DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Crown Capital Securities, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frederick Deneen Sanchez | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Aug 14, 2024 |
| Larry Joseph Michaels | Crown Capital Securities, L.P. BD affiliated | Legacy Advisory Group, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 8, 2024 | Dec 8, 2023 |
| Steven Vincent Anderson | Crown Capital Securities, L.P. BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | May 23, 2024 |
| John Bertrand Manley | Crown Capital Securities, L.P. BD affiliated | Cws Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 7, 2024 | May 28, 2024 |
| Brett Jerome Saddler | Crown Capital Securities, L.P. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Jun 28, 2024 (52 d) |
| James Martin Benjamson | Crown Capital Securities, L.P. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 18, 2024 |
| David Bruce Mcmillen | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 10, 2024 |
| Robert Raymond Mcisaac | Crown Capital Securities, L.P. BD affiliated | Chicago Capital Management Advisors, LLC other | Other | May 1, 2024 | May 1, 2024 |
| Leonard Charles Smith | Crown Capital Securities, L.P. BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2024 | May 28, 2024 |
| Scott Ryan Babbitt | Crown Capital Securities, L.P. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 24, 2024 |
| Keith Ryan Gunther | Crown Capital Securities, L.P. BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2024 | May 28, 2024 |
| Edward Lee Lazaro | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 2, 2024 |
| David Matthew Collins | Crown Capital Securities, L.P. BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2024 | Apr 3, 2024 |
| Quentin Lee Lazaro | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | May 2, 2024 |
| Frederick Mark Atiyeh | Crown Capital Securities, L.P. BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2024 | May 23, 2024 |
| Franklin Llewellyn Naylor | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Terrence Hugh Gee | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Jul 18, 2024 (92 d) |
| Jeffrey Dean Barlow | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Thomas Alan Ren | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Emily Ida Rivenes | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Trevor David Glenn | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Krishna Venkatesh Agnihotri | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Irini Ioanna Housiadas | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Luke Cletus Iverson | Crown Capital Securities, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | Apr 17, 2024 |
| Laura Kuo Carmany | Crown Capital Securities, L.P. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 18, 2024 |
| Russell Edward Fieger | Crown Capital Securities, L.P. BD affiliated | Blue River Capital LLC unclassified | Other | Apr 16, 2024 | Nov 4, 2015 |
| Brandon William Boyd | Crown Capital Securities, L.P. BD affiliated | Legacy Advisory Group, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Jan 2, 2024 |
| Derek Robert Thomsen | Crown Capital Securities, L.P. BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | May 28, 2024 (42 d) |
| Carl Vincent Gottuso | Crown Capital Securities, L.P. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Jan 16, 2025 (281 d) |
| Jonathon D Mason | Crown Capital Securities, L.P. BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Apr 4, 2024 |
| Richard W Jackman | Crown Capital Securities, L.P. BD affiliated | Secura Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Jan 1, 2025 (282 d) |
| Jason Douglas Stone | Crown Capital Securities, L.P. BD affiliated | Stone Hatcher Financial unclassified | Other | Mar 25, 2024 | Apr 20, 2018 |
| Casey Lee Hatcher | Crown Capital Securities, L.P. BD affiliated | Stone Hatcher Financial unclassified | Other | Mar 25, 2024 | Apr 20, 2018 |
| Dhillon Thomas Taylor | Crown Capital Securities, L.P. BD affiliated | Secura Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Jan 17, 2020 |
| Jack Azar | Crown Capital Securities, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Mar 18, 2024 |
| Nagaraj Bhimaray Awatiger | Crown Capital Securities, L.P. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Apr 30, 2024 (43 d) |
| Steven Gustaf Carlson | Crown Capital Securities, L.P. BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Apr 16, 2024 (33 d) |
| Mark Garner Srofe | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 15, 2024 |
| John Reed Mickelson | Crown Capital Securities, L.P. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Jan 6, 2026 (665 d) |
| James Patrick Jenkins | Crown Capital Securities, L.P. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Jan 2, 2026 (661 d) |
| Edward George Martell | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 22, 2024 |
| Donald Evan Blauner | Crown Capital Securities, L.P. BD affiliated | Prosperitas Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | May 29, 2025 (468 d) |
| John Kalianov | Crown Capital Securities, L.P. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 9, 2024 |
| Jon Donald Sheflet | Crown Capital Securities, L.P. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | Jan 31, 2024 |
| Timothy Hayes | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 2, 2024 |
| Christina Woodford | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 2, 2024 |
| Matthew Caine Sessa | Crown Capital Securities, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 2, 2024 |
| Sarah Jane Tufts | Crown Capital Securities, L.P. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Feb 1, 2024 |
| Jeffrey S Ballek | Crown Capital Securities, L.P. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 26, 2024 |
| Richard Austin Holtan | Crown Capital Securities, L.P. BD affiliated | Interactive Financial Advisors other | Other | Jan 24, 2024 | May 17, 2013 |
| David Bruce Hehn | Crown Capital Securities, L.P. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 26, 2024 |
| Andrew Robert Santibanez | Crown Capital Securities, L.P. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 26, 2024 |
| Pamela Jean Zell | Crown Capital Securities, L.P. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 2, 2024 |
| Kathleen Sue Bowen | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Timothy John Stearns | Crown Capital Securities, L.P. BD affiliated | Cornerstone Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Oct 16, 2014 |
| Cindy X Chin | Crown Capital Securities, L.P. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Aug 26, 2024 (239 d) |
| Phillip Dennis Boyd | Crown Capital Securities, L.P. BD affiliated | St. Bernard Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Apr 22, 2024 (113 d) |
| Gavin Jones | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Larry James Miranda | Crown Capital Securities, L.P. BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 11, 2023 |
| William Eugene Hauenstein | Crown Capital Securities, L.P. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Nov 27, 2023 |
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168 moves match.