DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Annamarie Rainy Hernandez | Ameriprise Financial Services, LLC national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Sep 2, 2026 |
| Thomas C Moss | Ameriprise Financial Services, LLC national BD | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jul 13, 2026 |
| Gary Michael Cruff | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Jul 31, 2026 |
| Justin Lin Chang | Ameriprise Financial Services, LLC national BD | Freestone Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2026 | Aug 4, 2026 |
| Giovanni Jose Alvarez-Mena | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 24, 2026 |
| Ryan Daniel Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 14, 2026 |
| Shawn Rooney | Ameriprise Financial Services, LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Jul 30, 2026 |
| Kelly Loyd Mcdermott | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 15, 2026 |
| Joshua Mangini | Ameriprise Financial Services, LLC national BD | Connecticut Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Aug 24, 2026 |
| Patrick Thor | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Jul 6, 2026 |
| Dylan Robert Goodhart | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 29, 2026 |
| Melissa Williams Thomas | Ameriprise Financial Services, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Aug 3, 2026 |
| Rey Louie Carandang | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 6, 2026 |
| Genae Antoinette Affrunti | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 7, 2026 |
| Daniel Sobarzo | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2026 | Jul 16, 2026 |
| Cory J Matsumoto | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 7, 2026 |
| Liam O'Donnell | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2026 | Jul 23, 2026 |
| Daniel Adrian Saravia | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Sep 19, 2026 (59 d) |
| Chadwic Joseph Sarsfield | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 8, 2026 |
| Courtney Carey | Ameriprise Financial Services, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2026 | Jul 21, 2026 |
| Lauryn Ashley Mcintyre | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 20, 2026 | Sep 10, 2026 (52 d) |
| Connor Matthew Gage | Ameriprise Financial Services, LLC national BD | Alliancebernstein L.P. other | Other | Jul 20, 2026 | Aug 7, 2026 |
| Coy J Sarsfield | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 8, 2026 |
| Michael Vatter | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 8, 2026 |
| Vjollca Gjinolli | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 8, 2026 |
| Wendell Anthony Rounds | Ameriprise Financial Services, LLC national BD | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 31, 2026 |
| Eli Dejong | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Aug 7, 2026 |
| Tyler Cale Hendrix | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Aug 20, 2026 (35 d) |
| Robert Eric Hoffman | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 17, 2026 |
| Christopher Alvin Theut | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 7, 2026 |
| Steven James Landrum | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 2, 2026 |
| Tamir Hornesby | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 23, 2026 |
| Kaitlyn Eileen Kelly | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 13, 2026 |
| Katrina Daley- Deus | Ameriprise Financial Services, LLC national BD | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 29, 2026 |
| Timothy Tilton | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 10, 2026 |
| Robert Samuel Mauldin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 20, 2026 |
| Michael Ovsak | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 10, 2026 |
| Jeff Bank | Ameriprise Financial Services, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 15, 2026 |
| Amanda B Pryor | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jun 29, 2026 |
| Renee Hefner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 7, 2026 |
| Julia Marie Bica | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 8, 2026 |
| Tyler Corpora | Ameriprise Financial Services, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Aug 14, 2026 (32 d) |
| Christopher Michael Grella | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 9, 2026 |
| Naief Al-Chaikh | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jun 30, 2026 |
| Carly Sciano | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC other | Other | Jul 10, 2026 | Aug 19, 2026 (40 d) |
| Harrison Clark Obrien | Ameriprise Financial Services, LLC national BD | Norris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 27, 2026 |
| Rebekah Hasenmueller | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 9, 2026 | Sep 10, 2026 (63 d) |
| Sarah Anne Walsh | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 29, 2026 |
| Amy K Bonzon | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 29, 2026 |
| Mitchell J Dickie | Ameriprise Financial Services, LLC national BD | Bluestem Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 8, 2026 |
| Gary Lynn Rowan | Ameriprise Financial Services, LLC national BD | Stackstone Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2026 | Jun 24, 2026 |
| Shannon Marie Harris | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jun 29, 2026 |
| Mark T Frederick | Ameriprise Financial Services, LLC national BD | Stackstone Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2026 | Jun 24, 2026 |
| Michael Elliot Taylor | Ameriprise Financial Services, LLC national BD | Seren Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2026 | Sep 1, 2026 (56 d) |
| Conner R Krantz | Ameriprise Financial Services, LLC national BD | Stackstone Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2026 | Jun 24, 2026 |
| Walter Eric Eaves | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Aug 17, 2026 (41 d) |
| Nick Splinter | Ameriprise Financial Services, LLC national BD | Stackstone Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2026 | Jun 24, 2026 |
| Gregory L Schepens | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 29, 2026 |
| Rebekah Fischoff | Ameriprise Financial Services, LLC national BD | Beckerman Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 19, 2026 |
| Aiden Dunne | Ameriprise Financial Services, LLC national BD | Stackstone Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 6, 2026 | Jun 24, 2026 |
9,382 moves match.