2009 |
| Scot Gilbert Sinkler | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 12, 2009 | May 15, 2009 |
| H Craig Rappaport | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Jun 8, 2009 | Jun 2, 2009 |
| Galen John Greiner | Janney Montgomery Scott LLC other | Oppenheimer & Co. Inc. other | Other | May 28, 2009 | May 11, 2009 |
| Patrick Allen Daly | Janney Montgomery Scott LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | May 28, 2009 | May 22, 2009 |
| Michael Kennedy Carberry | Janney Montgomery Scott LLC other | Morgan Stanley wirehouse | Other | May 28, 2009 | Jul 2, 2013 (1496 d) |
| Davisson Merritt Hammond | Janney Montgomery Scott LLC other | Ameriprise Advisor Services, Inc. unclassified | Other | May 28, 2009 | May 20, 2009 |
| Christopher Charles Freeman | Janney Montgomery Scott LLC other | Raymond James Financial Services Advisors, Inc other | Other | May 18, 2009 | May 27, 2009 |
| Lance Eric Cicciarelli | Janney Montgomery Scott LLC other | Edward Jones national BD | Other | Apr 29, 2009 | Apr 24, 2009 |
| Lisa Ann Roberts | Janney Montgomery Scott LLC other | Voya Financial Advisors, Inc. other | Other | Apr 22, 2009 | Jun 23, 2010 (427 d) |
| Walter Zabud Fletcher | Janney Montgomery Scott LLC other | Woloshin Investment Management, LLC independent RIA | Other | Apr 22, 2009 | Nov 19, 2009 (211 d) |
| Alfred David Barbato | Janney Montgomery Scott LLC other | Cuso Financial Services, L.P. other | Other | Apr 22, 2009 | May 18, 2009 |
| Ronald Bryan Sultzbach | Janney Montgomery Scott LLC other | Brokersxpress LLC other | Other | Apr 1, 2009 | Mar 23, 2009 |
| Lee David Moffatt | Janney Montgomery Scott LLC other | E. E. Powell & Company Inc. state registered | Other | Mar 25, 2009 | Sep 13, 2022 (4920 d) |
| Stephen Denapoli | Janney Montgomery Scott LLC other | Ameriprise Advisor Services, Inc. unclassified | Other | Mar 13, 2009 | Mar 30, 2009 |
| Eric Stephen Dion | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Mar 10, 2009 | Mar 5, 2009 |
| David G Weissman | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Mar 10, 2009 | Mar 10, 2009 |
| Gary Neil Weissman | Janney Montgomery Scott LLC other | Wells Fargo Advisors wirehouse | Other | Mar 10, 2009 | Mar 5, 2009 |